0001181431-14-019743.txt : 20140515 0001181431-14-019743.hdr.sgml : 20140515 20140515161401 ACCESSION NUMBER: 0001181431-14-019743 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140513 FILED AS OF DATE: 20140515 DATE AS OF CHANGE: 20140515 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 WEST AVENUE CITY: DARIEN STATE: CT ZIP: 06820 BUSINESS PHONE: 2032028900 MAIL ADDRESS: STREET 1: 20 WEST AVENUE CITY: DARIEN STATE: CT ZIP: 06820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Liucci Christopher F CENTRAL INDEX KEY: 0001357720 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 14847406 MAIL ADDRESS: STREET 1: C/O GENESEE & WYOMING STREET 2: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 rrd409367.xml MAY 5/13 TRANSACTION X0306 4 2014-05-13 0 0001012620 GENESEE & WYOMING INC GWR 0001357720 Liucci Christopher F 20 WEST AVENUE DARIEN CT 06820 0 1 0 0 Chief Accounting Officer Class A Common Stock, $.01 par value 2014-05-13 4 M 0 1226 35.99 A 19677 D Class A Common Stock, $.01 par value 2014-05-13 4 M 0 1042 38.81 A 20719 D Class A Common Stock, $.01 par value 2014-05-13 4 S 0 4232 96.09 D 16487 D Stock Option (Right to Buy) 35.99 2014-05-13 4 M 0 1226 0 D 2015-05-27 Class A Common Stock, $.01 par value 1226 0 D Stock Option (Right to Buy) 38.81 2014-05-13 4 M 0 1042 0 D 2015-08-30 Class A Common Stock, $.01 par value 1042 0 D The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported in this Form 4. Represents the weighted average sales price for the price increments ranging from $96.03 to $96.15. This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and vested in three equal annual installments, beginning February 26, 2011. Allison M. Fergus, Attorney-in-Fact for Christopher F. Liucci 2014-05-14