SC 13G/A 1 dsc13ga.txt AMENDMENT #2 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* --- United Fire & Casualty Company -------------------------------------------------------------------------------- (Name of Issuer) Common Stock $3.33 1/3 par value -------------------------------------------------------------------------------- (Title of Class of Securities) 910331107 -------------------------------------------------------------------------------- (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [_] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 1 ---------------------------- CUSIP NO. 910331107 ---------------------------- -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of Above Persons (entities only). Mildred R. McIntyre -------------------------------------------------------------------------------- 2. Check the Appropriate Box If a Member of a Group (See Instructions) a. [_] b. [_] Not Applicable -------------------------------------------------------------------------------- 3. SEC Use Only -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization United States of America -------------------------------------------------------------------------------- Number of 5. Sole Voting Power Shares 1,117,356 ------------------------------------------------------------- Beneficially 6. Shared Voting Power Owned by 0 ------------------------------------------------------------- Each 7. Sole Dispositive Power Reporting 1,117,356 ------------------------------------------------------------- Person 8. Shared Dispositive Power With 0 -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,117,356 -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) Not Applicable -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 11.13% -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) IN -------------------------------------------------------------------------------- 2 ---------------------------- CUSIP NO. 910331107 ---------------------------- -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of Above Persons (entities only). Mildred Reynolds McIntyre Revocable Trust dated September 15, 1992 -------------------------------------------------------------------------------- 2. Check the Appropriate Box If a Member of a Group (See Instructions) a. [_] b. [_] Not Applicable -------------------------------------------------------------------------------- 3. SEC Use Only -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization State of Iowa -------------------------------------------------------------------------------- Number of 5. Sole Voting Power Shares 584,111 ------------------------------------------------------------- Beneficially 6. Shared Voting Power Owned by 0 ------------------------------------------------------------- Each 7. Sole Dispositive Power Reporting 584,111 ------------------------------------------------------------- Person 8. Shared Dispositive Power With 0 -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 584,111 -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) Not Applicable -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 5.82% -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) OO -------------------------------------------------------------------------------- 3 ---------------------------- CUSIP NO. 910331107 ---------------------------- -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of Above Persons (entities only). Trust under the will of John Scott McIntyre 42-6276985 -------------------------------------------------------------------------------- 2. Check the Appropriate Box If a Member of a Group (See Instructions) a. [_] b. [_] Not Applicable -------------------------------------------------------------------------------- 3. SEC Use Only -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization State of Iowa -------------------------------------------------------------------------------- Number of 5. Sole Voting Power Shares 533,245 ------------------------------------------------------------- Beneficially 6. Shared Voting Power Owned by 0 ------------------------------------------------------------- Each 7. Sole Dispositive Power Reporting 533,245 ------------------------------------------------------------- Person 8. Shared Dispositive Power With 0 -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 533,245 -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) Not Applicable -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 5.31% -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) OO -------------------------------------------------------------------------------- 4 Item 1(a) Name of Issuer: United Fire & Casualty Company Item 1(b) Address of Issuer's Principal Executive Offices: 118 Second Avenue SE Cedar Rapids, Iowa 52401 Item 2(a) Name of Person Filing: The persons filing this Schedule 13G are: (1) Mildred R. McIntyre (2) Mildred Reynolds McIntyre Revocable Trust dated September 15, 1992 (3) Trust under the will of John Scott McIntyre * Attached to this Schedule 13G as "Exhibit A" is a Joint Filing Agreement between the persons specified above that this Schedule 13G is being filed on behalf of each of them. Item 2(b) Address of Principal Business Office or, if none, Residence: 2115 First Avenue SE, #2217 Cedar Rapids, Iowa 52402 Item 2(c) Citizenship: Mildred R. McIntyre is a citizen of the United States of America. The Mildred Reynolds McIntyre Revocable Trust dated September 15, 1992 and the Trust under the will of John Scott McIntyre were formed under the laws of the State of Iowa. Item 2(d) Title of Class of Securities: Common Stock $3.33 1/3 par value Item 2(e) CUSIP Number: 910331107 5 Item 3 If this statement is filed pursuant to (S)(S) 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: Not applicable. (a) [_] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) [_] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [_] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) [_] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) [_] An investment adviser in accordance with (S) 240.13d-1(b)(1)(ii)(E); (f) [_] An employee benefit plan or endowment fund in accordance with (S) 240.13d-1(b)(1)(ii)(F); (g) [_] A parent holding company or control person in accordance with (S) 240.13d-1(b)(1)(ii)(G); (h) [_] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [_] A church plan that is excluded from the definitions of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [_] Group, in accordance with (S) 240.13d-1(b)(1)(ii)(J). Item 4 Ownership Please provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned. Mildred R. McIntyre is the beneficial owner of 1,117,356 shares of Common Stock of the Company, consisting of (i) 584,111 shares held by the Mildred 6 Reynolds McIntyre Revocable Trust dated September 15, 1992, of which Ms. McIntyre is the Trustee, and (ii) 533,245 shares held by the Trust under the will of John Scott McIntyre, of which Ms. McIntyre is the Trustee. The Mildred Reynolds McIntyre Revocable Trust dated September 15, 1992 is the direct owner of and thus is beneficial owner of 584,111 shares of Common Stock of the Company. The Trust under the will of John Scott McIntyre is the direct owner of and thus is beneficial owner of 533,245 shares of Common Stock of the Company. (b) Percent of class The 1,117,356 shares reported as beneficially owned by Mildred R. McIntyre constitute 11.13% of the issued and outstanding shares of Common Stock of the Company on December 31, 2002. The 584,111 shares held by the Mildred Reynolds McIntyre Revocable Trust dated September 15, 1992 constitute 5.82% of the issued and outstanding shares. The 533,245 shares held by the Trust under the will of John Scott McIntyre 5.31% of the issued and outstanding shares. (c) Number of shares to which the person has: a. Mildred R. McIntyre i. Sole power to vote or to direct the vote: 1,117,356 ii. Shared power to vote or to direct the vote: 0 iii. Sole power to dispose or to direct the disposition of: 1,117,356 iv. Shared power to dispose or to direct the disposition of: 0 b. The Mildred Reynolds McIntyre Revocable Trust dated September 15, 1992 i. Sole power to vote or to direct the vote: 584,111 ii. Shared power to vote or to direct the vote: 0 iii. Sole power to dispose or to direct the disposition of: 584,111 iv. Shared power to dispose or to direct the disposition of: 0 c. Trust under the will of John Scott McIntyre i. Sole power to vote or to direct the vote: 533,245 ii. Shared power to vote or to direct the vote: 0 iii. Sole power to dispose or to direct the disposition of: 533,245
7 iv. Shared power to dispose or to direct the disposition of: 0 Item 5 Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [_]. Not applicable. Item 6 Ownership of More than Five Percent on Behalf of Another Person Not Applicable. Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person Not applicable. Item 8 Identification and Classification of Members of the Group Not applicable. Item 9 Notice of Dissolution of a Group Not applicable. Item 10 Certification Not applicable [THE REST OF THIS PAGE LEFT INTENTIONALLY BLANK] 8 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. ___________________________________ ________________________________________ Dated Mildred R. McIntyre ___________________________________ Mildred Reynolds McIntyre Revocable Dated Trust dated September 15, 1992 By: ____________________________________ Mildred R. McIntyre, Trustee ___________________________________ Trust under the Will of John Scott Dated McIntyre By: ____________________________________ Mildred R. McIntyre, Trustee 9 EXHIBIT A TO SCHEDULE 13G JOINT FILING AGREEMENT Mildred R. McIntyre, individually, the Mildred Reynolds McIntyre Revocable Trust dated September 15, 1992 and the Trust under the will of John Scott McIntyre hereby agree and consent to the joint filing on their behalf of the foregoing amendment to Schedule 13G related to their beneficial ownership of the Common Stock of United Fire & Casualty Company. February 13, 2003 /s/ Mildred R. McIntyre ----------------------------------- ---------------------------------------- Dated Mildred R. McIntyre February 13, 2003 Mildred Reynolds McIntyre Revocable ------------------------------------ Trust dated September 15, 1992 Dated By: /s/ Mildred R. McIntyre ------------------------------------- Mildred R. McIntyre, Trustee February 13, 2003 Trust under the Will of John Scott ------------------------------------ McIntyre Dated By: /s/ Mildred R. McIntyre ------------------------------------- Mildred R. McIntyre, Trustee 10 EXHIBIT B TO SCHEDULE 13G MILDRED R. MCINTYRE The Reporting Persons filing jointly on this Amendment No. 2 filed Amendment No. 1 to Schedule 13G on February 14, 2002. Schedule A shows current ownership and transactions from December 31, 2001 to December 31, 2002, for the Reporting Persons. Please note the following with respect to these transactions: . All transactions reported as "gifts given" were gifts given by Mrs. McIntyre to her children, grandchildren or great-grandchildren. . All transactions reported as transfers were transfers from the Mildred Reynolds McIntyre Revocable Trust dated September 15, 1992 to Mrs. McIntyre. These transfers were made so that the gifts to children, grandchildren and great-grandchildren would come directly from Mrs. McIntyre, instead of from the trust. SCHEDULE A
Trustee, Mildred R. Trustee, Trust under the Mildred R. McIntyre McIntyre Revocable will of John Scott Date Description Individually Trust McIntyre --------------------------------------------------------------------------------------------------------- Total Total Total Transaction Shares Transaction Shares Transaction Shares Amount Owned Amount Owned Amount Owned --------------------------------------------------------------------------------------------------------- 12/31/01 as reported 0 595,801 533,245 02/12/02 transfer 10,400 10,400 (10,400) 585,401 02/12/02 gift given (10,400) 0 07/19/02 transfer 1,290 1,290 (1,290) 584,111 07/19/02 gift given (1,290) 0 --------------------------------------------------------------------------------------------------------- Total 0 584,111 533,245
11