1. Name and Address of Reporting Person*
C/O THE CARLYLE GROUP |
1001 PENNSYLVANIA AVE. NW, SUITE 220S |
(Street)
|
2. Issuer Name and Ticker or Trading Symbol
GENESEE & WYOMING INC
[ GWR ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
Director |
X |
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
|
|
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3. Date of Earliest Transaction
(Month/Day/Year) 02/13/2013
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
|
Form filed by One Reporting Person |
X |
Form filed by More than One Reporting Person |
|
1. Name and Address of Reporting Person*
C/O THE CARLYLE GROUP |
1001 PENNSYLVANIA AVE. NW, SUITE 220S |
(Street)
Relationship of Reporting Person(s) to Issuer
|
Director |
X |
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
|
|
|
1. Name and Address of Reporting Person*
C/O THE CARLYLE GROUP |
1001 PENNSYLVANIA AVE. NW, SUITE 220S |
(Street)
Relationship of Reporting Person(s) to Issuer
|
Director |
X |
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
|
|
|
1. Name and Address of Reporting Person*
C/O THE CARLYLE GROUP |
1001 PENNSYLVANIA AVE. NW, SUITE 220S |
(Street)
Relationship of Reporting Person(s) to Issuer
|
Director |
X |
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
|
|
|
1. Name and Address of Reporting Person*
C/O THE CARLYLE GROUP |
1001 PENNSYLVANIA AVE. NW, SUITE 220S |
(Street)
Relationship of Reporting Person(s) to Issuer
|
Director |
X |
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
|
|
|
1. Name and Address of Reporting Person*
C/O THE CARLYLE GROUP |
1001 PENNSYLVANIA AVE. NW, SUITE 220S |
(Street)
Relationship of Reporting Person(s) to Issuer
|
Director |
X |
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
|
|
|
1. Name and Address of Reporting Person*
C/O THE CARLYLE GROUP |
1001 PENNSYLVANIA AVE. NW, SUITE 220S |
(Street)
Relationship of Reporting Person(s) to Issuer
|
Director |
X |
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
|
|
|
1. Name and Address of Reporting Person*
C/O THE CARLYLE GROUP |
1001 PENNSYLVANIA AVE. NW, SUITE 220S |
(Street)
Relationship of Reporting Person(s) to Issuer
|
Director |
X |
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
|
|
|
1. Name and Address of Reporting Person*
C/O THE CARLYLE GROUP |
1001 PENNSYLVANIA AVE. NW, SUITE 220S |
(Street)
Relationship of Reporting Person(s) to Issuer
|
Director |
X |
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
|
|
|
|
TC GROUP V, L.L.C.
By: TC Group Cayman Investment Holdings Sub L.P., its managing member
By: TC Group Cayman Investment Holdings, L.P., its general partner
By: Carlyle Holdings II L.P., its general partner
By: /s/ Jeremy W. Anderson, attorney-in-fact |
02/28/2013 |
|
CARLYLE PARTNERS V GW, L.P.
By: TC Group V, L.P., its general partner
By: /s/ Jeremy W. Anderson, Authorized Person |
02/28/2013 |
|
CP V GW AIV1, L.P.,
By: TC Group V, L.P., its general partner
By: /s/ Jeremy W. Anderson, Authorized Person |
02/28/2013 |
|
CP V GW AIV2, L.P.,
By: TC Group V, L.P., its general partner
By: /s/ Jeremy W. Anderson, Authorized Person |
02/28/2013 |
|
CP V GW AIV3, L.P.,
By: TC Group V, L.P., its general partner
By: /s/ Jeremy W. Anderson, Authorized Person |
02/28/2013 |
|
CP V GW AIV4, L.P.,
By: TC Group V, L.P., its general partner
By: /s/ Jeremy W. Anderson, Authorized Person |
02/28/2013 |
|
CP V COINVESTMENT A, L.P.,
By: TC Group V, L.P., its general partner
By: /s/ Jeremy W. Anderson, Authorized Person |
02/28/2013 |
|
CP V COINVESTMENT B, L.P.
By: TC Group V, L.P., its general partner
By: /s/ Jeremy W. Anderson, Authorized Person |
02/28/2013 |
|
** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |