-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CpgNqMQ6Au3HgazndoHg/DcJtx6Nwl5jRVSrd3yL6r8NwkOXLaOWQBFKmnI1rnIY GO4nOSXSY2bUFlS5ZwL/mA== 0000891839-04-000142.txt : 20041109 0000891839-04-000142.hdr.sgml : 20041109 20041109152545 ACCESSION NUMBER: 0000891839-04-000142 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041105 FILED AS OF DATE: 20041109 DATE AS OF CHANGE: 20041109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: YOUNG M DOUGLAS CENTRAL INDEX KEY: 0001246831 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 041129313 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-11-05 0001012620 GENESEE & WYOMING INC GWR 0001246831 YOUNG M DOUGLAS C/O GENESEE & WYOMING INC. 66 FIELD POINT ROAD GREENWICH CT 06830 1 0 0 0 Class A Common Stock, $.01 par value 2004-11-05 4 M 0 6750 3.2593 A 8750 D Class A Common Stock, $.01 par value 2004-11-05 4 S 0 6750 26.90 D 2000 D Class A Common Stock, $.01 par value 2004-11-05 4 M 0 3375 4.4445 A 5375 D Class A Common Stock, $.01 par value 2004-11-05 4 S 0 3375 26.90 D 2000 D Class A Common Stock, $.01 par value 2004-11-05 4 M 0 3375 5.5555 A 5375 D Class A Common Stock, $.01 par value 2004-11-05 4 S 0 3375 26.90 D 2000 D Class A Common Stock, $.01 par value 2004-11-05 4 M 0 3375 11.7778 A 5375 D Class A Common Stock, $.01 par value 2004-11-05 4 S 0 3375 26.90 D 2000 D Stock Option (Right to Buy) 3.2593 2004-11-05 4 M 0 6750 0 D 2002-07-30 2009-07-29 Class A Common Stock, $.01 par value 6750 0 D Stock Option (Right to Buy) 4.4445 2004-11-05 4 M 0 3375 0 D 2003-04-14 2010-04-13 Class A Common Stock, $.01 par value 3375 0 D Stock Option (Right to Buy) 5.5555 2004-11-05 4 M 0 3375 0 D 2003-07-30 2010-07-29 Class A Common Stock, $.01 par value 3375 0 D Stock Option (Right to Buy) 11.7778 2004-11-05 4 M 0 3375 0 D 2004-07-30 2011-07-29 Class A Common Stock, $.01 par value 3375 0 D Phantom Stock Units 0 Class A Common Stock, $.01 par value 2777.49 2777.49 D Phantom Stock Units 0 Class A Common Stock, $.01 par value 4590.88 4590.88 D Phantom Stock Units 0 Class A Common Stock, $.01 par value 8473.31 8473.31 D Phantom Stock Units 0 Class A Common Stock, $.01 par value 5653.84 5653.84 D Phantom Stock Unit 0 Class A Common Stock, $.01 par value 1412.67 1412.67 D Phantom Stock Unit 0 Class A Common Stock, $.01 par value 1562.5 1562.5 D Phantom Stock Unit 0 Class A Common Stock, $.01 par value 1734.1 1734.1 D Phantom Stock Unit 0 Class A Common Stock, $.01 par value 224.28 224.28 D Phantom Stock Unit 0 Class A Common Stock, $.01 par value 1317.77 1317.77 D Phantom Stock Unit 0 Class A Common Stock, $.01 par value 1561.05 1561.05 D Phantom Stock Unit 0 Class A Common Stock, $.01 par value 1004.11 1004.11 D Phantom Stock Unit 0 Class A Common Stock, $.01 par value 1278.71 1278.71 D Phantom Stock Unit 0 Class A Common Stock $.01 par value 781.25 781.25 D This amount includes 2,000 restricted stock units granted under the Genesee & Wyoming Inc. 2004 Omnibus Incentive Plan. Each restricted stock unit represents the right to receive one share of Genesee & Wyoming Inc. Class A Common Stock. The restricted stock units vest pro rata with respect to one-half of the shares subject to the restricted stock unit award on the date of each of the next two annual meetings of stockholders. As the restricted stock units vest, the corresponding number of shares of Class A Common Stock will be issued to Mr. Young. This option was previously reported by Mr. Young. These aggregated Phantom Stock Units were previously reported by Mr. Young. The Units were credited to Mr. Young's account under the Issuer's Deferred Stock Plan for Non-Employee Directors. The Units are to be settled in the Issuer's Common Stock on a deferred basis pursuant to Mr. Young's prior election. This Phantom Stock Unit was previously reported by Mr. Young. The Unit was credited to Mr. Young's account under the Issuer's Deferred Stock Plan for Non-Employee Directors. The Unit is to be settled in the Issuer's Common Stock on a deferred basis pursuant to Mr. Young's prior election. This Phantom Stock Unit was previously reported by Mr. Young. The Unit was credited to Mr. Young's account under the Issuer's 2004 Omnibus Incentive Plan. The Unit is to be settled in the Issuer's Common Stock on a deferred basis pursuant to Mr. Young's prior election. Thomas P. Loftus, Attorney-in-fact for M. Douglas Young 2004-11-09 -----END PRIVACY-ENHANCED MESSAGE-----