0001096906-21-002149.txt : 20210824 0001096906-21-002149.hdr.sgml : 20210824 20210824192055 ACCESSION NUMBER: 0001096906-21-002149 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210824 FILED AS OF DATE: 20210824 DATE AS OF CHANGE: 20210824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Flood John Lawrence Sr CENTRAL INDEX KEY: 0001879933 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38011 FILM NUMBER: 211203313 MAIL ADDRESS: STREET 1: 11940 JOLLYVILLE ROAD STREET 2: SUITE 300-N CITY: AUSTIN STATE: TX ZIP: 78759 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CYNERGISTEK, INC CENTRAL INDEX KEY: 0001011432 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 880350448 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11940 JOLLYVILLE ROAD STREET 2: SUITE 300-N CITY: AUSTIN STATE: TX ZIP: 78759 BUSINESS PHONE: 9496140700 MAIL ADDRESS: STREET 1: 11940 JOLLYVILLE ROAD STREET 2: SUITE 300-N CITY: AUSTIN STATE: TX ZIP: 78759 FORMER COMPANY: FORMER CONFORMED NAME: AUXILIO INC DATE OF NAME CHANGE: 20040622 FORMER COMPANY: FORMER CONFORMED NAME: PEOPLEVIEW INC DATE OF NAME CHANGE: 20040329 FORMER COMPANY: FORMER CONFORMED NAME: E PERCEPTION INC DATE OF NAME CHANGE: 20020118 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2021-08-24 0 0001011432 CYNERGISTEK, INC CTEK 0001879933 Flood John Lawrence Sr 11940 JOLLYVILLE ROAD SUITE 300-N AUSTIN TX 78759 1 0 0 0 Common Stock 2021-08-24 4 A 0 15000 0 A 40000 D Restricted stock units (RSUs) granted pursuant to the 2020 Equity Incentive Plan. The RSUs vest one year after the date of grant, subject to continuous service through such vesting date. /s/ John Lawrence Flood, Sr 2021-08-24