0001209191-18-048958.txt : 20180830 0001209191-18-048958.hdr.sgml : 20180830 20180830165056 ACCESSION NUMBER: 0001209191-18-048958 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180829 FILED AS OF DATE: 20180830 DATE AS OF CHANGE: 20180830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown David A CENTRAL INDEX KEY: 0001480226 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 181047664 MAIL ADDRESS: STREET 1: GENESEE & WYOMING INC. STREET 2: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 WEST AVENUE CITY: DARIEN STATE: CT ZIP: 06820 BUSINESS PHONE: 2032028900 MAIL ADDRESS: STREET 1: 20 WEST AVENUE CITY: DARIEN STATE: CT ZIP: 06820 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-08-29 0 0001012620 GENESEE & WYOMING INC GWR 0001480226 Brown David A C/O GENESEE & WYOMING INC. 20 WEST AVENUE DARIEN CT 06820 0 1 0 0 Chief Operating Officer Class A Common Stock, $.01 par value 2018-08-29 4 M 0 3429 86.58 A 33938 D Class A Common Stock, $.01 par value 2018-08-29 4 S 0 3429 87.98 D 30509 D Stock Option (Right to Buy) 86.58 2018-08-29 4 M 0 3429 0.00 D 2018-08-29 Class A Common Stock, $.01 par value 3429 0 D Represents the weighted average sales price for the price increments ranging from $87.98 to $88.00. This option award was granted under the Genesee & Wyoming Fourth Amended and Restated 2004 Omnibus Plan and vested in three equal installments, beginning February 28, 2014. Allison M. Fergus, Attorney-in-Fact for David A. Brown 2018-08-30