FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
UNITED FIRE GROUP INC [ UFCS ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 02/15/2013 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) 02/19/2013 |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 02/15/2013 | A(1) | 5,304 | A | $23.96(2) | 22,496(3) | D | |||
Common Stock | 1,671 | I | By Issuer's Employee Stock Ownership Plan for Self | |||||||
Common Stock | 350 | I | By spouse |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (right to buy) | $23.96(4) | 02/15/2013 | A | 18,609 | (5) | 02/15/2023 | Common | 18,609 | $0.00 | 18,609 | D | ||||
Stock Option (right to buy) | $20.54 | (6) | 02/18/2021 | Common | 17,800 | 17,800 | D | ||||||||
Stock Option (right to buy) | $22.42 | (7) | 05/19/2020 | Common | 3,000 | 3,000 | D | ||||||||
Stock Option (right to buy) | $33.43 | (8) | 05/21/2018 | Common | 14,340 | 14,340 | D | ||||||||
Stock Option (right to buy) | $35.23 | (9) | 02/16/2017 | Common | 15,000 | 15,000 | D | ||||||||
Stock Option (right to buy) | $39.13 | (9) | 02/17/2016 | Common | 10,000 | 10,000 | D | ||||||||
Stock Option (right to buy) | $32.39 | (9) | 02/18/2015 | Common | 5,000 | 5,000 | D | ||||||||
Stock Option (right to buy) | $21.66 | (9) | 02/20/2014 | Common | 4,000 | 4,000 | D |
Explanation of Responses: |
1. This transaction represents a grant of restricted stock to the Reporting Person under the Issuer's 2008 Stock Plan. |
2. The price per share is the closing price of the Issuer's common stock on the date of the reported transaction. |
3. The total number of securities beneficially held directly by the reporting person following the reported transaction includes: 3,919 shares of restricted stock issued under the Issuer's 2008 Stock Plan which vest, subject to certain conditions, on 05/21/2013; 7,322 shares of restricted stock issued under the Issuer's 2008 Stock Plan which vest, subject to certain conditions, on 02/18/2016; 5,304 shares of restricted stock issued under the Issuer's 2008 Stock Plan which vest, subject to certain conditions, on 02/15/2018; 5,051 shares held of record by the Reporting Person; and 900 shares held jointly by the Reporting Person and his wife. |
4. The exercise price of these stock options represents the closing price of issuer's common stock on the grant date. |
5. 14,888 options that become exercisable in four equal installments of 3,722 options each on 02/15/2014, 02/15/2015, 02/15/2016 and 02/15/2017; and 3,721 options that become exercisable on 02/15/2018. |
6. 7,120 options currently exercisable and 10,680 options become exercisable in three equal installments of 3,560 options each on 02/18/2014, 02/18/2015 and 02/18/2016. |
7. 1,200 options currently exercisable and 1,800 options become exercisable in three equal installments of 600 options each on 05/19/2014, 05/19/2015 and 05/19/2016. |
8. 11,472 options currently exercisable and 2,868 options become exercisable on 05/21/2013. |
9. All options currently exercisable. |
Remarks: |
Due to an error in the original calculation, this amended filing is being made to correct the number of options and restricted stock shares granted to the Reporting Person |
/s/ Randy A. Ramlo by Dianne M. Lyons, Attorney-in-Fact | 02/20/2013 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |