0001179110-20-003872.txt : 20200317 0001179110-20-003872.hdr.sgml : 20200317 20200317213543 ACCESSION NUMBER: 0001179110-20-003872 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180829 FILED AS OF DATE: 20200317 DATE AS OF CHANGE: 20200317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thor James E CENTRAL INDEX KEY: 0001300922 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20797 FILM NUMBER: 20723040 MAIL ADDRESS: STREET 1: C/O RUSH ENTERPRISES, INC. STREET 2: P. O. BOX 34630 CITY: SAN ANTONIO STATE: TX ZIP: 78265 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RUSH ENTERPRISES INC \TX\ CENTRAL INDEX KEY: 0001012019 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 741733016 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 555 IH 35 SOUTH CITY: NEW BRAUNFELS STATE: TX ZIP: 78130 BUSINESS PHONE: 8306265200 MAIL ADDRESS: STREET 1: 555 IH 35 SOUTH CITY: NEW BRAUNFELS STATE: TX ZIP: 78130 4 1 edgar.xml FORM 4 - X0306 4 2018-08-29 0 0001012019 RUSH ENTERPRISES INC \TX\ RUSH 0001300922 Thor James E 555 IH 35 SOUTH, SUITE 500 NEW BRAUNFELS TX 78130 0 1 0 0 Senior Vice President Class A Common Stock 2018-08-29 4 A 0 20.26 43.00 A 22152.26 D Class A Common Stock 2018-12-10 4 A 0 26.948 32.42 A 22179.208 D Class A Common Stock 2019-03-15 4 A 0 21.308 41.15 A 22200.516 D Class A Common Stock 2019-06-10 4 A 0 24.612 35.73 A 22225.128 D Class A Common Stock 2019-09-10 4 A 0 23.424 40.81 A 22248.552 D Class A Common Stock 2019-12-10 4 A 0 20.5 46.78 A 22269.052 D Class B Common Stock 2018-08-29 4 A 0 46.003 43.98 A 65502.003 D Class B Common Stock 2018-12-10 4 A 0 60.468 33.55 A 65562.471 D Class B Common Stock 2019-03-15 4 A 0 50.396 40.40 A 65612.867 D Class B Common Stock 2019-06-10 4 A 0 55.339 36.90 A 65668.206 D Class B Common Stock 2019-09-10 4 A 0 52.981 41.89 A 65721.187 D Class B Common Stock 2019-12-10 4 A 0 48.747 45.67 A 65769.934 D Class B Common Stock 2020-03-13 4 A 0 13400 0 A 79169.934 D Class B Common Stock 2019-03-15 4 F 0 1006 32.83 D 78163.934 D Class B Common Stock 2020-03-15 4 F 0 1006 32.83 D 77157.934 D Class B Common Stock 2020-03-15 4 F 0 973 32.83 D 76184.934 D Option (right to buy) 33.42 2020-03-13 4 A 0 10000 0 A 2030-03-13 Class A Common Stock 10000 10000 D These shares were acquired pursuant to a dividend reinvestment feature of the Rush Enterprises, Inc. Deferred Compensation Plan. Includes certain shares included in the Company's deferred compensation plan. Includes 352 shares acquired July 1, 2019, under the Rush Enterprises, Inc. Employee Stock Purchase Plan (ESPP) and 341 shares acquired January 1, 2020 under the ESPP. Includes unvested restricted stock (RSAs) and certain shares and unvested restricted stock units included in the Company's deferred compensation plan. Reflects the grant of RSAs. The RSAs vest in increments of 1/3 on each of the first, second, and third anniversary of the grant date, which is March 13, 2020. Shares reported are shares not distributed to the reporting person in order to satisfy the reporting person's tax obligations with respect to vesting associated with the grant of restricted stock units that occurred on March 15, 2017. Shares reported are shares not distributed to the reporting person in order to satisfy the reporting person's tax obligations with respect to vesting associated with the grant of restricted stock units that occurred on March 15, 2018. Shares reported are shares not distributed to the reporting person in order to satisfy the reporting person's tax obligations with respect to vesting associated with the grant of RSAs that occurred on March 15, 2019. Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date. Steven L. Keller, Attorney in Fact for James E. Thor 2020-03-17