The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO COM | COM | 88579Y101 | 3,058 | 15,985 | SH | SOLE | 15,985 | 0 | 0 | ||
ABBVIE INC COM | COM | 00287Y109 | 12,464 | 191,279 | SH | SOLE | 184,319 | 0 | 6,960 | ||
ADVAXIS INC | COM | 007624208 | 717 | 87,800 | SH | SOLE | 57,800 | 0 | 30,000 | ||
AFLAC INC COM | COM | 001055102 | 2,772 | 38,282 | SH | SOLE | 35,942 | 0 | 2,340 | ||
AIMMUNE THERAPEUTICS INC | COM | 00900t107 | 450 | 20,700 | SH | SOLE | 700 | 0 | 20,000 | ||
AKAMAI TECHNOLOGIES INC | COM | 00971t101 | 5,603 | 93,845 | SH | SOLE | 91,765 | 0 | 2,080 | ||
ALLIANCE DATA SYSTEM CORP | COM | 018581108 | 4,275 | 17,169 | SH | SOLE | 17,139 | 0 | 30 | ||
ALPHABET INC CAP STK CL A | COM | 02079k305 | 1,188 | 1,401 | SH | SOLE | 1,201 | 0 | 200 | ||
ALPHABET INC CAP STK CL C | COM | 02079k107 | 14,804 | 17,845 | SH | SOLE | 17,459 | 0 | 386 | ||
ALTRIA GROUP INC | COM | 02209s103 | 638 | 8,938 | SH | SOLE | 8,938 | 0 | 0 | ||
AMAZON.COM INC | COM | 023135106 | 8,788 | 9,913 | SH | SOLE | 9,826 | 0 | 87 | ||
AMER ELEC PWR INC COM | COM | 025537101 | 328 | 4,890 | SH | SOLE | 4,890 | 0 | 0 | ||
AMERICAN EXPRESS CO COM | COM | 025816109 | 8,338 | 105,392 | SH | SOLE | 103,572 | 0 | 1,820 | ||
AMGEN INC COM | COM | 031162100 | 450 | 2,742 | SH | SOLE | 1,742 | 0 | 1,000 | ||
APPLE INC COM | COM | 037833100 | 28,899 | 201,159 | SH | SOLE | 193,953 | 0 | 7,206 | ||
ARALEZ PHARMACEUTICALS INC | COM | 03852x100 | 127 | 59,229 | SH | SOLE | 15,329 | 0 | 43,900 | ||
ART ADVANCED RESEARCH TECHNOLO | COM | 04287x103 | 0 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
AT&T INC. | COM | 00206r102 | 1,786 | 42,985 | SH | SOLE | 41,503 | 0 | 1,482 | ||
ATARA BIOTHERAPEUTICS INC | COM | 046513107 | 633 | 30,790 | SH | SOLE | 790 | 0 | 30,000 | ||
AUTOMATIC DATA PROCESSING | COM | 053015103 | 363 | 3,549 | SH | SOLE | 3,549 | 0 | 0 | ||
AXION INTERNATIONAL HOLDINGS I | COM | 05462d101 | 0 | 95,714 | SH | SOLE | 95,714 | 0 | 0 | ||
BANK OF AMERICA CORP | COM | 060505104 | 570 | 24,147 | SH | SOLE | 24,147 | 0 | 0 | ||
BB & T | COM | 054937107 | 1,477 | 33,044 | SH | SOLE | 31,942 | 0 | 1,102 | ||
BELLLICUM PHARMACEUTICALS INC | COM | 079481107 | 316 | 25,585 | SH | SOLE | 5,585 | 0 | 20,000 | ||
BERKSHIRE HATHAWAY-CL A | COM | 084670108 | 250 | 1 | SH | SOLE | 1 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL CL | COM | 084670702 | 4,999 | 29,991 | SH | SOLE | 26,571 | 0 | 3,420 | ||
BIOCRYST PHARMACEUTICALS | COM | 09058v103 | 412 | 49,000 | SH | SOLE | 49,000 | 0 | 0 | ||
BIOSIGNIA INC | COM | 090998345 | 0 | 130,000 | SH | SOLE | 130,000 | 0 | 0 | ||
BITZIO INC. | COM | 091751107 | 0 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
BLACK STONE MINERALS LP | COM | 09225m101 | 462 | 28,000 | SH | SOLE | 28,000 | 0 | 0 | ||
BLACKHAWK NETWORK HOLDINGS | COM | 09238e104 | 447 | 11,007 | SH | SOLE | 11,007 | 0 | 0 | ||
BLACKROCK INC COM | COM | 09247X101 | 11,652 | 30,383 | SH | SOLE | 29,457 | 0 | 926 | ||
BOEING CO | COM | 097023105 | 1,090 | 6,165 | SH | SOLE | 6,165 | 0 | 0 | ||
BRISTOLMYERS SQUIBB | COM | 110122108 | 5,517 | 101,458 | SH | SOLE | 100,098 | 0 | 1,360 | ||
CALITHERA BIOSCIENCES, INC. | COM | 13089p101 | 861 | 74,580 | SH | SOLE | 14,580 | 0 | 60,000 | ||
CAPITAL ONE FINANCIAL | COM | 14040h105 | 347 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
CATERPILLAR INC | COM | 149123101 | 636 | 6,860 | SH | SOLE | 6,860 | 0 | 0 | ||
CELGENE | COM | 151020104 | 1,307 | 10,500 | SH | SOLE | 10,500 | 0 | 0 | ||
CEMPRA INC | COM | 15130j109 | 320 | 85,250 | SH | SOLE | 5,250 | 0 | 80,000 | ||
CHEVRON CORPORATION | COM | 166764100 | 7,870 | 73,297 | SH | SOLE | 69,732 | 0 | 3,565 | ||
CISCO SYS INC COM | COM | 17275R102 | 12,947 | 383,052 | SH | SOLE | 373,362 | 0 | 9,690 | ||
CLOROX COMPANY | COM | 189054109 | 5,161 | 38,279 | SH | SOLE | 36,409 | 0 | 1,870 | ||
CME GROUP INC COM | COM | 12572Q105 | 20,681 | 174,084 | SH | SOLE | 168,919 | 0 | 5,165 | ||
COACH INC | COM | 189754104 | 6,986 | 169,038 | SH | SOLE | 158,103 | 0 | 10,935 | ||
COCA COLA COMPANY | COM | 191216100 | 1,656 | 39,014 | SH | SOLE | 32,614 | 0 | 6,400 | ||
COMCASTCORP NEW CL A | COM | 20030n101 | 411 | 10,924 | SH | SOLE | 5,374 | 0 | 5,550 | ||
COMMONWEALTH BANKSHARES INC (D | COM | 202736104 | 0 | 11,761 | SH | SOLE | 11,761 | 0 | 0 | ||
CONOCOPHILLIPS | COM | 20825c104 | 436 | 8,735 | SH | SOLE | 8,735 | 0 | 0 | ||
CORE LABS | COM | N22717107 | 6,396 | 55,370 | SH | SOLE | 54,860 | 0 | 510 | ||
COSTCO WHOLESALE | COM | 22160k105 | 429 | 2,556 | SH | SOLE | 2,556 | 0 | 0 | ||
DANAHER CORP COM | COM | 235851102 | 10,578 | 123,680 | SH | SOLE | 122,375 | 0 | 1,305 | ||
DEPOMED INC | COM | 249908104 | 251 | 20,000 | SH | SOLE | 10,000 | 0 | 10,000 | ||
DISCOVERY COMMUNICATIONS INC N | COM | 25470F302 | 1,127 | 39,804 | SH | SOLE | 39,524 | 0 | 280 | ||
DISNEY WALT CO | COM | 254687106 | 12,457 | 109,859 | SH | SOLE | 106,084 | 0 | 3,775 | ||
DOMINION RES INC VA NEW | COM | 25746u109 | 323 | 4,160 | SH | SOLE | 4,160 | 0 | 0 | ||
DOW CHEMICAL | COM | 260543103 | 714 | 11,236 | SH | SOLE | 11,236 | 0 | 0 | ||
DUKE ENERGY CORPORATION NEW | COM | 26441c204 | 1,358 | 16,562 | SH | SOLE | 15,179 | 0 | 1,383 | ||
DUPONT | COM | 263534109 | 835 | 10,393 | SH | SOLE | 10,393 | 0 | 0 | ||
EBAY INC COM | COM | 278642103 | 254 | 7,555 | SH | SOLE | 3,005 | 0 | 4,550 | ||
ECOLAB INC COM | COM | 278865100 | 270 | 2,152 | SH | SOLE | 1,937 | 0 | 215 | ||
ENBRIDGE INC | COM | 29250n105 | 666 | 15,919 | SH | SOLE | 9,804 | 0 | 6,115 | ||
EOG RESOURCES INC | COM | 26875p101 | 7,507 | 76,958 | SH | SOLE | 76,093 | 0 | 865 | ||
EXXON MOBIL CORP COM | COM | 30231G102 | 4,984 | 60,779 | SH | SOLE | 57,041 | 0 | 3,738 | ||
COM | 30303m102 | 9,398 | 66,162 | SH | SOLE | 65,437 | 0 | 725 | |||
FEDEXCORP | COM | 31428x106 | 369 | 1,890 | SH | SOLE | 390 | 0 | 1,500 | ||
FIBROCELL SCIENCE INC NEW | COM | 315721308 | 33 | 16,667 | SH | SOLE | 0 | 0 | 16,667 | ||
FIBROGEN INC | COM | 31572q808 | 247 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
FLOWERS FOODS INC | COM | 343498101 | 2,035 | 104,850 | SH | SOLE | 104,850 | 0 | 0 | ||
FORTIVE CORP COM | COM | 34959j108 | 4,266 | 70,843 | SH | SOLE | 70,097 | 0 | 746 | ||
FORTUNE BRANDS HOMES & SEC INC | COM | 34964c106 | 7,459 | 122,576 | SH | SOLE | 121,496 | 0 | 1,080 | ||
FRANKLIN STR PARTNERS (restric | COM | franklin7 | 3,432 | 220,000 | SH | SOLE | 220,000 | 0 | 0 | ||
FRONTIER COMMUNICATIONS CORP | COM | 35906a108 | 43 | 20,061 | SH | SOLE | 20,061 | 0 | 0 | ||
GENERAL DYNAMICS CRP | COM | 369550108 | 1,125 | 6,010 | SH | SOLE | 4,270 | 0 | 1,740 | ||
GENERAL ELECTRIC COMPANY | COM | 369604103 | 8,047 | 270,049 | SH | SOLE | 253,049 | 0 | 17,000 | ||
GENERAL MOTORS | COM | 37045v100 | 495 | 13,997 | SH | SOLE | 11,220 | 0 | 2,777 | ||
GILEAD SCIENCES INC COM | COM | 375558103 | 4,727 | 69,595 | SH | SOLE | 65,940 | 0 | 3,655 | ||
GROWLIFE, INC | COM | 39985x104 | 0 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
HARLEY-DAVIDSON | COM | 412822108 | 1,441 | 23,815 | SH | SOLE | 23,530 | 0 | 285 | ||
HEAT BIOLOGICS INC | COM | 42237K102 | 63 | 70,500 | SH | SOLE | 50,500 | 0 | 20,000 | ||
HERSHEY FOODS | COM | 427866108 | 14,763 | 135,133 | SH | SOLE | 130,318 | 0 | 4,815 | ||
HEWLETT PACKARD ENTERPRISE CO | COM | 42824c109 | 288 | 12,172 | SH | SOLE | 12,172 | 0 | 0 | ||
HOME DEPOT INC COM | COM | 437076102 | 3,681 | 25,069 | SH | SOLE | 24,904 | 0 | 165 | ||
HONEYWELL INTERNATIONAL INC CO | COM | 438516106 | 8,760 | 70,151 | SH | SOLE | 68,211 | 0 | 1,940 | ||
HP, INC. | COM | 40434l105 | 215 | 12,050 | SH | SOLE | 12,050 | 0 | 0 | ||
IDEXX LABORATORIES | COM | 45168d104 | 3,477 | 22,490 | SH | SOLE | 22,490 | 0 | 0 | ||
ILLINOIS TOOL WORKS | COM | 452308109 | 542 | 4,092 | SH | SOLE | 4,092 | 0 | 0 | ||
INCYTE GENOMICS INC | COM | 45337c102 | 535 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
INSMED INC | COM | 457669307 | 663 | 37,885 | SH | SOLE | 35,385 | 0 | 2,500 | ||
INTEL CORP | COM | 458140100 | 781 | 21,658 | SH | SOLE | 21,658 | 0 | 0 | ||
INTL BUSINESS MACHINES | COM | 459200101 | 7,210 | 41,402 | SH | SOLE | 39,762 | 0 | 1,640 | ||
INTRA CELLULAR THERAPIES INC | COM | 46116x101 | 423 | 26,060 | SH | SOLE | 1,060 | 0 | 25,000 | ||
ISHARES TR DOW JONES SEL DIVID | COM | 464287168 | 1,838 | 20,175 | SH | SOLE | 20,175 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 9,916 | 79,615 | SH | SOLE | 75,530 | 0 | 4,085 | ||
JPMORGAN CHASE & CO | COM | 46625h100 | 9,233 | 105,110 | SH | SOLE | 98,392 | 0 | 6,718 | ||
KINDER MORGAN INC | COM | 49456b101 | 1,758 | 80,886 | SH | SOLE | 70,886 | 0 | 10,000 | ||
KKR & CO LP | COM | 48248m102 | 292 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
KOHLS CORP | COM | 500255104 | 5,917 | 148,642 | SH | SOLE | 143,461 | 0 | 5,181 | ||
KRAFT HEINZ CO. | COM | 500754106 | 6,449 | 71,020 | SH | SOLE | 67,630 | 0 | 3,390 | ||
LABORATORY CRP OF AMER HLDGS | COM | 50540r409 | 7,502 | 52,287 | SH | SOLE | 51,797 | 0 | 490 | ||
LILLYELI & CO | COM | 532457108 | 320 | 3,800 | SH | SOLE | 3,800 | 0 | 0 | ||
LINCOLN NATIONAL CORP | COM | 534187109 | 374 | 5,713 | SH | SOLE | 5,713 | 0 | 0 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 6,742 | 25,195 | SH | SOLE | 24,080 | 0 | 1,115 | ||
LOWE'S COS | COM | 548661107 | 503 | 6,120 | SH | SOLE | 6,120 | 0 | 0 | ||
LYONDELLBASELL INDUSTRIES NV O | COM | n53745100 | 6,360 | 69,742 | SH | SOLE | 66,572 | 0 | 3,170 | ||
MARTIN MARIETTA MATERIALS INC | COM | 573284106 | 9,765 | 44,740 | SH | SOLE | 44,355 | 0 | 385 | ||
MATTEL INC | COM | 577081102 | 5,568 | 217,417 | SH | SOLE | 208,102 | 0 | 9,315 | ||
MC DONALDS CORP | COM | 580135101 | 7,110 | 54,855 | SH | SOLE | 52,878 | 0 | 1,977 | ||
MERCK & CO INC NEW | COM | 58933y105 | 7,668 | 120,680 | SH | SOLE | 114,527 | 0 | 6,153 | ||
METLIFE INC | COM | 59156r108 | 7,037 | 133,233 | SH | SOLE | 128,493 | 0 | 4,740 | ||
MICROCHIP TECH INC | COM | 595017104 | 232 | 3,147 | SH | SOLE | 3,147 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 17,355 | 263,511 | SH | SOLE | 250,941 | 0 | 12,570 | ||
MONDELEZ INTL INC COM | COM | 609207105 | 6,541 | 151,832 | SH | SOLE | 150,272 | 0 | 1,560 | ||
MONSANTO CO | COM | 61166w101 | 8,753 | 77,320 | SH | SOLE | 75,200 | 0 | 2,120 | ||
NEKTAR THERAPEUTICS | COM | 640268108 | 1,361 | 58,000 | SH | SOLE | 58,000 | 0 | 0 | ||
NIKE INC CL B | COM | 654106103 | 5,240 | 94,024 | SH | SOLE | 93,149 | 0 | 875 | ||
NORFOLK SOUTHERN CORP | COM | 655844108 | 1,835 | 16,385 | SH | SOLE | 16,385 | 0 | 0 | ||
NORTHROP GRUMMAN CORP | COM | 666807102 | 205 | 862 | SH | SOLE | 862 | 0 | 0 | ||
NOVELION THERAPEUTICS INC NEW | COM | 67001k202 | 279 | 26,000 | SH | SOLE | 20,000 | 0 | 6,000 | ||
ORACLE CORP COM | COM | 68389X105 | 3,291 | 73,771 | SH | SOLE | 65,151 | 0 | 8,620 | ||
PARK STERLING | COM | 70086y105 | 189 | 15,384 | SH | SOLE | 15,384 | 0 | 0 | ||
PAYCHEX INC | COM | 704326107 | 5,851 | 99,336 | SH | SOLE | 92,821 | 0 | 6,515 | ||
PAYPAL HOLDINGS INC | COM | 70450y103 | 9,367 | 217,738 | SH | SOLE | 213,058 | 0 | 4,680 | ||
PDL BIOPHARMA INC | COM | 69329y104 | 51 | 22,500 | SH | SOLE | 20,000 | 0 | 2,500 | ||
PEPSICO INCORPORATED | COM | 713448108 | 6,632 | 59,289 | SH | SOLE | 56,294 | 0 | 2,995 | ||
PFIZER INC | COM | 717081103 | 1,104 | 32,281 | SH | SOLE | 32,281 | 0 | 0 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 769 | 6,814 | SH | SOLE | 6,814 | 0 | 0 | ||
PHILLIPS 66 | COM | 718546104 | 315 | 3,981 | SH | SOLE | 3,981 | 0 | 0 | ||
PHOENIX METALS CORP | COM | 71910B204 | 1 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
PNC BK CORP COM | COM | 693475105 | 222 | 1,848 | SH | SOLE | 248 | 0 | 1,600 | ||
PRAXAIR INC COM | COM | 74005P104 | 10,450 | 88,113 | SH | SOLE | 84,448 | 0 | 3,665 | ||
PROCTER & GAMBLE | COM | 742718109 | 1,788 | 19,898 | SH | SOLE | 16,978 | 0 | 2,920 | ||
PUMA BIOTECHNOLOGY INC | COM | 74587v107 | 1,116 | 30,000 | SH | SOLE | 0 | 0 | 30,000 | ||
QUALCOMM INC COM | COM | 747525103 | 433 | 7,551 | SH | SOLE | 7,551 | 0 | 0 | ||
RAYONIER INC COM | COM | 754907103 | 213 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
REPLIGEN CORP | COM | 759916109 | 352 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
REYNOLDS AMERICAN INC | COM | 761713106 | 716 | 11,358 | SH | SOLE | 10,794 | 0 | 564 | ||
RIGEL PHARMACEUTICALS | COM | 766559603 | 66 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
ROYAL BANK OF CANADA | COM | 780087102 | 8,396 | 115,150 | SH | SOLE | 111,360 | 0 | 3,790 | ||
ROYAL DUTCH SHELL PLC SPON ADR | COM | 780259206 | 217 | 4,110 | SH | SOLE | 2,110 | 0 | 2,000 | ||
SABINE ROYALTY TRUST UBI | COM | 785688102 | 712 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
SANGAMO BIOSCIENCES INC | COM | 800677106 | 398 | 76,500 | SH | SOLE | 16,500 | 0 | 60,000 | ||
SCANA CORP | COM | 80589m102 | 544 | 8,330 | SH | SOLE | 8,330 | 0 | 0 | ||
SCHLUMBERGER LTD COM | COM | 806857108 | 2,111 | 27,027 | SH | SOLE | 24,927 | 0 | 2,100 | ||
SCRIPSAMERICA INC COM | COM | 811066109 | 0 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
SNAP ON TOOLS CORP | COM | 833034101 | 2,382 | 14,120 | SH | SOLE | 14,000 | 0 | 120 | ||
SOUTHERN CO | COM | 842587107 | 6,318 | 126,914 | SH | SOLE | 121,494 | 0 | 5,420 | ||
STANDARD & POOR'S DEP RCPTS | COM | 78462f103 | 3,629 | 15,393 | SH | SOLE | 13,893 | 0 | 1,500 | ||
STARBUCKS CORP | COM | 855244109 | 5,906 | 101,149 | SH | SOLE | 96,644 | 0 | 4,505 | ||
STRYKER CORP | COM | 863667101 | 369 | 2,800 | SH | SOLE | 800 | 0 | 2,000 | ||
SUNLIFE FINANCIAL INC | COM | 866796105 | 373 | 10,197 | SH | SOLE | 10,197 | 0 | 0 | ||
SUPERNUS PHARMACEUTICALS INC | COM | 868459108 | 970 | 31,000 | SH | SOLE | 31,000 | 0 | 0 | ||
SYNTHETIC BIOLOGICS INC | COM | 87164u102 | 79 | 126,000 | SH | SOLE | 0 | 0 | 126,000 | ||
TARGET CORPORATION | COM | 87612e106 | 291 | 5,268 | SH | SOLE | 5,198 | 0 | 70 | ||
THE LITTLE BANK, INC | COM | 53700p106 | 4,628 | 313,752 | SH | SOLE | 313,752 | 0 | 0 | ||
THERMO FISHER CORP COM | COM | 883556102 | 3,071 | 19,994 | SH | SOLE | 19,524 | 0 | 470 | ||
THRESHOLD PHARMACEUTICALS | COM | 885807206 | 40 | 70,000 | SH | SOLE | 0 | 0 | 70,000 | ||
TRIMBLE INC. | COM | 896239100 | 2,741 | 85,640 | SH | SOLE | 84,775 | 0 | 865 | ||
UNITED PARCEL SERVICE - CL B | COM | 911312106 | 422 | 3,932 | SH | SOLE | 2,132 | 0 | 1,800 | ||
UNITED TECHNOLOGIES CORP COM | COM | 913017109 | 8,396 | 74,823 | SH | SOLE | 74,113 | 0 | 710 | ||
VERIZON COMMUNICATIONS | COM | 92343v104 | 6,717 | 137,775 | SH | SOLE | 132,707 | 0 | 5,068 | ||
VIBE RECORDS INC NEW COM (DELI | COM | 925563108 | 0 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
WASTE MANAGEMENT INC DEL | COM | 94106l109 | 6,777 | 92,942 | SH | SOLE | 88,427 | 0 | 4,515 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 1,437 | 25,824 | SH | SOLE | 25,824 | 0 | 0 | ||
WILLIAMS CO INC | COM | 969457100 | 237 | 8,000 | SH | SOLE | 5,000 | 0 | 3,000 | ||
YUM BRANDS INC | COM | 988498101 | 4,584 | 71,730 | SH | SOLE | 71,140 | 0 | 590 | ||
ZOETIS INC | COM | 98978v103 | 205 | 3,846 | SH | SOLE | 3,846 | 0 | 0 | ||
iSHARE MSCI TAIWAN CAPPED ETF | ADR | 46434g772 | 332 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
VANGUARD WORLD FUNDS FINANCIAL | ADR | 92204a405 | 243 | 4,026 | SH | SOLE | 4,026 | 0 | 0 | ||
AMERIC INT GR WTS EXP 1/19/202 | WT | acg874152 | 0 | 100,444 | SH | SOLE | 100,444 | 0 | 0 | ||
FOREST LABORATORIES CONTINGENT | WT | 187cvr907 | 0 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
FOREST LABORATORIES INC CONTIN | WT | 3458cvr07 | 0 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
QLT INC WTS | WT | 746992171 | 0 | 280,000 | SH | SOLE | 250,000 | 0 | 30,000 | ||
QLT INC WTS | WT | 746992189 | 0 | 280,000 | SH | SOLE | 250,000 | 0 | 30,000 |