6-K 1 v368843_6k.htm FORM 6-K

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

  

 

 

FORM 6-K

  

 

 

Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16
under the Securities Exchange Act of 1934

 

For the month of February 2014

 

Commission File Number: 000-28508

 

 

Flamel Technologies, S.A.

 

(Translation of registrant’s name into English)

 

Parc Club du Moulin à Vent
33 avenue du Dr. Georges Levy
69693 Vénissieux Cedex France
(Address of principal executive offices)

 

  

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

 

Form 20-F x Form 40-F o

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ____

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ____

 

Indicate by check mark whether registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

 

Yes o No x

 

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-____________

 

 
 

 

On February 11, 2014, Flamel Technologies, S.A., held an Extraordinary General Meeting of the holders of its ordinary shares. Approximately 96% of the outstanding ordinary shares were represented at the meeting. A description of each resolution presented at the meeting was previously provided as Exhibit 99.2 to Form 6-K filed by the Company on January 31, 2014. The voting results for each resolution are listed below:

 

Resolution   Voting Results
1.

Authorization of issuance of up to 3.0 million ordinary shares represented by American Depositary Shares (“ADSs”) with preferential subscription rights to existing shareholders

 

For: 24,586,092

Against: 91,072

       
2.

Authorization of issuance of up to 15.0 million ordinary shares represented by ADSs without preferential subscription rights to a specified class of investors

 

For: 22,534,501

Against: 2,142,663

       
3.

Cancellation of preferential subscription rights with respect to any issuance of shares pursuant to Resolution No. 2 above.

 

For: 22,570,456

Against: 2,106,708

       
4.

Limit on total ordinary shares to be issued pursuant Resolutions No. 1 and No. 2 above to 15.0 million ordinary shares 

 

For: 24,249,074

Against: 428,090

       
5.

Authorization of issuance of up to 2.0 million ordinary shares represented by ADSs without preferential subscription rights to a specified class of investors

 

For: 22,858,826

Against: 1,818,338

       
6.

Cancellation of preferential subscription rights with respect to any issuance of shares pursuant to Resolution No. 5 above. 

 

For: 22,898,151

Against: 1,779,013

       
7. Authorization for increase of share capital reserved for company savings plan.  

For: 953,378

Against: 23,723,786

       
8. Cancellation of preferential subscription rights with respect to any issuance of shares pursuant to Resolution No. 7 above.  

For: 957,482

Against: 23,719,682

       
9. Powers for formalities.  

For: 24,614,162

Against: 63,002

 

 
 

 

SIGNATURES

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Dated:  February 14, 2014 Flamel Technologies, S.A.
     
     
  By: /s/ Michael S. Anderson
    Name:  Michael S. Anderson
    Title:  Chief Executive Officer