-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jvfp+oiEaYV6C14RxTKHzFvNPE0ItqxiSOKf09k6ostkqb2dsebxWZUx6PZM47S9 8YqxEm+JOsIjS1z+MBTMnw== 0000891618-04-000436.txt : 20040202 0000891618-04-000436.hdr.sgml : 20040202 20040202215639 ACCESSION NUMBER: 0000891618-04-000436 CONFORMED SUBMISSION TYPE: S-3MEF PUBLIC DOCUMENT COUNT: 3 333-111091 FILED AS OF DATE: 20040202 EFFECTIVENESS DATE: 20040202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ONYX PHARMACEUTICALS INC CENTRAL INDEX KEY: 0001012140 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 943154463 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-3MEF SEC ACT: 1933 Act SEC FILE NUMBER: 333-112436 FILM NUMBER: 04560859 BUSINESS ADDRESS: STREET 1: 3031 RESEARCH DR STREET 2: BLDG A CITY: RICHMOND STATE: CA ZIP: 94806 BUSINESS PHONE: 5102229700 MAIL ADDRESS: STREET 1: 3031 RESEARCH DRIVE CITY: RICHMOND STATE: CA ZIP: 94806 S-3MEF 1 f95739mesv3mef.htm FORM S-3MEF Onyx Pharmaceuticals, Inc. Form S-3MEF
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As filed with the Securities and Exchange Commission on February 2, 2004

Registration No.____________



SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549


FORM S-3

REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933


ONYX PHARMACEUTICALS, INC.

(Exact name of registrant as specified in its charter)
     
Delaware   94-3154463
(State or other jurisdiction of
incorporation or organization)
  (I.R.S. Employer Identification No.)

3031 Research Drive
Richmond, CA 94806
(510) 222-9700

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)


HOLLINGS C. RENTON
CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER
ONYX PHARMACEUTICALS, INC.
3031 Research Drive
RICHMOND, CA 94806
(510) 222-9700

(Name, address, including zip code, and telephone number, including area code, of agent for service)


Copies to:
ROBERT L. JONES, ESQ.
LAURA A. BEREZIN, ESQ.
COOLEY GODWARD LLP
FIVE PALO ALTO SQUARE
3000 EL CAMINO REAL
PALO ALTO, CA 94306-2155
(650) 843-5000


Approximate date of commencement of proposed sale to the public:
From time to time after the effective date of this Registration Statement.


     If the only securities being registered on this form are being offered pursuant to dividend or interest reinvestment plans, please check the following box. o

     If any of the securities being registered on this form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than securities offered only in connection with dividend or interest reinvestment plans, check the following box. x

     If this form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. x 333-111091

     If this form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. o

     If delivery of the prospectus is expected to be made pursuant to Rule 434, please check the following box. o

Calculation of Registration Fee

                 
    Proposed Maximum   Amount of
Title of Class of Securities to be Registered   Aggregate Offering Price   Registration Fee(1)
Common Stock, par value $0.001 per share(2)
  $ 29,974,000 (3)   $ 3,797.71  

(1)   Calculated pursuant to rule 457(o) under the Securities Act.

(2)   There is being registered an indeterminate number of shares of common stock of the registrant as may be sold from time to time by the registrant.

(3)   In no event will the aggregate offering price of all securities issued from time to time pursuant to this registration statement exceed $29,974,000.

 


EXPLANATORY NOTE
SIGNATURES
POWER OF ATTORNEY
INDEX TO EXHIBITS
EXHIBIT 5.1
EXHIBIT 23.1


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EXPLANATORY NOTE

     This registration statement is being filed to register an additional $29,974,000 of shares of our common stock, par value $0.001 per share pursuant to Rule 462(b) of the Securities Act of 1933, as amended. In accordance with Rule 462(b), this registration statement incorporates by reference the contents of our registration statement on Form S-3 (File No. 333-111091) which was declared effective on December 17, 2003, including all amendments and exhibits thereto and all information incorporated by reference therein, other than the exhibits included herein.

          The required opinions and consents are listed on the Exhibit Index attached to and filed with this registration statement.

II-1.

 


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SIGNATURES

     Pursuant to the requirements of the Securities Act, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Richmond, State of California on February 2, 2004.

         
    ONYX PHARMACEUTICALS, INC.
         
    By:   /s/ Hollings C. Renton
       
        Hollings C. Renton
Chairman of the Board,
President and Chief Executive Officer

II-2.

 


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POWER OF ATTORNEY

     Pursuant to the requirements of the Securities Act, this registration statement has been signed by the following persons in the capacities and on the dates indicated.

         
Signature   Title   Date

 
 
/s/ Hollings C. Renton

Hollings C. Renton
  Chairman of the Board,
President and Chief Executive
Officer
(Principal Executive and
Financial Officer
)
  February 2, 2004
         
/s/ Marilyn E. Wortzman

Marilyn E. Wortzman
  Vice President, Finance
(Principal Accounting Officer)
  February 2, 2004
         
*

Paul Goddard, Ph.D.
  Director   February 2, 2004
         
*

Antonio J. Grillo-López, M.D.
  Director   February 2, 2004
         
*

Magnus Lundberg
  Director   February 2, 2004
         
*

George A. Scangos, Ph.D.
  Director   February 2, 2004
         
*

Nicole Vitullo
  Director   February 2, 2004
         
*

Wendell D. Wieranga, Ph.D.
  Director   February 2, 2004
         
*By:   /s/ Hollings C. Renton    
   
   
    Hollings C. Renton
Attorney-in-fact
   

 


Table of Contents

INDEX TO EXHIBITS

     
Exhibit    
Number   Description of Document

 
1.1   Form of Underwriting Agreement (1).
5.1   Opinion of Cooley Godward LLP.
23.1   Consent of Ernst & Young LLP, independent auditors.
23.2   Consent of Cooley Godward LLP (included in Exhibit 5.1).
24.1   Power of Attorney (2).

(1)   To be filed by amendment or as an exhibit to a current report of the registrant on Form 8-K and incorporated herein by reference.

(2)   Previously filed on the signature page to Registrant’s registration statement on Form S-3 (No. 333-111091), filed with the SEC on December 11, 2003.

  EX-5.1 3 f95739meexv5w1.htm EXHIBIT 5.1 Exhibit 5.1

 

EXHIBIT 5.1

[COOLEY GODWARD LLP LETTERHEAD]

February 2, 2004

Onyx Pharmaceuticals, Inc.
3031 Research Drive
Richmond, CA 94806

Ladies and Gentlemen:

     We have acted as counsel to Onyx Pharmaceuticals, Inc., a Delaware corporation (the “Company”), in connection with the registration by the Company of an aggregate of $29,974,000 of common stock, par value $0.001 per share, of the Company (the “Common Stock” or the “Securities”) on a Registration Statement on Form S-3 (the “Registration Statement”) to be filed with the Securities and Exchange Commission (the “Commission”) under the Securities Act of 1933, as amended (the “Securities Act”). The Registration Statement incorporates by reference the Registration Statement on Form S-3 (No. 333-111091), filed with the Commission on December 11, 2003.

     In connection with this opinion, we have examined and relied upon the originals, or copies certified to our satisfaction, of such records, documents, certificates, opinions, memoranda and other instruments as in our judgment are necessary or appropriate to enable us to render the opinion expressed below. As to certain factual matters, we have relied upon certificates of the officers of the Company and have not sought to independently verify such matters.

     In rendering this opinion, we have assumed the genuineness and authenticity of all signatures on original documents; the authenticity of all documents submitted to us as originals; the conformity to originals of all documents submitted to us as copies; the accuracy, completeness and authenticity of certificates of public officials; and the due authorization, execution and delivery of all documents where authorization, execution and delivery are prerequisites to the effectiveness of such documents. We have also assumed that, at the time of issuance and sale, a sufficient number of shares of Common Stock is authorized and reserved or available for issuance and that the consideration for the issuance and sale of such shares of Common Stock is not less than the par value of the Common Stock.

     Our opinion herein is expressed solely with respect to the federal laws of the United States and the Delaware General Corporation Law. We express no opinion as to whether the laws of any jurisdiction are applicable to the subject matter hereof. We are not rendering any opinion as to compliance with any federal or state law, rule or regulation relating to securities, or to the sale or issuance thereof.

     On the basis of the foregoing and in reliance thereon, and subject to the qualifications herein stated, we are of the opinion that:

     Provided that (i) the issuance of the Common Stock offered under the Registration Statement has been duly authorized by all necessary corporate action on the part of the Company; (ii) the issuance and sale of the Common Stock does not violate any applicable law or result in a default under or breach of any agreement or instrument binding upon the Company and complies with any requirement imposed by any court or governmental body having jurisdiction over the Company; and (iii) the certificates for the Common Stock have been duly executed by the Company, countersigned by the transfer agent therefor and duly delivered to the purchasers thereof against payment therefor, then the shares of Common Stock, when issued and sold in accordance with a duly authorized, executed and delivered purchase, underwriting or similar agreement, as applicable, will be duly authorized, validly issued, fully paid and nonassessable.

     We hereby consent to the filing of this opinion as an exhibit to the Registration Statement and to the reference to our firm under the caption “Legal Matters” in the prospectus included in the Registration Statement.

Sincerely,

COOLEY GODWARD LLP

/s/ Robert L. Jones

Robert L. Jones

  EX-23.1 4 f95739meexv23w1.htm EXHIBIT 23.1 Exhibit 23.1

 

EXHIBIT 23.1

CONSENT OF ERNST & YOUNG LLP, INDEPENDENT AUDITORS

     We consent to the incorporation by reference in this Registration Statement (Form S-3, No. 333-111091) for the registration of shares of its common stock and to the incorporation by reference therein and in this Registration Statement on Form S-3 filed pursuant to Rule 462(b) of our report dated February 21, 2003, with respect to the financial statements of Onyx Pharmaceuticals, Inc. included in its Annual Report on Form 10-K for the year ended December 31, 2002, filed with the Securities and Exchange Commission.

/s/ Ernst & Young LLP

Palo Alto, California
February 2, 2004

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