-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, So3kbHEWCeJ8pYijJqlsKDZKuGGo4nGpnoUnkWJCCRsMlTH38kKrdeL4WiqaeH1n PMqdb6uT8S+jYb3UzTvJgA== 0001012711-04-000001.txt : 20040105 0001012711-04-000001.hdr.sgml : 20040105 20040105115158 ACCESSION NUMBER: 0001012711-04-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040102 FILED AS OF DATE: 20040105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY EAST CORP CENTRAL INDEX KEY: 0001046861 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 141798693 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 12904 STREET 2: STE 2006A 20TH FL CITY: ALBANY STATE: NY ZIP: 12212-2904 BUSINESS PHONE: 5184343014 MAIL ADDRESS: STREET 1: PO BOX 12904 STREET 2: SUITE 2006A 20TH FLOOR CITY: ALBANY STATE: NY ZIP: 12212-2904 FORMER COMPANY: FORMER CONFORMED NAME: NGE RESOURCES INC DATE OF NAME CHANGE: 19970924 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARRIGG JAMES A CENTRAL INDEX KEY: 0001012711 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14766 FILM NUMBER: 04502603 BUSINESS ADDRESS: STREET 1: C/O ENERGY EAST CORP STREET 2: PO BOX 3287 CITY: ITHACA STATE: NY ZIP: 14852-3287 BUSINESS PHONE: 6073472530 MAIL ADDRESS: STREET 1: C/O ENERGY EAST CORP STREET 2: PO BOX 3287 CITY: ITHACA STATE: NY ZIP: 14852-3287 4 1 edgar.xml PRIMARY DOCUMENT X0201 42004-01-02 0001046861 ENERGY EAST CORP EAS 0001012711 CARRIGG JAMES A P.O. BOX 5270 PINEHURST NC 28374-5270 1000Common Stock9513.8524DCommon Stock27827.271IBy 401(k) PlanPhantom Shares2004-01-024A0400ACommon Stock40028611.6747D Includes equity securities acquired with reinvested dividends which are exempt from reporting under Rule 16a-11. Also includes a Required Minimum Distribution of 1,012 shares received from the 401 (K) Plan and that is only a change in the form of beneficial ownership. Phantom stock granted and dividend phantom stock credited to a participant's account under the Company's Director Share Plan may be settled in cash only after the participant ceases to serve as a director of the Company.Includes dividend phantom stock acquired pursuant to the dividend reinvestment feature included in the Company's Director Share Plan whic h is exempt from reporting under Rule 16a-11.James A. Carrigg2004-01-02 -----END PRIVACY-ENHANCED MESSAGE-----