-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HyYsB2GF2PNaifUKNZZHu/SX03JYIjvO26kdmsiuBkJdspJzHsKPa+IH+U23IhUB FZFt2FILVBMzi3JghBnZWQ== 0001092306-03-000511.txt : 20031029 0001092306-03-000511.hdr.sgml : 20031029 20031029121052 ACCESSION NUMBER: 0001092306-03-000511 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031027 FILED AS OF DATE: 20031029 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FLYNN PHILIP B CENTRAL INDEX KEY: 0001186352 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-15081 FILM NUMBER: 03962760 MAIL ADDRESS: STREET 1: C/O UNIONBANCAL CORP STREET 2: 3151 E IMPERIAL HWY CITY: BREA STATE: CA ZIP: 92821 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIONBANCAL CORP CENTRAL INDEX KEY: 0001011659 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 941234979 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 CALIFORNIA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104-1476 BUSINESS PHONE: 4157652969 MAIL ADDRESS: STREET 1: 400 CALIFORNIA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104-1476 4/A 1 form4-flynna_ex.xml X0201 4/A 2003-10-27 2003-10-28 0 0001011659 UNIONBANCAL CORP UB 0001186352 FLYNN PHILIP B C/O UNIONBANCAL CORP 3151 E IMPERIAL HWY BREA CA 92821 0 1 0 0 EVP & Chief Credit Officer Common Stock 2003-10-27 4 M 0 4500 18.2917 A 4500 I by trust Common Stock 2003-10-27 4 M 0 6000 22.125 A 6000 I by trust Common Stock 2003-10-27 4 M 0 4500 35.0833 A 4500 I by trust Common Stock 2003-10-27 4 S 0 15000 53.8015 D 0 I by trust Common Stock 15000 D Common Stock 17497 I by trust Common Stock 3977.6453 I by 401(k) Non-qualified Stock Option 18.2917 2003-10-27 4 M 0 4500 D 2006-03-29 Common Stock 4500 0 I by trust Non-qualified Stock Option 22.125 2003-10-27 4 M 0 6000 D 2007-06-01 Common Stock 6000 0 I by trust Non-qualified Stock Option 35.0833 2003-10-27 4 M 0 4500 D 2008-05-01 Common Stock 4500 0 I by trust The Flynn Family Trust Shares held in the Union Bank of California 401(k) Plan as of 09/30/03 The option vested in three equal annual installments on 03/29/97, 03/29/98, 03/29/99 The option vested in three equal annual installments on 06/01/98, 06/01/99, 06/01/00 The option vested in three equal annual installments on 05/01/99, 05/01/00, 05/01/01 Not Applicable Exercise price of the 6,000 option grant was incorrectly reported as $12.125. John H. McGuckin, Jr., Attorney-in-Fact 2003-10-28 -----END PRIVACY-ENHANCED MESSAGE-----