-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CJtYll/azEw4afVVw7hWEJRCsF7g2RB52e8cgfguP2OKYScyD7vUlyItjdFqxDXm nwEIBebDBmz32m8gRsc0Sg== 0001192482-06-000147.txt : 20060224 0001192482-06-000147.hdr.sgml : 20060224 20060224183626 ACCESSION NUMBER: 0001192482-06-000147 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060222 FILED AS OF DATE: 20060224 DATE AS OF CHANGE: 20060224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Benz James W CENTRAL INDEX KEY: 0001326526 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 06644610 BUSINESS ADDRESS: BUSINESS PHONE: 203-629-3722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-02-22 0001012620 GENESEE & WYOMING INC GWR 0001326526 Benz James W 66 FIELD POINT ROAD GREENWICH CT 06830 0 1 0 0 Chief Operating Officer Class A Common Stock, $.01 par value 2006-02-22 4 M 0 3165 7.0555 A 38600 D Class A Common Stock, $.01 par value 2006-02-22 4 S 0 1200 45.40 D 37400 D Class A Common Stock, $.01 par value 2006-02-22 5 G 0 1266 0 A 38666 D Class A Common Stock, $.01 par value 2006-02-22 4 M 0 1266 7.0555 A 1266 I By Spouse Class A Common Stock, $.01 par value 2006-02-22 5 G 0 1266 0 D 0 I By Spouse Stock Option (Right to Buy) 7.0555 2006-02-22 4 M 0 3165 0 D 2006-04-05 Class A Common Stock, $.01 par value 3165 0 D Stock Option (Right to Buy) 7.0555 2006-02-22 4 M 0 1266 0 D 2006-04-05 Class A Common Stock, $.01 par value 1266 0 I By Spouse Transfer by spouse to joint account. Mr. Benz decided to exercise these options at this point in time as part of an exercise and hold transaction principally in anticipation of the upcoming expiration of these options and the upcoming restriction on option exercises due to the Company's recently announced stock split. This option was granted under the Genesee & Wyoming 2004 Omnibus Incentive Plan on April 6, 2001and vested in four equal annual installments beginning on April 6, 2002. The option is fully vested. Adam B. Frankel, Attorney in Fact for James W. Benz 2006-02-24 -----END PRIVACY-ENHANCED MESSAGE-----