0001104659-22-101488.txt : 20220920 0001104659-22-101488.hdr.sgml : 20220920 20220920144039 ACCESSION NUMBER: 0001104659-22-101488 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220916 FILED AS OF DATE: 20220920 DATE AS OF CHANGE: 20220920 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAPITAL VENTURES INTERNATIONAL CENTRAL INDEX KEY: 0001011712 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39489 FILM NUMBER: 221253222 BUSINESS ADDRESS: STREET 1: WINDWARD 1 STREET 2: REGATTA OFFICE PARK, WEST BAY ROAD CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1103 BUSINESS PHONE: 345-949-7576 MAIL ADDRESS: STREET 1: WINDWARD 1 STREET 2: REGATTA OFFICE PARK, WEST BAY ROAD CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1103 FORMER NAME: FORMER CONFORMED NAME: CAPITAL VENTURES INTERNATIONAL /E9/ DATE OF NAME CHANGE: 19960403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: G1 EXECUTION SERVICES, LLC CENTRAL INDEX KEY: 0001136305 STATE OF INCORPORATION: IL FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39489 FILM NUMBER: 221253221 BUSINESS ADDRESS: STREET 1: 175 W. JACKSON BLVD., SUITE 1700 CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 484-562-1253 MAIL ADDRESS: STREET 1: 175 W. JACKSON BLVD., SUITE 1700 STREET 2: 501 PLAZA 2 CITY: CHICAGO STATE: IL ZIP: 60604 FORMER NAME: FORMER CONFORMED NAME: E*TRADE CAPITAL MARKETS LLC DATE OF NAME CHANGE: 20050331 FORMER NAME: FORMER CONFORMED NAME: GVR COMPANY LLC DATE OF NAME CHANGE: 20020205 FORMER NAME: FORMER CONFORMED NAME: GVR CO LLC /BD DATE OF NAME CHANGE: 20020205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SUSQUEHANNA SECURITIES, LLC CENTRAL INDEX KEY: 0001446580 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39489 FILM NUMBER: 221253223 BUSINESS ADDRESS: STREET 1: 401 CITY AVENUE, SUITE 220 CITY: BALA CYNWYD STATE: PA ZIP: 19004 BUSINESS PHONE: 610-617-2600 MAIL ADDRESS: STREET 1: 401 CITY AVENUE, SUITE 220 CITY: BALA CYNWYD STATE: PA ZIP: 19004 FORMER NAME: FORMER CONFORMED NAME: SUSQUEHANNA SECURITIES DATE OF NAME CHANGE: 20130709 FORMER NAME: FORMER CONFORMED NAME: Susquehanna Securities DATE OF NAME CHANGE: 20080930 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tailwind Acquisition Corp. CENTRAL INDEX KEY: 0001814215 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1545 COURTNEY AVENUE CITY: LOS ANGELES STATE: CA ZIP: 90046 BUSINESS PHONE: 212-909-3022 MAIL ADDRESS: STREET 1: 1545 COURTNEY AVENUE CITY: LOS ANGELES STATE: CA ZIP: 90046 4 1 tm2226225-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-09-16 0 0001814215 Tailwind Acquisition Corp. TWND 0001446580 SUSQUEHANNA SECURITIES, LLC 401 CITY AVENUE, SUITE 220 BALA CYNWYD PA 19004 0 0 1 0 0001011712 CAPITAL VENTURES INTERNATIONAL WINDWARD 1 REGATTA OFFICE PARK, WEST BAY ROAD GRAND CAYMAN E9 KY1-1103 CAYMAN ISLANDS 0 0 1 0 0001136305 G1 EXECUTION SERVICES, LLC 175 W. JACKSON BLVD., SUITE 1700 501 PLAZA 2 CHICAGO IL 60604 0 0 1 0 Class A Common Stock 2022-09-16 4 X 0 8500 7.50 D 445169 D Class A Common Stock 2022-09-16 4 X 0 1600 10.00 D 443569 D Call Option (obligation to sell) 7.50 2022-09-16 4 X 0 85 0 D 2022-09-16 Class A Common Stock 8500 0 D Put Option (obligation to buy) 10.00 2022-09-16 4 E 0 5 0 D 2022-09-16 Class A Common Stock 500 0 D Call Option (obligation to sell) 10.00 2022-09-16 4 X 0 16 0 D 2022-09-16 Class A Common Stock 1600 15 D Call Option (obligation to sell) 10.00 2022-09-16 4 E 0 15 0 D 2022-09-16 Class A Common Stock 1500 0 D These securities are directly owned by Susquehanna Securities, LLC. These options are exercisable at any time prior to their expiration. Susquehanna Securities, LLC, Capital Ventures International and G1 Execution Services, LLC are affiliated entities under common ownership. Susquehanna Securities, LLC, Capital Ventures International and G1 Execution Services, LLC each disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that any of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Susquehanna Securities, LLC By: /s/ Brian Sopinsky Name: Brian Sopinsky Title: Secretary 2022-09-20 Capital Ventures International By: Susquehanna Advisors Group, Inc. pursuant to a Limited Power of Attorney, a copy of which was previously filed By: /s/ Brian Sopinsky Name: Brian Sopinsky Title: Assistant Secretary 2022-09-20 G1 Execution Services, LLC By: /s/ Brian Sopinsky Name: Brian Sopinsky Title: Secretary 2022-09-20