0001179110-14-005288.txt : 20140317 0001179110-14-005288.hdr.sgml : 20140317 20140317174214 ACCESSION NUMBER: 0001179110-14-005288 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140315 FILED AS OF DATE: 20140317 DATE AS OF CHANGE: 20140317 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RUSH ENTERPRISES INC \TX\ CENTRAL INDEX KEY: 0001012019 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 741733016 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 555 IH 35 SOUTH CITY: NEW BRAUNFELS STATE: TX ZIP: 78130 BUSINESS PHONE: 8306265200 MAIL ADDRESS: STREET 1: 555 IH 35 SOUTH CITY: NEW BRAUNFELS STATE: TX ZIP: 78130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thor James E CENTRAL INDEX KEY: 0001300922 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20797 FILM NUMBER: 14698719 MAIL ADDRESS: STREET 1: C/O RUSH ENTERPRISES, INC. STREET 2: P. O. BOX 34630 CITY: SAN ANTONIO STATE: TX ZIP: 78265 4 1 edgar.xml FORM 4 - X0306 4 2014-03-15 0 0001012019 RUSH ENTERPRISES INC \TX\ RUSH 0001300922 Thor James E 555 IH 35 SOUTH, SUITE 500 NEW BRAUNFELS TX 78130 0 1 0 0 Senior Vice President Class B Common Stock 2014-03-15 4 A 0 9600 0 A 16860 D Class A Common Stock 18036 D Option (right to buy) 30.27 2014-03-15 4 A 0 12000 0 A 2024-03-15 Class A Common Stock 12000 12000 D Reflects the grant of restricted stock units (RSUs) that will entitle the Reporting Person to receive one share of the Company's Class B Common Stock for each RSU that vests. The RSUs vest in increments of 1/3 on each of the first, second, and third anniversary of the grant date, which is March 15, 2014. Includes unvested restricted stock units. Includes unvested restricted stock units in addition to 333 shares acquired on July 8, 2013, under the Rush Enterprises, Inc. Employee Stock Purchase Plan ("ESPP") and 278 shares acquired on January 1, 2014, under the ESPP. Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. Grant date is ten years prior to the expiration date. Steven L. Keller, Attorney in Fact for James E. Thor 2014-03-17