-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UNzOLZM/pn4IpdSMQ9qpDbd1tG4Lfa+pVNhoa0jJz5yxnE4qIXv0E2uYm7mYinxW kNpTAIRXGjFsd17HitYP5A== 0000891839-03-000086.txt : 20031107 0000891839-03-000086.hdr.sgml : 20031107 20031107133806 ACCESSION NUMBER: 0000891839-03-000086 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031105 FILED AS OF DATE: 20031107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOFTUS THOMAS P CENTRAL INDEX KEY: 0001241525 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 03984520 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 20362937222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-11-05 0001012620 GENESEE & WYOMING INC GWR 0001241525 LOFTUS THOMAS P C/O GENESEE & WYOMING INC. 66 FIELD POINT ROAD GREENWICH CT 06830 0100Senior VP-FinanceClass A Common Stock, $.01 par value2003-11-054M014073.7222A11049DClass A Common Stock, $.01 par value2003-11-054S0140724.95D9642D~~Class A Common Stock, $.01 par value225IBy Wife~~Stock Option (Right to Buy)3.72222003-11-054M014070D2003-04-092004-04-08Class A Common Stock, $.01 par value14070DStock Option (Right to Buy)6.66672005-04-13Class A Common Stock, $.01 par value56255625DStock Option (Right to Buy)10.58332006-04-05Class A Common Stock, $.01 par value56255625DStock Option (Right to Buy)21.352007-05-22Class A Common Stock, $.01 par value50005000DStock Option (Right to Buy)22.412008-07-30Class A Common Stock, $.01 par value50005000DThese shares are held by Mr. Loftus's wife. Mr. Loftus disclaims beneficial ownership of these shares.This option was previously reported by Mr. Loftus. This option was previously reported by Mr. Loftus. Mr. Loftus can exercise the option as follows: 1,406 shares on 4/14/01, 1,406 shares on 4/14/02, 1,406 shares on 4/14/03, and 1,407 shares on 4/14/04. This option was previously reported by Mr. Loftus. Mr. Loftus can exercise the option as follows: 1,406 shares on 4/6/02, 1,406 shares on 4/6/03, 1,406 shares on 4/6/04, and 1,407 shares on 4/6/05.This option was previously reported by Mr. Loftus. Mr. Loftus can exercise the option as follows: 1,250 shares on 5/23/03, 1,250 shares on 5/23/04, 1,250 shares on 5/23/05 and 1,250 shares on 5/23/06.This option was previously reported by Mr. Loftus. Mr. Loftus can exercise the option as follows: 1,250 shares on 7/31/04, 1,250 shares on 7/31/05, 1,250 shares on 7/31/06 and 1,250 shares on 7/31/07.Thomas P. Loftus2003-11-07 ~~-----END PRIVACY-ENHANCED MESSAGE-----~~