0001179110-16-028682.txt : 20160815 0001179110-16-028682.hdr.sgml : 20160815 20160815163731 ACCESSION NUMBER: 0001179110-16-028682 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160811 FILED AS OF DATE: 20160815 DATE AS OF CHANGE: 20160815 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RUSH ENTERPRISES INC \TX\ CENTRAL INDEX KEY: 0001012019 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 741733016 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 555 IH 35 SOUTH CITY: NEW BRAUNFELS STATE: TX ZIP: 78130 BUSINESS PHONE: 8306265200 MAIL ADDRESS: STREET 1: 555 IH 35 SOUTH CITY: NEW BRAUNFELS STATE: TX ZIP: 78130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thor James E CENTRAL INDEX KEY: 0001300922 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20797 FILM NUMBER: 161833329 MAIL ADDRESS: STREET 1: C/O RUSH ENTERPRISES, INC. STREET 2: P. O. BOX 34630 CITY: SAN ANTONIO STATE: TX ZIP: 78265 4 1 edgar.xml FORM 4 - X0306 4 2016-08-11 0 0001012019 RUSH ENTERPRISES INC \TX\ RUSH 0001300922 Thor James E 555 IH 35 SOUTH, SUITE 500 NEW BRAUNFELS TX 78130 0 1 0 0 Senior Vice President Class A Common Stock 2016-08-11 4 M 0 9900 12.77 A 30205 D Class A Common Stock 2016-08-11 4 S 0 9900 23.0015 D 20305 D Option (right to buy) 12.77 2016-08-11 4 M 0 9900 0 D 2017-03-15 Class A Common Stock 9900 0 D Includes 582 shares acquired on July 1, 2016, under the Rush Enterprises, Inc. Employee Stock Purchase Plan. This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.00 to $23.03. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date. Steven L. Keller, Attorney in Fact for James E. Thor 2016-08-15