0001209191-17-050377.txt : 20170828
0001209191-17-050377.hdr.sgml : 20170828
20170828161706
ACCESSION NUMBER: 0001209191-17-050377
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170825
FILED AS OF DATE: 20170828
DATE AS OF CHANGE: 20170828
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HELLMANN JOHN C
CENTRAL INDEX KEY: 0001241524
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31456
FILM NUMBER: 171054806
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GENESEE & WYOMING INC
CENTRAL INDEX KEY: 0001012620
STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011]
IRS NUMBER: 060984624
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 20 WEST AVENUE
CITY: DARIEN
STATE: CT
ZIP: 06820
BUSINESS PHONE: 2032028900
MAIL ADDRESS:
STREET 1: 20 WEST AVENUE
CITY: DARIEN
STATE: CT
ZIP: 06820
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-08-25
0
0001012620
GENESEE & WYOMING INC
GWR
0001241524
HELLMANN JOHN C
C/O GENESEE & WYOMING INC.
20 WEST AVENUE
DARIEN
CT
06820
1
1
0
0
Chief Exec. Officer & Pres.
Class A Common Stock, $.01 par value
2017-08-25
4
M
0
14235
63.56
A
405639
D
Class A Common Stock, $.01 par value
2017-08-25
4
S
0
13947
66.46
D
391692
D
Class A Common Stock, $.01 par value
55555
I
By Trust
Stock Option (Right to Buy)
63.56
2017-08-25
4
M
0
14235
0.00
D
2017-08-30
Class A Common Stock, $.01 par value
14235
0
D
Class B Common Stock, $.01 par value
Class A Common Stock, $.01 par value
1872
D
The sales reported in this Form 4 were associated with expiring options and effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2015.
The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported in this Form 4.
Represents the weighted average sales price for the price increments ranging from $66.20 to $66.95.
Held by a trust of which Mr. Hellmann is investment trustee for the benefit of family members of Mr. Hellmann.
This option award was granted under the Genesee & Wyoming Inc. Third Amended and Restated 2004 Omnibus Incentive Plan and vested in three equal installments, beginning February 28, 2013.
This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is freely convertible into one share of Class A Common Stock.
Allison M. Fergus, Attorney-in-Fact for John C. Hellmann
2017-08-28