-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J2vHkssUCQXMA8uuJSwHL23SnrEkwquRPTH1Kuk7j1HXJBvWwthoWIsiMDTPGsMX z7uxfO9fzTbiX3DMalCJsw== 0000891839-04-000120.txt : 20040809 0000891839-04-000120.hdr.sgml : 20040809 20040809172503 ACCESSION NUMBER: 0000891839-04-000120 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040805 FILED AS OF DATE: 20040809 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCUDDER MARK A CENTRAL INDEX KEY: 0001181048 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 04962387 BUSINESS ADDRESS: STREET 1: 411 S. 13TH STREET STREET 2: SUITE 200 CITY: LINCOLN STATE: NE ZIP: 68508 MAIL ADDRESS: STREET 1: 411 S. 13TH STREET STREET 2: SUITE 200 CITY: LINCOLN STATE: NE ZIP: 68508 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-08-05 0001012620 GENESEE & WYOMING INC GWR 0001181048 SCUDDER MARK A C/O GENESEE & WYOMING INC. 66 FIELD POINT ROAD GREENWICH CT 06830 1 0 0 0 Class A Common Stock, $.01 par value 2004-08-05 4 A 0 2000 0 A 2000 D Stock Option (Right to Buy) 15.5867 2013-08-20 Class A Common Stock, $.01 par value 6750 6750 D Phantom Stock Unit 0 Class A Common Stock $.01 par value 534.88 534.88 D Phantom Stock Unit 0 Class A Common Stock $.01 par value 490.79 490.79 D Phantom Stock Unit 0 Class A Common Stock, $.01 par value 733.73 733.73 D This restricted stock award was granted under the Genesee & Wyoming Inc. 2004 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. This option was previously reported by Mr. Scudder. Mr. Scudder can exercise the option as follows: 2,250 shares on 8/21/04, 2,250 shares on 8/21/05 and 2,250 shares on 8/21/06. This Phantom Stock Unit was previously reported by Mr. Scudder. The Unit was credited to Mr. Scudder's account under the Issuer's Deferred Stock Plan for Non-Employee Directors. The Unit is to be settled in the Issuer's Common Stock on a deferred basis pursuant to Mr. Scudder's prior election. This Phantom Stock Unit was previously reported by Mr. Scudder. The Unit was credited to Mr. Scudder's account under the Issuer's 2004 Omnibus Incentive Plan. The Unit is to be settled in the Issuer's Common Stock on a deferred basis pursuant to Mr. Scudder's prior election. Adam B. Frankel, Attorney-in-fact for Mark A. Scudder 2004-08-09 -----END PRIVACY-ENHANCED MESSAGE-----