-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JFJhuVJDNvTsb3ydCTBw/13DPsiS8XFNvcGB/Ijgr1Qi11+KpXxqcHIP3+JjuOaK kag8Ee1KkO7s7zW5rV1icA== 0000914317-99-000108.txt : 19990218 0000914317-99-000108.hdr.sgml : 19990218 ACCESSION NUMBER: 0000914317-99-000108 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990217 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALGIERS BANCORP INC CENTRAL INDEX KEY: 0001011296 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 721317594 STATE OF INCORPORATION: LA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-46821 FILM NUMBER: 99543891 BUSINESS ADDRESS: STREET 1: 1 WESTBANK EXPRESSWAY CITY: NEW ORLEANS STATE: LA ZIP: 70114 BUSINESS PHONE: 5043678221 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ALGIERS BANCORP INC CENTRAL INDEX KEY: 0001011296 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 721317594 STATE OF INCORPORATION: LA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1 WESTBANK EXPRESSWAY CITY: NEW ORLEANS STATE: LA ZIP: 70114 BUSINESS PHONE: 5043678221 SC 13G 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) ALGIERS BANCORP, INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, Par Value $.01 Per Share - -------------------------------------------------------------------------------- (Title of Class of Securities) 015600 10 9 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 1998 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X} Rule 13d-1( b ) [ ] Rule 13d-1 ( c ) [ ] Rule 13d-1 ( d ) - -------------------------------------------------------------------------------- CUSIP No. 015600 10 9 13G Page 2 of 5 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON Algiers Bancorp, Inc. Employee Stock Ownership Plan 72-1317594 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Louisiana - -------------------------------------------------------------------------------- NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 37,977 ------------------------------------------------ 6 SHARED VOTING POWER 13,865 ------------------------------------------------ 7 SOLE DISPOSITIVE POWER 37,977 ------------------------------------------------ 8 SHARED DISPOSITIVE POWER 13,865 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 51,842 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 9.6% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* EP - -------------------------------------------------------------------------------- CUSIP No. 015600 10 9 13G Page 3 of 5 Pages - -------------------------------------------------------------------------------- Item 1(a) Name of Issuer: Algiers Bancorp, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: # 1 Westbank Expressway New Orleans, Louisiana 70114 Item 2(a) Name of Person Filing: Algiers Bancorp, Inc. Employee Stock Ownership Plan. Item 2(b) Address of Principal Business Office or, if None, Residence: Algiers Bancorp, Inc. # 1 Westbank Expressway New Orleans, Louisiana 70114 Item 2(c) Citizenship: Louisiana Item 2(d) Title of Class of Securities: Common Stock, par value $.01 per share Item 2(e) CUSIP Number: 015600109 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (f) [x] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F) Item 4. Ownership. (a) Amount beneficially owned: 51,842 (b) Percent of class: 9.6% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote 37,977 (ii) Shared power to vote or to direct the vote 13,865 (iii) Sole power to dispose or to direct the disposition of 37,977 (iv) Shared power to dispose or to direct the disposition of 13,865 - -------------------------------------------------------------------------------- CUSIP No. 015600 10 9 13G Page 4 of 5 Pages - -------------------------------------------------------------------------------- The Algiers Bancorp, Inc. Employee Stock Ownership Plan Trust ("Trust") was established pursuant to the Algiers Bancorp, Inc. Employee Stock Ownership Plan ("ESOP"). Under the terms of the ESOP, the Trustees will generally vote the allocated shares held in the ESOP in accordance with the instructions of the participating employees and will generally vote unallocated shares held in the ESOP in the same proportion for and against proposals to stockholders as the ESOP participants and beneficiaries actually vote shares of Common Stock allocated to their individual accounts, subject in each case to the fiduciary duties of the ESOP Trustess and applicable law. Any allocated shares which either abstain on the proposal or are not voted will be disregarded in determining the percentage of stock voted for and against each proposal by the participants and beneficiaries. As of December 31, 1998, 13,865 shares have been or were committed to be allocated to participants' accounts and 37,977 shares were unallocated. Item 5. Ownership of Five Percent or Less of a Class. Not applicable since the reporting entity owns more than 5% of the class. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Participants in the ESOP are entitled to receive dividends on, and the proceeds from, the sale of the shares allocated to their accounts. The ESOP does not own more than 5% on behalf of another person. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable since the reporting entity is not a member of a group. Item 9. Notice of Dissolution of Group. Not applicable since the reporting entity is not a member of a group. Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. - -------------------------------------------------------------------------------- CUSIP No. 015600 10 9 13G Page 5 of 5 Pages - -------------------------------------------------------------------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. ALGIERS BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN TRUST February 8, 1999 By: /s/ Hugh E. Humphrey, III --------------------------- Hugh E. Humphrey, III, Trustee February 8, 1999 By: /s/ Thu Dang ------------ Thu Dang, Trustee February 8, 1999 By: /s/ Dennis J. McCluer ----------------------- Dennis J. McCluer, Trustee -----END PRIVACY-ENHANCED MESSAGE-----