-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SbN1yqsck6VU7vnqog4eoaBAmTUeC2DPmtctyQBkLKStIrCL4SRBJ0CyPqd7UxrN I0vRqTd6HhUlejJtwA2rVQ== 0000891839-03-000071.txt : 20030915 0000891839-03-000071.hdr.sgml : 20030915 20030915184116 ACCESSION NUMBER: 0000891839-03-000071 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030731 FILED AS OF DATE: 20030915 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOFTUS THOMAS P CENTRAL INDEX KEY: 0001241525 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 03896519 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 20362937222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-07-31 0001012620 GENESEE & WYOMING INC GWR 0001241525 LOFTUS THOMAS P C/O GENESEE & WYOMING INC. 66 FIELD POINT ROAD GREENWICH CT 06830 0100Senior VP-FinanceClass A Common Stock, $.01 par value9642DClass A Common Stock, $.01 par value225IBy WifeStock Option (Right to Buy)3.72222003-04-092004-04-08Class A Common Stock, $.01 par value14071407DStock Option (R ight to Buy)6.66672005-04-13Class A Common Stock, $.01 par value56255625DStock Option (Right to Buy)10.58332006-04-05Class A Common Stock, $.01 par value56255625DStock Option (Right to Buy)21.352007-05-22Class A Common Stock, $.01 par value50005000DStock Option (Right to Buy)22.412003-07-314A050000A< /value>2008-07-30Class A Common Stock, $.01 par value50005000DThese shares are held by Mr. Loftus's wife. Mr. Loftus disclaims beneficial ownership of these shares.This option was previously reported by Mr. Loftus. This option was previousl y reported by Mr. Loftus. Mr. Loftus can exercise the option as follows: 1,406 shares on 4/14/01, 1,406 shares on 4/14/02, 1,406 shares on 4/14/03, and 1,407 shares on 4/14/04. This option was previously reported by Mr. Loftus. Mr. Loftus can exercise the option as follows: 1,406 shares on 4/6/02, 1,406 shares on 4/6/03, 1,406 shares on 4/6/04, and 1,407 shares on 4/6/05.This option was previously reported by Mr. Loftus. Mr. Loftus can exercise the option as follows: 1,250 shares on 5/23/03, 1,250 shares on 5/23/04, 1,250 shares on 5/23/05 and 1,250 shares on 5/23/06.This option was granted under the Issuer's 1996 Stock Option Plan in a transaction exempt under Rule 16b-3. Mr. Loftus can exercise the option as follows: 1,250 shares on 7/31/04, 1,250 shares on 7/31/05, 1,250 shares on 7/31/06 and 1,250 shares on 7/31/07.Thomas P. Loftus2003-09-15 -----END PRIVACY-ENHANCED MESSAGE-----