-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BjOYTD/kX5XGgqXY7LNMhqAIiGB8TEiXc02uubannZj1QU7yLzUKaMNF/SdO8vB+ m/0u49deA08W2gbQYOZhBA== 0001181431-09-054443.txt : 20091202 0001181431-09-054443.hdr.sgml : 20091202 20091202132101 ACCESSION NUMBER: 0001181431-09-054443 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091130 FILED AS OF DATE: 20091202 DATE AS OF CHANGE: 20091202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FULLER MORTIMER B III CENTRAL INDEX KEY: 0001032793 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 091216925 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 rrd258605.xml 11/30 SECTION 16 AWARD AND GIFTS TO SUE X0303 4 2009-11-30 0 0001012620 GENESEE & WYOMING INC GWR 0001032793 FULLER MORTIMER B III 66 FIELD POINT ROAD GREENWICH CT 06830 1 1 0 0 Exec. Chmn. & Chmn. of the Bd. Class A Common Stock, $.01 par value 2009-10-19 5 G 0 5730 0 D 26550 D Class A Common Stock, $.01 par value 2009-10-19 5 G 0 5730 0 A 5955.5 I By wife Class A Common Stock, $.01 par value 2009-11-30 4 A 0 1045 0 A 27595 D Class B Common Stock, $.01 par value 2009-10-19 5 G 0 5748 0 D 1476963.5 D Class B Common Stock, $.01 par value 2009-10-19 5 G 0 5748 0 A 5748 I By wife Class B Common Stock, $.01 par value 154930 I By Grantor Retained Annuity Trust Stock Option (Right to Buy) 31.12 2009-11-30 4 A 0 7773 0 A 2014-11-29 Class A Common Stock, $.01 par value 7773 7773 D These shares are held by Mr. Fuller's wife. Mr. Fuller disclaims beneficial ownership of these shares. This restricted stock award was granted under the Genesee & Wyoming Inc. Amended and Restated 2004 Omnibus Incentive Plan and will vest in three equal annual installments, beginning February 27, 2010. This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is freely convertible into one share of Class A Common Stock. These shares are held in a Grantor Retained Annuity Trust, of which Mr. Fuller is the Trustee. This option award was granted under the Genesee & Wyoming Inc. Amended and Restated 2004 Omnibus Incentive Plan and will vest in three equal annual installments, beginning February 27, 2010. Allison M. Fergus 2009-12-01 -----END PRIVACY-ENHANCED MESSAGE-----