0001437749-23-007124.txt : 20230317 0001437749-23-007124.hdr.sgml : 20230317 20230317182556 ACCESSION NUMBER: 0001437749-23-007124 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230315 FILED AS OF DATE: 20230317 DATE AS OF CHANGE: 20230317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Keller Steven L CENTRAL INDEX KEY: 0001392503 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20797 FILM NUMBER: 23744312 MAIL ADDRESS: STREET 1: C/O RUSH ENTERPRISES, INC. STREET 2: P. O. BOX 34630 CITY: SAN ANTONIO STATE: TX ZIP: 78265 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RUSH ENTERPRISES INC \TX\ CENTRAL INDEX KEY: 0001012019 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 741733016 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 555 IH 35 SOUTH CITY: NEW BRAUNFELS STATE: TX ZIP: 78130 BUSINESS PHONE: 8306265200 MAIL ADDRESS: STREET 1: 555 IH 35 SOUTH CITY: NEW BRAUNFELS STATE: TX ZIP: 78130 4 1 rdgdoc.xml FORM 4 X0306 4 2023-03-15 0001012019 RUSH ENTERPRISES INC \TX\ RUSHA 0001392503 Keller Steven L 555 IH 35 SOUTH, SUITE 500 NEW BRAUNFELS TX 78130 1 CFO & Treasurer Class B Common Stock 2023-03-15 4 F 0 1868 55.55 D 128223.89580 D Class B Common Stock 2023-03-15 4 F 0 2117 55.55 D 126106.89580 D Class B Common Stock 2023-03-15 4 A 0 22000 0 A 148106.89580 D Class A Common Stock 55130.3698 D Option (right to buy) 52.56 2023-03-15 4 A 0 10000 0 A 2033-03-15 Class A Common Stock 10000 10000 D Shares reported are shares not reported to the reporting person in order to satisfy the reporting person's tax obligations with respect to vesting associated with the grant of restricted stock that occurred on March 15, 2021. Includes unvested restricted stock and certain shares included in the Company's deferred compensation plan. Shares reported are shares not reported to the reporting person in order to satisfy the reporting person's tax obligations with respect to vesting associated with the grant of restricted stock that occurred on March 15, 2022. Reflects the grant of restricted stock. The restricted stock vests in increments of 1/3 on each of the first, second and third anniversary of the grant date, which is March 15, 2023. Includes 259.21 shares acquired on July 1, 2022, and 211.61 shares acquired o January 1, 2023, under the Rush Enterprises, Inc. Employee Stock Purchase Plan. Includes certain shares included in the Company's deferred compensation plan. Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date. /s/ Steven L. Keller 2023-03-17