-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q1+acqVoyvUZEpZry64Akq9sRCawv9ao1u6M/JcbCl1Vn1QOz/MZ+sLdke+IkKpl AX1a3sNMu+U33JFVHr5KdQ== 0001011714-03-000001.txt : 20030303 0001011714-03-000001.hdr.sgml : 20030303 20030228182959 ACCESSION NUMBER: 0001011714-03-000001 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20021231 FILED AS OF DATE: 20030303 EFFECTIVENESS DATE: 20030303 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WWW FUNDS CENTRAL INDEX KEY: 0001011714 IRS NUMBER: 316531163 STATE OF INCORPORATION: OH FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-07585 FILM NUMBER: 03587861 BUSINESS ADDRESS: STREET 1: 131 PROSPEROUS PLACE STE 17 CITY: LEXINGTON STATE: KY ZIP: 40509 BUSINESS PHONE: 5133578400 MAIL ADDRESS: STREET 1: 131 PROSPEROUS PLACE STE 17 CITY: LEXINGTON STATE: KY ZIP: 40509 FORMER COMPANY: FORMER CONFORMED NAME: WWW INTERNET FUND DATE OF NAME CHANGE: 19960403 FORMER COMPANY: FORMER CONFORMED NAME: WWW TRUST DATE OF NAME CHANGE: 19981030 NSAR-A 1 answer.fil PAGE 1 000 A000000 12/31/2002 000 C000000 0001011714 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 THE WWW FUNDS 001 B000000 811-07585 001 C000000 8595141623 002 A000000 131 PROSPEROUS PLACE, SUITE 17 002 B000000 LEXINGTON 002 C000000 KY 002 D010000 40509 002 D020000 1804 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 2 007 C010100 1 007 C020100 WWW INTERNET FUND 007 C030100 N 007 C010200 2 007 C020200 WWW GLOBAL INTERNET FUND 007 C030200 N 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A00AA01 WWW ADVISORS, INC. 008 B00AA01 A 008 C00AA01 801-52026 008 D01AA01 LEXINGTON 008 D02AA01 KY 008 D03AA01 40509 008 D04AA01 1804 010 A00AA01 CAPITAL FUND SERVICES, INC. 010 B00AA01 84-5909 010 C01AA01 LEXINGTON 010 C02AA01 KY 010 C03AA01 40509 010 C04AA01 1804 012 A00AA01 CAPITAL FUND SERVICES, INC. PAGE 2 012 B00AA01 84-5909 012 C01AA01 LEXINGTON 012 C02AA01 KY 012 C03AA01 40509 012 C04AA01 1804 013 A00AA01 BKD LLP 013 B01AA01 CINCINNATI 013 B02AA01 OH 013 B03AA01 45201 014 A00AA01 INTERACTIVE PLANNING CORP. 014 B00AA01 8-048996 015 A00AA01 US BANK 015 B00AA01 C 015 C01AA01 CINCINNATI 015 C02AA01 OH 015 C03AA01 45202 015 E01AA01 X 018 00AA00 Y 019 A00AA00 N 019 B00AA00 0 020 A000001 PROTRADER SECURITIES L.P. 020 C000001 30 020 A000002 KNIGHT SECURITIES, L.P. 020 C000002 6 020 A000003 AVONDALE PARTNERS, L.P. 020 C000003 6 020 A000004 LEHMAN BROTHERS, INC. 020 C000004 2 020 A000005 USB PAINEWEBBER, INC. 020 C000005 2 020 C000006 0 020 C000007 0 020 C000008 0 020 C000009 0 020 C000010 0 021 000000 46 022 A000001 PROTRADER SECURITIES L.P. 022 C000001 0 022 D000001 3558 022 A000002 KNIGHT SECURITIES, L.P. 022 C000002 752 022 D000002 1045 022 A000003 UBS PAINEWEBBER, INC. 022 C000003 0 022 D000003 120 022 A000004 AVONDALE PARTNERS 022 C000004 0 022 D000004 118 022 A000005 LEHMAN 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074 X000200 101 074 Y000200 0 075 A000200 0 075 B000200 397 076 000200 0.00 SIGNATURE LAWRENCE S. YORK TITLE PRESIDENT EX-99.77Q3 CERT 3 item77ex9977q3.txt Exhibit 99.77Q3 Sub Item 77Q3 (a)(i) The registrant's principal executive officer and principal financial officer concluded that the registrant's disclosure controls and procedures (as defined in rule 30a-2(c) under the Investment Company Act of 1940) are effective based on their evaluation of these disclosure controls and procedures as of a date within 90 days of the filing date of this report. (a)(ii) There were no significant changes in registrant's internal controls or in other factors that could significantly affect these controls subsequent to the date of their evaluation. Exhibit 99.77Q3 CERT Principal Executive Officer Form N-SAR Certification I, Lawrence S. York, certify that: 1. I have reviewed this report on Form N-SAR of The WWW Funds; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; 3. Based on my knowledge, the financial information included in this report, and the financial statements on which the financial information is based, fairly present in all material respects the financial condition, results of operations, changes in net assets, and cash flows (if the financial statements are required to include a statement of cash flows) of the registrant as of, and for, the periods presented in this report; 4. The registrant's other certifying officers and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in rule 30a-2(c) under the Investment Company Act) for the registrant and have: (a) designed such disclosure controls and procedures to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared: (b) evaluated the effectiveness of the registrant's disclosure controls and procedures as of a date within 90 days prior to the filing date of this report (the "Evaluation Date"); and (c) presented in this report our conclusions about the effectiveness of the disclosure controls and procedures based on our evaluation as of the Evaluation Date; 5. The registrant's other certifying officers and I have disclosed, based on our most recent evaluation, to the registrant's auditors and the audit committee of the registrant's board of directors (or person performing the equivalent functions): (a) all significant deficiencies in the design or operation of internal controls which could adversely affect the registrant's ability to record, process, summarize, and report financial data and have identified for the registrant's auditors any material weaknesses in internal controls; and (b) any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal controls; and 6. The registrant's other certifying officers and I have indicated in this report whether or not there were significant changes in internal controls or in other factors that could significantly affect internal controls subsequent to the date of our most recent evaluation, including any corrective actions with regard to significant deficiencies and material weaknesses. February 28, 2003 /s/ Lawrence S. York Lawrence S. York President The WWW Funds Exhibit 99.77Q3 CERT Principal Financial Officer Form N-SAR Certification I, James D. Greene, certify that: 1. I have reviewed this report on Form N-SAR of The WWW Funds; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; 3. Based on my knowledge, the financial information included in this report, and the financial statements on which the financial information is based, fairly present in all material respects the financial condition, results of operations, changes in net assets, and cash flows (if the financial statements are required to include a statement of cash flows) of the registrant as of, and for, the periods presented in this report; 4. The registrant's other certifying officers and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in rule 30a-2(c) under the Investment Company Act) for the registrant and have: (a) designed such disclosure controls and procedures to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared: (b) evaluated the effectiveness of the registrant's disclosure controls and procedures as of a date within 90 days prior to the filing date of this report (the "Evaluation Date"); and (c) presented in this report our conclusions about the effectiveness of the disclosure controls and procedures based on our evaluation as of the Evaluation Date; 5. The registrant's other certifying officers and I have disclosed, based on our most recent evaluation, to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions): (a) all significant deficiencies in the design or operation of internal controls which could adversely affect the registrant's ability to record, process, summarize, and report financial data and have identified for the registrant's auditors any material weaknesses in internal controls; and (b) any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal controls; and 6. The registrant's other certifying officers and I have indicated in this report whether or not there were significant changes in internal controls or in other factors that could significantly affect internal controls subsequent to the date of our most recent evaluation, including any corrective actions with regard to significant deficiencies and material weaknesses. February 28, 2003 /s/ James D. Greene James D. Greene Treasurer The WWW Funds -----END PRIVACY-ENHANCED MESSAGE-----