The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACCELERATE DIAGNOSTICS INC | COM | 00430H102 | 18,936 | 3,627,549 | SH | SOLE | 3,627,549 | 0 | 0 | ||
AGENUS INC | COM NEW | 00847G705 | 29,322 | 9,106,132 | SH | SOLE | 9,106,132 | 0 | 0 | ||
AGENUS INC | COM NEW | 00847G705 | 22 | 298,300 | SH | Put | SOLE | 298,300 | 0 | 0 | |
ANTARES PHARMA INC | COM | 036642106 | 6,140 | 1,720,000 | SH | SOLE | 1,720,000 | 0 | 0 | ||
ARK ETF TR | GENOMIC REV ETF | 00214Q302 | 1,076 | 350,000 | SH | Put | SOLE | 350,000 | 0 | 0 | |
ASPIRA WOMENS HEALTH INC | COM | 04537Y109 | 9,818 | 5,547,094 | SH | SOLE | 5,547,094 | 0 | 0 | ||
BIOCRYST PHARMACEUTICALS INC | COM | 09058V103 | 23,140 | 1,670,733 | SH | SOLE | 1,670,733 | 0 | 0 | ||
BIOCRYST PHARMACEUTICALS INC | COM | 09058V103 | 1,383 | 700,000 | SH | Put | SOLE | 700,000 | 0 | 0 | |
BIOGEN INC | COM | 09062X103 | 579 | 2,412 | SH | SOLE | 2,412 | 0 | 0 | ||
BIOHAVEN PHARMACTL HLDG CO L | COM | G11196105 | 286,011 | 2,075,402 | SH | SOLE | 2,075,402 | 0 | 0 | ||
CENTENE CORP DEL | COM | 15135B101 | 531 | 416,300 | SH | Put | SOLE | 416,300 | 0 | 0 | |
CODIAK BIOSCIENCES INC | COM | 192010106 | 7,343 | 659,191 | SH | SOLE | 659,191 | 0 | 0 | ||
CONTRAFECT CORP | COM NEW | 212326300 | 5,135 | 1,952,422 | SH | SOLE | 1,952,422 | 0 | 0 | ||
CROSS CTRY HEALTHCARE INC | COM | 227483104 | 1,971 | 71,000 | SH | SOLE | 71,000 | 0 | 0 | ||
DERMTECH INC | COM | 24984K105 | 9,526 | 602,907 | SH | SOLE | 602,907 | 0 | 0 | ||
DERMTECH INC | COM | 24984K105 | 425 | 250,000 | SH | Put | SOLE | 250,000 | 0 | 0 | |
FORIAN INC | COM | 34630N106 | 11,001 | 1,219,661 | SH | SOLE | 1,219,661 | 0 | 0 | ||
IMMUTEP LTD | SPONSORED ADS | 45257L108 | 3,202 | 976,156 | SH | SOLE | 976,156 | 0 | 0 | ||
MOTUS GI HLDGS INC | COM | 62014P108 | 49 | 105,885 | SH | SOLE | 105,885 | 0 | 0 | ||
OPKO HEALTH INC | COM | 68375N103 | 58,774 | 12,219,073 | SH | SOLE | 12,219,073 | 0 | 0 | ||
OPKO HEALTH INC | COM | 68375N103 | 685 | 757,300 | SH | Put | SOLE | 757,300 | 0 | 0 | |
PACIFIC BIOSCIENCES CALIF IN | COM | 69404D108 | 29,120 | 1,420,652 | SH | SOLE | 1,420,652 | 0 | 0 | ||
PACIFIC BIOSCIENCES CALIF IN | COM | 69404D108 | 126 | 67,000 | SH | Put | SOLE | 67,000 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 28,049 | 475,000 | SH | SOLE | 475,000 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 15,041 | 1,400,000 | SH | Put | SOLE | 1,400,000 | 0 | 0 | |
PROTAGENIC THERAPEUTICS INC | COM | 74365N103 | 416 | 300,267 | SH | SOLE | 300,267 | 0 | 0 | ||
QUIDEL CORP | COM | 74838J101 | 115,426 | 855,068 | SH | SOLE | 855,068 | 0 | 0 | ||
SOLENO THERAPEUTICS INC | COM NEW | 834203200 | 874 | 2,132,000 | SH | SOLE | 2,132,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,308 | 500,000 | SH | Put | SOLE | 500,000 | 0 | 0 | |
VIR BIOTECHNOLOGY INC | COM | 92764N102 | 36,050 | 861,008 | SH | SOLE | 861,008 | 0 | 0 | ||
VIR BIOTECHNOLOGY INC | COM | 92764N102 | 1,577 | 287,600 | SH | Put | SOLE | 287,600 | 0 | 0 | |
XBIOTECH INC | COM | 98400H102 | 674 | 500,000 | SH | Put | SOLE | 500,000 | 0 | 0 |