0000912057-01-536040.txt : 20011026
0000912057-01-536040.hdr.sgml : 20011026
ACCESSION NUMBER: 0000912057-01-536040
CONFORMED SUBMISSION TYPE: SC 13D
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20011019
GROUP MEMBERS: ONEBEACON CORPORATION
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITED FIRE & CASUALTY CO
CENTRAL INDEX KEY: 0000101199
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 420644327
STATE OF INCORPORATION: IA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13D
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-03291
FILM NUMBER: 1762659
BUSINESS ADDRESS:
STREET 1: 118 SECOND AVE SE
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52407
BUSINESS PHONE: 3193995700
MAIL ADDRESS:
STREET 1: P O BOX 73909
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52407
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: CGU CORP
CENTRAL INDEX KEY: 0001141217
STANDARD INDUSTRIAL CLASSIFICATION: []
FILING VALUES:
FORM TYPE: SC 13D
BUSINESS ADDRESS:
STREET 1: ONE BEACON STREET
CITY: BOSTON
STATE: MA
ZIP: 02108
BUSINESS PHONE: 6177256000
MAIL ADDRESS:
STREET 1: ONE BEACON STREET
CITY: BOSTON
STATE: MA
ZIP: 02108
SC 13D
1
a2061371zsc13d.txt
SCHEDULE 13D
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Final Amendment)
UNITED FIRE & CASUALTY COMPANY
------------------------------
(Name of Issuer)
COMMON STOCK, PAR VALUE $3.33 PER SHARE
---------------------------------------
(Title of Class of Securities)
910331107
---------
(CUSIP Number)
Roger M. Singer
General Counsel and Senior Vice President
OneBeacon Corporation (formerly CGU Corporation)
One Beacon Street
Boston, MA 02108-3100
(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)
OCTOBER 11, 2001
---------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition which is the subject of this Schedule 13D, and is filing
this schedule because of Rule 13d-1(b)(3) or (4), check the following box |_|.
Check the following box if a fee is being paid with this statement |_|.
(A fee is not required only if the reporting person: (1) has a previous
statement on file reporting beneficial ownership of more than five percent of
the class of securities described in Item 1; and (2) has filed no amendment
subsequent thereto reporting beneficial ownership of five percent or less of
such class. (See Rule 13d-7.)
NOTE: Six copies of this statement, including all exhibits, should be
filed with the Commission. See Rule 13d-1(a) for other parties to whom copies
are to be sent.
CUSIP NO. 910331107
--------------------------------------------------------------------------------
(1) Name of Reporting Person. S.S. or I.R.S. Identification No. of Above
Person
OneBeacon Corporation ("OneBeacon") 51-0109776
--------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member (a) |_|
of a Group (See Instructions)
(b) |_|
--------------------------------------------------------------------------------
(3) (SEC Use Only)
--------------------------------------------------------------------------------
(4) Source of Funds (See Instructions)
WC
--------------------------------------------------------------------------------
(5) Check if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e)
--------------------------------------------------------------------------------
(6) Citizenship or Place of Organization Delaware
--------------------------------------------------------------------------------
Number of Shares (7) Sole Voting Power
Beneficially Owned 0
-----------------------------------------------
by Each Reporting (8) Shared Voting Power
Person With 0
-----------------------------------------------
(9) Sole Dispositive Power
0
-----------------------------------------------
(10) Shared Dispositive Power
0
--------------------------------------------------------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person
none
--------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions)
--------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row (11)
--------------------------------------------------------------------------------
(14) Type of Reporting Person (See Instructions)
HC, CO
--------------------------------------------------------------------------------
2
CUSIP NO. 910331107
--------------------------------------------------------------------------------
(1) Name of Reporting Person. S.S. or I.R.S. Identification No. of Above
Person
CGU Insurance Company 23-1502700
--------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member (a) |_|
of a Group (See Instructions)
(b) |_|
--------------------------------------------------------------------------------
(3) (SEC Use Only)
--------------------------------------------------------------------------------
(4) Source of Funds (See Instructions)
WC
--------------------------------------------------------------------------------
(5) Check if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e)
--------------------------------------------------------------------------------
(6) Citizenship or Place of Organization Pennsylvania
--------------------------------------------------------------------------------
Number of Shares (7) Sole Voting Power
Beneficially Owned 0
-----------------------------------------------
by Each Reporting (8) Shared Voting Power
Person With 0
-----------------------------------------------
(9) Sole Dispositive Power
0
-----------------------------------------------
(10) Shared Dispositive Power
0
--------------------------------------------------------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person
none
--------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions)
--------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row (11)
--------------------------------------------------------------------------------
(14) Type of Reporting Person (See Instructions)
IC, CO
--------------------------------------------------------------------------------
3
ONLY ITEMS REPORTED IN THIS FINAL AMENDMENT TO SCHEDULE 13D ARE AMENDED
FROM THE FILING ON SCHEDULE 13D DATED JANUARY 15, 1988 (THE "ORIGINAL FILING"),
AS AMENDED BY AMENDMENT NO. 1 DATED FEBRUARY 10, 1995 AND AMENDMENT NO. 2 DATED
MAY 23, 2001 (AS SO AMENDED, THE "SCHEDULE 13D"), FILED WITH THE SECURITIES AND
EXCHANGE COMMISSION BY ONEBEACON, WITH RESPECT TO THE COMMON STOCK, PAR VALUE
$3.33 PER SHARE, OF UNITED FIRE & CASUALTY COMPANY, AN IOWA CORPORATION. ALL
OTHER ITEMS REMAIN UNCHANGED. UNLESS OTHERWISE SPECIFIED, ALL DEFINED TERMS USED
HEREIN HAVE THE MEANING PREVIOUSLY ASCRIBED TO THEM IN THE SCHEDULE 13D. ALL
SHARE NUMBERS AND SHARE PRICES IN THIS FILING REFLECT COMMON STOCK SPLITS THAT
HAVE OCCURRED SINCE THE ORIGINAL FILING.
ITEM 4. PURPOSE OF TRANSACTION.
On October 11, 2001, OneBeacon, through CGU Insurance Company (soon to be
renamed OneBeacon Insurance Company) sold 2,025,680 shares of the common stock
of United Fire & Casualty Company to a third party for gross proceeds of
$54,693,360.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER.
(a) None.
(b) None.
(c) None.
(d) None
(e) Not Applicable
4
SIGNATURES
After reasonable inquiry and to the best of the knowledge and belief of
the undersigned, the undersigned certifies that the information set forth in
this statement is true, complete and correct.
Dated: October 19, 2001
ONEBEACON CORPORATION
BY: /s/ ROGER M. SINGER
------------------------------------
Name: Roger M. Singer
Title: General Counsel and
Senior Vice President
CGU INSURANCE COMPANY
BY: /s/ ROGER M. SINGER
------------------------------------
Name: Roger M. Singer
Title: General Counsel and
Senior Vice President
5