-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IkS9TZxnxd04xEoJakse2D3j7jg8iz7pvUdeZzOMG7cjO/dtMAJnKb2v4L1RLLrq lasV+ETiedhUpwnVDR26Tw== 0000891839-03-000070.txt : 20030915 0000891839-03-000070.hdr.sgml : 20030915 20030915183711 ACCESSION NUMBER: 0000891839-03-000070 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030731 FILED AS OF DATE: 20030915 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HELLMANN JOHN C CENTRAL INDEX KEY: 0001241524 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 03896513 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 20362937222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-07-31 0001012620 GENESEE & WYOMING INC GWR 0001241524 HELLMANN JOHN C C/O GENESEE & WYOMING INC. 66 FIELD POINT ROAD GREENWICH CT 06830 0100Chief Financial OfficerClass A Common Stock, $.01 par value3375DClass B Common Stock, $.01 par value832DStock Option (Right to Buy)5.47222005-01-27Class A Common Stock, $.01 par value4500045000DStock Option (Right to Buy)6.66672005-04-13Class A Common Stock, $.01 par value1687516875DStock Option (Right to Buy)10.58332006-04-05Class A Common Stock, $.01 par value2812528125DStock Option (Right to Buy)21.352007-05-22Class A Common Stock, $.01 par value2500025000DStock Option (Right to Buy)22.412003-07-314A0300000A2008-07-30Class A Common Stock, $.01 par value3000030000DThe Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is freely convertible into one share of Class A Common Stock.This option was previously reported by Mr. Hel lmann. Mr. Hellmann can exercise the option as follows: 11,250 shares on 1/28/01, 11,250 shares on 1/28/02, 11,250 shares on 1/28/03, and 11,250 shares on 1/28/04. This option was previously reported by Mr. Hellmann. Mr. Hellmann can exercise the option as follows: 4,218 shares on 4/14/01, 4,219 shares on 4/14/02, 4,219 shares on 4/14/03, and 4,219 shares on 4/14/04. This option was previously reported by Mr. Hellmann. Mr. Hellmann can exercise the option as follows: 7,030 shares on 4/6/02, 7,032 shares on 4/6/03, 7,031 shares on 4/6/04, and 7,032 shares on 4/6/05.This option was previously reported by Mr. Hellmann. Mr. Hellmann can exercise the option as follows: 6,250 shares on 5/23/03, 6,250 shares on 5/23/04, 6,250 shares on 5/23/05, and 6,250 shares on 5/23/06.This option was granted under the Issuer's 1996 Stock Option Plan in a transaction exempt under Rule 16b-3. Mr. Hellmann can exercise the option as follows: 7,500 shares on 7/31/04, 7,500 shares on 7/31/05, 7,500 shares on 7/31/06 and 7,500 shares on 7/31/07.John C. Hellmann2003-09-11 -----END PRIVACY-ENHANCED MESSAGE-----