0001096906-22-002122.txt : 20220901 0001096906-22-002122.hdr.sgml : 20220901 20220901142014 ACCESSION NUMBER: 0001096906-22-002122 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220901 FILED AS OF DATE: 20220901 DATE AS OF CHANGE: 20220901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mcmillan Michael Henry CENTRAL INDEX KEY: 0001695084 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38011 FILM NUMBER: 221220584 MAIL ADDRESS: STREET 1: 27271 LAS RAMBLAS, STE. 200 CITY: MISSION VIEJO STATE: CA ZIP: 92691 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CYNERGISTEK, INC CENTRAL INDEX KEY: 0001011432 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 880350448 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11940 JOLLYVILLE ROAD STREET 2: SUITE 300-N CITY: AUSTIN STATE: TX ZIP: 78759 BUSINESS PHONE: 9496140700 MAIL ADDRESS: STREET 1: 11940 JOLLYVILLE ROAD STREET 2: SUITE 300-N CITY: AUSTIN STATE: TX ZIP: 78759 FORMER COMPANY: FORMER CONFORMED NAME: AUXILIO INC DATE OF NAME CHANGE: 20040622 FORMER COMPANY: FORMER CONFORMED NAME: PEOPLEVIEW INC DATE OF NAME CHANGE: 20040329 FORMER COMPANY: FORMER CONFORMED NAME: E PERCEPTION INC DATE OF NAME CHANGE: 20020118 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2022-09-01 1 0001011432 CYNERGISTEK, INC CTEK 0001695084 Mcmillan Michael Henry 11940 JOLLYVILLE ROAD SUITE 300-N AUSTIN TX 78759 1 1 0 0 President & CEO Common Stock 2022-09-01 4 D 0 663333.0000 D 0.0000 D Disposed of pursuant to an Agreement and Plan of Merger, dated as of May 23, 2022 (the "Merger Agreement") by and among the Issuer, Clearwater Compliance LLC, a Tennessee limited liability company (the "Parent"), and Clearwater Compliance Acquisition Company I, a Delaware corporation and a wholly owned subsidiary of the Parent (the "Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly-owned subsidiary of Parent. Each share of common stock exchanged in the Merger will receive cash of $1.25 per share. /s/ Michael Henry McMillan 2022-09-01