0001140361-12-047820.txt : 20121116 0001140361-12-047820.hdr.sgml : 20121116 20121116202100 ACCESSION NUMBER: 0001140361-12-047820 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20121114 FILED AS OF DATE: 20121116 DATE AS OF CHANGE: 20121116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carlson Clint Duane CENTRAL INDEX KEY: 0001404625 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16499 FILM NUMBER: 121212985 MAIL ADDRESS: STREET 1: 2100 MCKINNEY AVENUE STREET 2: SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUNRISE SENIOR LIVING INC CENTRAL INDEX KEY: 0001011064 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-NURSING & PERSONAL CARE FACILITIES [8050] IRS NUMBER: 541746596 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7902 WESTPARK DR CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7032737500 MAIL ADDRESS: STREET 1: 7902 WESTPARK DR CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: SUNRISE ASSISTED LIVING INC DATE OF NAME CHANGE: 19960321 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARLSON CAPITAL L P CENTRAL INDEX KEY: 0001056973 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16499 FILM NUMBER: 121212984 BUSINESS ADDRESS: STREET 1: 2100 MCKINNEY AVE STREET 2: STE 1800 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2149329600 MAIL ADDRESS: STREET 1: 2100 MCKINNEY AVE STREET 2: STE 1800 CITY: DALLAS STATE: TX ZIP: 75201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Asgard Investment Corp. CENTRAL INDEX KEY: 0001404557 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16499 FILM NUMBER: 121212986 BUSINESS ADDRESS: STREET 1: 2100 MCKINNEY AVENUE STREET 2: SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214.932.9600 MAIL ADDRESS: STREET 1: 2100 MCKINNEY AVENUE STREET 2: SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Double Black Diamond Offshore Ltd CENTRAL INDEX KEY: 0001404976 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16499 FILM NUMBER: 121212988 BUSINESS ADDRESS: STREET 1: UBS HOUSE, 227 ELGIN AVENUE STREET 2: P.O. BOX 852 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1103Y BUSINESS PHONE: 214.932.9600 MAIL ADDRESS: STREET 1: 2100 MCKINNEY AVENUE STREET 2: SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75201 FORMER NAME: FORMER CONFORMED NAME: Double Black Diamond Offshore Ltd. DATE OF NAME CHANGE: 20090610 FORMER NAME: FORMER CONFORMED NAME: Double Black Diamond Offshore LDC DATE OF NAME CHANGE: 20070628 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Black Diamond Relative Value Offshore Ltd. CENTRAL INDEX KEY: 0001449554 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16499 FILM NUMBER: 121212987 BUSINESS ADDRESS: STREET 1: UBS HOUSE, 227 ELGIN AVENUE STREET 2: P.O. BOX 852 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1103 BUSINESS PHONE: 214-932-9600 MAIL ADDRESS: STREET 1: UBS HOUSE, 227 ELGIN AVENUE STREET 2: P.O. BOX 852 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Black Diamond Offshore Ltd. CENTRAL INDEX KEY: 0001452364 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16499 FILM NUMBER: 121212983 BUSINESS ADDRESS: STREET 1: UBS HOUSE, 227 ELGIN AVE STREET 2: P.O. BOX 852 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1103 BUSINESS PHONE: 214-932-9600 MAIL ADDRESS: STREET 1: UBS HOUSE, 227 ELGIN AVE STREET 2: P.O. BOX 852 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1103 4 1 doc1.xml FORM 4 X0306 4 2012-11-14 0 0001011064 SUNRISE SENIOR LIVING INC SRZ 0001056973 CARLSON CAPITAL L P 2100 MCKINNEY AVE STE 1800 DALLAS TX 75201 0 0 1 0 0001452364 Black Diamond Offshore Ltd. 2100 MCKINNEY AVENUE SUITE 1800 DALLAS TX 75201 0 0 1 0 0001404976 Double Black Diamond Offshore Ltd 2100 MCKINNEY AVENUE SUITE 1800 DALLAS TX 75201 0 0 1 0 0001449554 Black Diamond Relative Value Offshore Ltd. 2100 MCKINNEY AVENUE SUITE 1800 DALLAS TX 75201 0 0 1 0 0001404557 Asgard Investment Corp. 2100 MCKINNEY AVENUE SUITE 1800 DALLAS TX 75201 0 0 1 0 0001404625 Carlson Clint Duane 2100 MCKINNEY AVENUE SUITE 1800 DALLAS TX 75201 0 0 1 0 Common Stock, par value $0.01 per share (the "Common Stock") 2012-11-14 4 S 0 8400 14.3009 D 8211137 I See Footnotes Common Stock 2012-11-14 4 S 0 100700 14.32 D 8110437 I See Footnotes Common Stock 2012-11-14 4 S 0 142489 14.3301 D 7967948 I See footnotes Common Stock 2012-11-15 4 S 0 9900 14.2901 D 7958048 I See footnotes Common Stock 2012-11-15 4 S 0 33100 14.2907 D 7924948 I See footnotes Common Stock 2012-11-15 4 S 0 143581 14.2908 D 7781367 I See Footnotes Common Stock 2012-11-15 4 S 0 371419 14.2909 D 7409948 I See Footnotes Common Stock 2012-11-16 4 S 0 16270 14.2879 D 7393678 I See footnotes Common Stock 2012-11-16 4 S 0 304120 14.29 D 7089558 I See footnotes Common Stock 2012-11-16 4 S 0 278900 14.2914 A 6810658 I See footnotes Common Stock 2012-11-16 4 S 0 22100 14.2935 D 6788558 I See footnotes The shares of Common Stock to which this relates are held directly by Black Diamond Offshore Ltd., a Cayman Islands exempted company ("Offshore"), Double Black Diamond Offshore Ltd., a Cayman Islands exempted company ("Double Offshore"), Black Diamond Relative Value Offshore Ltd., a Cayman Islands exempted company ("Relative Value Offshore" and together with Offshore and Double Offshore, the "Funds") and three managed accounts (collectively, the "Accounts"). Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital") serves as the investment manager to, and has the power to direct the affairs of, the Funds. Asgard Investment Corp., a Delaware corporation ("Asgard") serves as the indirect general partner of, and has the power to direct the affairs of, Carlson Capital. Mr. Clint D. Carlson, a U.S. citizen, serves as the president of, and has the power to direct the affairs of, Asgard and Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities. Carlson Capital, L.P., By: /s/ Clint D. Carlson, President 2012-11-16 EX-99.1 2 misc1.htm MISCELLANEOUS EXHIBITS Unassociated Document
Joint Filer Information

Name:        Black Diamond Offshore Ltd.
Address:   2100 McKinney Avenue, Suite 1800
    Dallas, TX 75201
Designated Filer: Carlson Capital, L.P.
Issuer:   Sunrise Senior Living, Inc.
Date of Event Requiring Statement:  November 14, 2012
Signature:

BLACK DIAMOND OFFSHORE LTD.

By:   Carlson Capital, LP, its investment manager

/s/ Clint D. Carlson
----------------------------------------------------------------
By:     Clint D. Carlson
Title:  President


Name:        Double Black Diamond Offshore Ltd.
Address:   2100 McKinney Avenue, Suite 1800
    Dallas, TX 75201
Designated Filer:  Carlson Capital, L.P.
Issuer:   Sunrise Senior Living, Inc.
Date of Event Requiring Statement: November 14, 2012
Signature:

DOUBLE BLACK DIAMOND OFFSHORE LTD.

By:  Carlson Capital, LP, its investment manager

/s/ Clint D. Carlson
-----------------------------------------------------------------
By:     Clint D. Carlson
Title:  President


Name:         Black Diamond Relative Value Offshore Ltd.
Address:   2100 McKinney Avenue, Suite 1800
    Dallas, TX 75201
Designated Filer:  Carlson Capital, L.P.
Issuer:   Sunrise Senior Living, Inc.
Date of Event Requiring Statement:   November 14, 2012
Signature:

BLACK DIAMOND RELATIVE VALUE OFFSHORE LTD.

By:  Carlson Capital, LP, its investment manager

/s/ Clint D. Carlson
----------------------------------------------------------------
By:     Clint D. Carlson
Title:  President


Name:         Asgard Investment Corp.
Address:   2100 McKinney Avenue, Suite 1800
    Dallas, TX 75201
Designated Filer:  Carlson Capital, L.P.
Issuer:  Sunrise Senior Living, Inc.
Date of Event Requiring Statement:  November 14, 2012
Signature:

ASGARD INVESTMENT CORP.

/s/ Clint D. Carlson
----------------------------------------------------------------
By:     Clint D. Carlson
Title:  President


Name:        Clint D. Carlson
Address:   2100 McKinney Avenue, Suite 1800
    Dallas, TX 75201
Designated Filer:  Carlson Capital, L.P.
Issuer:   Sunrise Senior Living, Inc.
Date of Event Requiring Statement:  November 14, 2012
Signature:

/s/ Clint D. Carlson
----------------------------------------------------------------
Clint D. Carlson