0001445866-17-001497.txt : 20171030 0001445866-17-001497.hdr.sgml : 20171030 20171030173410 ACCESSION NUMBER: 0001445866-17-001497 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171026 FILED AS OF DATE: 20171030 DATE AS OF CHANGE: 20171030 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ANTHONY PAUL THOMAS CENTRAL INDEX KEY: 0001323297 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38011 FILM NUMBER: 171163471 MAIL ADDRESS: STREET 1: 22 VIA CANCION CITY: SAN CLEMENTE STATE: CA ZIP: 92673 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CYNERGISTEK, INC CENTRAL INDEX KEY: 0001011432 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 880350448 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 27271 LAS RAMBLAS STREET 2: SUITE 200 CITY: MISSION VIEJO STATE: CA ZIP: 92691 BUSINESS PHONE: 9496140700 MAIL ADDRESS: STREET 1: 27271 LAS RAMBLAS STREET 2: SUITE 200 CITY: MISSION VIEJO STATE: CA ZIP: 92691 FORMER COMPANY: FORMER CONFORMED NAME: AUXILIO INC DATE OF NAME CHANGE: 20040622 FORMER COMPANY: FORMER CONFORMED NAME: PEOPLEVIEW INC DATE OF NAME CHANGE: 20040329 FORMER COMPANY: FORMER CONFORMED NAME: E PERCEPTION INC DATE OF NAME CHANGE: 20020118 4 1 form4.xml OWNERSHIP DOCUMENT X0306 4 2017-10-26 0 0001011432 CYNERGISTEK, INC CTEK 0001323297 ANTHONY PAUL THOMAS 27271 LAS RAMBLAS, STE 200 MISSION VIEJO, CA 92691 0 1 0 0 CFO, SECRETARY Restricted Stock Units 2017-10-27 4 A 0 90000 0 A Common Stock 90000 90000 D Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The restricted stock units vest three years from the date of grant. Vested shares will be delivered promptly following the vesting date. /s/ PAUL ANTHONY 2017-10-26