0000000000-23-010528.txt : 20231206 0000000000-23-010528.hdr.sgml : 20231206 20230925103005 ACCESSION NUMBER: 0000000000-23-010528 CONFORMED SUBMISSION TYPE: UPLOAD PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20230925 FILED FOR: COMPANY DATA: COMPANY CONFORMED NAME: Golden Minerals Co CENTRAL INDEX KEY: 0001011509 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 841363747 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: UPLOAD BUSINESS ADDRESS: STREET 1: 350 INDIANA STREET, SUITE 800 CITY: GOLDEN STATE: CO ZIP: 80401 BUSINESS PHONE: 3038395060 MAIL ADDRESS: STREET 1: 350 INDIANA STREET, SUITE 800 CITY: GOLDEN STATE: CO ZIP: 80401 FORMER COMPANY: FORMER CONFORMED NAME: APEX SILVER MINES LTD DATE OF NAME CHANGE: 19970825 PUBLIC REFERENCE ACCESSION NUMBER: 0001104659-23-098997 LETTER 1 filename1.pdf begin 644 filename1 M)5!$1BTQ+C4*)>+CS],*,2 P(&]B:@H\/"]#;VQO7!E+UA/8FIE8W0O5VED=&@@,30R."],96YG=&@@,S8U+T)I='-097)# M;VUP;VYE;G0@.#X^7M0Q1$1$1$1$1&3"Q\<'QA6_?__&K *98K_? 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end TEXT-EXTRACT 2 filename2.txt United States securities and exchange commission logo September 25, 2023 Warren Rehn Chief Executive Officer Golden Minerals Company 350 Indiana Street, Suite 650 Golden, CO 80401 Re: Golden Minerals Company Registration Statement on Form S-1 Filed September 7, 2023 File No. 333-274403 Dear Warren Rehn: We have limited our review of your registration statement to those issues we have addressed in our comments. In some of our comments, we may ask you to provide us with information so we may better understand your disclosure. Please respond to this letter by amending your registration statement and providing the requested information. If you do not believe our comments apply to your facts and circumstances or do not believe an amendment is appropriate, please tell us why in your response. After reviewing any amendment to your registration statement and the information you provide in response to these comments, we may have additional comments. Registration Statement on Form S-1 Cover Page 1. Please provide all information not eligible to be omitted pursuant to Rule 430A of the Securities Act, including the number of common shares, warrants, and pre-funded warrants you are offering. Refer to Securities Act Rules Compliance and Disclosure Interpretations 227.02. 2. Please confirm that you will identify the name of the placement agent in a subsequent amendment prior to requesting effectiveness of this registration statement. Warren Rehn FirstName LastNameWarren Golden Minerals Company Rehn Comapany 25, September NameGolden 2023 Minerals Company September Page 2 25, 2023 Page 2 FirstName LastName Exhibits 3. Please revise your exhibit index to include the placement agent agreement and purchase agreement referenced on page 24 and file all outstanding exhibits. In addition, please update Ex.107, as appropriate. We remind you that the company and its management are responsible for the accuracy and adequacy of their disclosures, notwithstanding any review, comments, action or absence of action by the staff. Refer to Rules 460 and 461 regarding requests for acceleration. Please allow adequate time for us to review any amendment prior to the requested effective date of the registration statement. Please contact Michael Purcell, Staff Attorney, at 202-551-5351 or Daniel Morris, Legal Branch Chief, at 202-551-3314 with any questions. Sincerely, Division of Corporation Finance Office of Energy & Transportation cc: Brian Boonstra