0001096906-21-000457.txt : 20210311 0001096906-21-000457.hdr.sgml : 20210311 20210311210212 ACCESSION NUMBER: 0001096906-21-000457 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210311 FILED AS OF DATE: 20210311 DATE AS OF CHANGE: 20210311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ANTHONY PAUL THOMAS CENTRAL INDEX KEY: 0001323297 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38011 FILM NUMBER: 21735120 MAIL ADDRESS: STREET 1: 22 VIA CANCION CITY: SAN CLEMENTE STATE: CA ZIP: 92673 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CYNERGISTEK, INC CENTRAL INDEX KEY: 0001011432 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 880350448 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11940 JOLLYVILLE ROAD STREET 2: SUITE 300-N CITY: AUSTIN STATE: TX ZIP: 78759 BUSINESS PHONE: 9496140700 MAIL ADDRESS: STREET 1: 11940 JOLLYVILLE ROAD STREET 2: SUITE 300-N CITY: AUSTIN STATE: TX ZIP: 78759 FORMER COMPANY: FORMER CONFORMED NAME: AUXILIO INC DATE OF NAME CHANGE: 20040622 FORMER COMPANY: FORMER CONFORMED NAME: PEOPLEVIEW INC DATE OF NAME CHANGE: 20040329 FORMER COMPANY: FORMER CONFORMED NAME: E PERCEPTION INC DATE OF NAME CHANGE: 20020118 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-03-11 0 0001011432 CYNERGISTEK, INC CTEK 0001323297 ANTHONY PAUL THOMAS 11940 JOLLYVILLE ROAD SUITE 300-N AUSTIN TX 78759 0 1 0 0 CFO, Secretary Common Stock 2021-03-11 4 M 0 90000.0000 0.0000 A 207277.0000 D Restricted Stock Units 2021-03-11 4 M 0 90000.0000 0.0000 D Common Stock 90000.0000 0.0000 D Restricted stock units (RSUs) are settled for shares of common stock on a one-for-one basis. On October 26, 2017, the reporting person was granted 90,000 RSUs pursuant to the 2011 Equity Incentive Plan. The RSUs vested three years after the date of grant. The Company's board of directors voted to allow the reporting person to settle the 90,000 RSUs anytime between October 26, 2020, and March 30, 2021. /s/ Paul Anthony 2021-03-11