-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UQE2Y2nyBSIFof72Jn1xaiiacRIGSskR9SMF1AQltrz2zeCt0Ebv7RP5EZOgjhai 8ZPvxYuk5xq/SGVZk5nDkA== 0000950134-07-024106.txt : 20071115 0000950134-07-024106.hdr.sgml : 20071115 20071115165411 ACCESSION NUMBER: 0000950134-07-024106 CONFORMED SUBMISSION TYPE: 10-Q/A PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20070930 FILED AS OF DATE: 20071115 DATE AS OF CHANGE: 20071115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ONYX PHARMACEUTICALS INC CENTRAL INDEX KEY: 0001012140 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 943154463 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-Q/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-28298 FILM NUMBER: 071250364 BUSINESS ADDRESS: STREET 1: 2100 POWELL STREET CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: 5105976500 MAIL ADDRESS: STREET 1: 2100 POWELL STREET CITY: EMERYVILLE STATE: CA ZIP: 94608 10-Q/A 1 f35784e10vqza.htm AMENDMENT TO FORM 10-Q e10vqza
 

 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 10-Q/A
Amendment No. 1
     
[X]
  QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the quarterly period ended September 30, 2007
or
     
[  ]
  TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF
1934
For the transition period from _________________to______________
Commission File Number: 0-28298
ONYX PHARMACEUTICALS, INC.
(Exact name of registrant as specified in its charter)
     
Delaware
(State or other jurisdiction of
incorporation or organization)
  94-3154463
(I.R.S. Employer ID Number)
2100 Powell Street
Emeryville, California 94608
(Address of principal executive offices)
(510) 597-6500
(Registrant’s telephone number, including area code)
     Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the proceeding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.
Yesþ     Noo
     Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer or a non-accelerated filer. See definition of “accelerated filer and large accelerated filer” in Rule 12b-2 of the Act).
Large accelerated filer o Accelerated filer þ Non-accelerated filer o
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the
Exchange Act).
Yeso     Noþ
     Indicate the number of shares outstanding of each of the issuer’s classes of Common Stock, as of the latest practicable date. The number of outstanding shares of the registrant’s Common Stock, $0.001 par value, was 55,107,800 as of November 2, 2007.
 
 

 


 

EXPLANATORY NOTE
 
     This Amendment No. 1 to our Quarterly Report on Form 10-Q is an exhibit only filing and amends our Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2007, originally filed on November 7, 2007 (the “Original Filing”). We are filing this Amendment No. 1 to correct a date on Exhibit 32.1, which due to a typographical error inadvertently misstated the period covered by the Original Filing. In addition, we are including currently dated certifications as Exhibits 31.3 and 31.4, as required by the filing of this Amendment No. 1. Except as described in this Explanatory Note, no other changes have been made to the Original Filing, and this Amendment No. 1 does not amend or update any other information set forth in the Original Filing.

2


 

SIGNATURES
     Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
         
  ONYX PHARMACEUTICALS, INC.
 
 
Date: November 15, 2007  By:   /s/ Hollings C. Renton    
    Hollings C. Renton   
    Chairman of the Board, President and Chief Executive Officer (Principal Executive Officer)   
 
         
     
Date: November 15, 2007  By:   /s/ Gregory W. Schafer    
    Gregory W. Schafer   
    Vice President and Chief Financial Officer (Principal Financial Officer)   

3


 

         
EXHIBITS
     
 
   
31.3
  Certification of Chief Executive Officer as required by Rule 13a-14(a) or Rule 15d-14(a) of the Securities Exchange Act of 1934, as amended
 
   
31.4
  Certification of Principal Financial Officer as required by Rule 13a-14(a) or Rule 15d-14(a) of the Securities Exchange Act of 1934, as amended
 
   
32.1
  Certifications required by Rule 13a-14(b) or Rule 15d-14(b) of the Securities Exchange Act of 1934, as amended, and Section 1350 of Chapter 63 of Title 18 of the United States Code (18 U.S.C. 1350).
 

 

EX-31.3 2 f35784exv31w3.htm EXHIBIT 31.3 exv31w3
 

Exhibit 31.3
CERTIFICATION
     I, Hollings C. Renton, Chairman of the Board, President and Chief Executive Officer of Onyx Pharmaceuticals, Inc., certify that:
1.     I have reviewed this Quarterly Report on Form 10-Q/A of Onyx Pharmaceuticals, Inc. (the “registrant”); and
2.     Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report.
         
     
Dated: November 15, 2007  /s/ Hollings C. Renton    
  Hollings C. Renton   
  Chairman of the Board, President and Chief Executive Officer
(Principal Executive Officer) 
 

  EX-31.4 3 f35784exv31w4.htm EXHIBIT 31.4 exv31w4

 

         
Exhibit 31.4
CERTIFICATION
     I, Gregory W. Schafer, Vice President and Chief Financial Officer of Onyx Pharmaceuticals, Inc., certify that:
1.     I have reviewed this Quarterly Report on Form 10-Q/A of Onyx Pharmaceuticals, Inc. (the “registrant”); and
2.     Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report.
         
     
Dated: November 15, 2007  /s/ Gregory W. Schafer    
  Gregory W. Schafer   
  Vice President and Chief Financial Officer
(Principal Financial Officer) 
 

 

EX-32.1 4 f35784exv32w1.htm EXHIBIT 32.1 exv32w1
 

         
EXHIBIT 32.1
CERTIFICATION
 
     Pursuant to the requirement set forth in Rule 13a-14(b) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) and Section 1350 of Chapter 63 of Title 18 of the United States Code (18 U.S.C. § 1350), Hollings C. Renton, Chairman of the Board, President and Chief Executive Officer of Onyx Pharmaceuticals, Inc. (the “Company”), and Gregory W. Schafer, Vice President and Chief Financial Officer of the Company, each hereby certify that, to the best of his knowledge:
1.   The Company’s Quarterly Report on Form 10-Q for the period ended September 30, 2007, as amended, to which this Certification is attached as Exhibit 32.1 (the “Periodic Report”), fully complies with the requirements of Section 13(a) or Section 15(d) of the Exchange Act; and
2.   The information contained in the Periodic Report fairly presents, in all material respects, the financial condition of the Company at the end of the period covered by the Periodic Report and results of operations of the Company for the period covered by the Periodic Report.
Dated: November 15, 2007
         
     
  /s/ Hollings C. Renton    
  Hollings C. Renton   
  Chairman of the Board, President and Chief Executive Officer (Principal Executive Officer)   
 
         
     
  /s/ Gregory W. Schafer    
  Gregory W. Schafer   
  Vice President and Chief Financial Officer (Principal Financial Officer)   
 
 
A signed original of this written statement required by Rule 13(a)-14(b) of the Exchange Act and Section 1350 of Chapter 63 of Title 18 of the United States Code (18 U.S.C. § 1350) has been provided to Onyx Pharmaceuticals, Inc. and will be retained by Onyx Pharmaceuticals, Inc. and furnished to the Securities and Exchange Commission or its staff upon request.
“This certification accompanies the Form 10-Q to which it relates, is not deemed filed with the Securities and Exchange Commission and is not to be incorporated by reference into any filing of Onyx Pharmaceuticals, Inc. under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended (whether made before or after the date of the Form 10-Q), irrespective of any general incorporation language contained in such filing.”
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