0001445866-18-001083.txt : 20181009 0001445866-18-001083.hdr.sgml : 20181009 20181009174047 ACCESSION NUMBER: 0001445866-18-001083 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181008 FILED AS OF DATE: 20181009 DATE AS OF CHANGE: 20181009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEFORD DREXEL GRAVID JR CENTRAL INDEX KEY: 0001676606 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38011 FILM NUMBER: 181114480 MAIL ADDRESS: STREET 1: 27271 LAS RAMBLAS, STE. 200 CITY: MISSION VIEJO STATE: CA ZIP: 92691 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CYNERGISTEK, INC CENTRAL INDEX KEY: 0001011432 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 880350448 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 27271 LAS RAMBLAS STREET 2: SUITE 200 CITY: MISSION VIEJO STATE: CA ZIP: 92691 BUSINESS PHONE: 9496140700 MAIL ADDRESS: STREET 1: 27271 LAS RAMBLAS STREET 2: SUITE 200 CITY: MISSION VIEJO STATE: CA ZIP: 92691 FORMER COMPANY: FORMER CONFORMED NAME: AUXILIO INC DATE OF NAME CHANGE: 20040622 FORMER COMPANY: FORMER CONFORMED NAME: PEOPLEVIEW INC DATE OF NAME CHANGE: 20040329 FORMER COMPANY: FORMER CONFORMED NAME: E PERCEPTION INC DATE OF NAME CHANGE: 20020118 4 1 form4.xml OWNERSHIP DOCUMENT X0306 4 2018-10-08 0 0001011432 CYNERGISTEK, INC CTEK 0001676606 DEFORD DREXEL GRAVID JR 27271 LAS RAMBLAS, STE. 200 MISSION VIEJO CA 92691 1 0 0 0 Restricted Stock Units 2018-10-08 4 A 0 10000 0 A Common Stock 10000 10000 D Subject to the terms and conditions of a Restricted Stock Unit Agreement between Issuer and Reporting Person, each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The restricted stock units vest one year from the date of grant. Vested shares will be delivered per terms listed in the RSU Grant Agreement. /s/ Drexel DeFord Jr. 2018-10-08