0001179110-20-003241.txt : 20200306 0001179110-20-003241.hdr.sgml : 20200306 20200306164302 ACCESSION NUMBER: 0001179110-20-003241 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200304 FILED AS OF DATE: 20200306 DATE AS OF CHANGE: 20200306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McRoberts Michael CENTRAL INDEX KEY: 0001572136 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20797 FILM NUMBER: 20695405 MAIL ADDRESS: STREET 1: P. O. BOX 34630 CITY: SAN ANTONIO STATE: TX ZIP: 78265 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RUSH ENTERPRISES INC \TX\ CENTRAL INDEX KEY: 0001012019 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 741733016 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 555 IH 35 SOUTH CITY: NEW BRAUNFELS STATE: TX ZIP: 78130 BUSINESS PHONE: 8306265200 MAIL ADDRESS: STREET 1: 555 IH 35 SOUTH CITY: NEW BRAUNFELS STATE: TX ZIP: 78130 4 1 edgar.xml FORM 4 - X0306 4 2020-03-04 0 0001012019 RUSH ENTERPRISES INC \TX\ RUSH 0001572136 McRoberts Michael 555 IH 35 SOUTH, SUITE 500 NEW BRAUNFELS TX 78130 0 1 0 0 COO Class A Common Stock 2020-03-04 4 M 0 3333 23.48 A 10640 D Class A Common Stock 2020-03-04 4 S 0 3333 42.0931 D 7307 D Class A Common Stock 2020-03-04 4 M 0 4166 25.70 A 11473 D Class A Common Stock 2020-03-04 4 S 0 4166 42.0931 D 7307 D Class A Common Stock 2020-03-04 4 M 0 2000 30.27 A 9307 D Class A Common Stock 2020-03-04 4 S 0 2000 42.0931 D 7307 D Option (right to buy) 23.48 2020-03-04 4 M 0 3333 0 D 2022-03-15 Class A Common Stock 3333 0 D Option (right to buy) 25.7 2020-03-04 4 M 0 4166 0 D 2023-03-15 Class A Common Stock 4166 0 D Option (right to buy) 30.27 2020-03-04 4 M 0 2000 0 D 2024-03-15 Class A Common Stock 2000 6000 D Includes 352 shares acquired on July 1, 2019, under the Rush Enterprises, Inc. Employee Stock Purchase Plan ("ESPP") and 341 shares acquired on January 1, 2020 under the ESPP. This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.93 to $42.26. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Options may be exercised in increments of 1/3 on the anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date. Steven L. Keller, Attorney in Fact for Michael McRoberts 2020-03-06