4/A 1 form4-110102.txt ========== OMB APPROVAL FORM 4 OMB Number: 3235-0287 ========== Expires: January 31, 2005 Estimated average burden [_] Check this box if no longer hours per response.....0.5 subject to Section 16. Form 4 or Form 5 obligations may continue. See instruction 1(b). UNITED STATES SECURITIES AND EXCHANGE COMMISION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 (Print of Type Responses) ________________________________________________________________________________ 1. Name and Address of Reporting Person* Rubin Dan -------------------------------------------------------------------------------- (Last) (First) (Middle) 405 Lexington Avenue, 50th Floor -------------------------------------------------------------------------------- (Street) New York NY 10174 -------------------------------------------------------------------------------- (City) (State) (Zip) ________________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol 1-800-ATTORNEY, Inc. (Nasdaq: ATTY) ________________________________________________________________________________ 3. I.R.S. Identification Number of Reporting Person, if an entity (voluntarty) ________________________________________________________________________________ 4. Statement for Month/Year October 2002 ________________________________________________________________________________ 5. If Amendment, Date of Original (Month/Year) October 30, 2002 ________________________________________________________________________________ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [x] Director [x] 10% Owner [x] Officer (give title below) [_] Other (specify below) CEO ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check Applicable Line) [x] Form filed by One Reporting Person [_] Form filed by More than One Reporting Person ________________________________________________________________________________ ================================================================================ TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED ================================================================================
4. Securities Acquired (A) 5. Amount of or Disposed of Securities (D) (Instr. 3, Benificially 2A. Deemed 3. Transaction 4 and 5) Owned Follow- 6. Ownership 7. Nature of Execution Code ----------------- ing Reported Form: Indirect 1. Title of 2. Transaction Date, if (Instr. 8) (A) Transaction(s) Direct (D) or Beneficial Security Date (Month/ any (Month ----------- or (Instr. 3 Indirect (I) Ownership (Instr. 3) Day/Year) Day/Year Code V Amount (D) Price and 4) (Instr.4) (Instr. 4) ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, no par value 10/30/02 p(1) 1000 A $1.30 ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, no par value 10/30/02 p(1) 9406 A $1.43 22,875 D ------------------------------------------------------------------------------------------------------------------------------------ 157,757 I By Rubin Investm- ent Gro- up, Inc. p(2) ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
1) Purchased in open market transactions. 2) The reporting person is a principal shareholder of the corporation that owns the reported securities. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interes therein. Reminder: Report on a separate line fo each class of securities beneficially owned directly or indirectly. *If the form is filed by more than one reporting person, see Instruction 4(b)(v). FORM 4 (continued) ================================================================================ TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) ================================================================================
5. 9. Number Number of of 10. Deriv- 7. Deriv- Owner- ative Title and ative ship Secur- Amount of Secur- Form of ities Underlying ities Deriv- 11. 2. Acquired 6. Securities 8. Bene- ative Nature Conver- 4. (A) or Date (Instr. 3 Price ficially Secur- of In- sion or 3. 3A. Trans- Disposed Exercisable and and 4) of Owned ities: direct Exer- Trans- Deemed action of (D) Expiration Date -------------- Deriv- Following Direct Bene- 1. cise action Execution Code (Instr. (Month/Day/Year) Amount ative Reported (D) or ficial Title of Price Date Date, if (Instr. 3, 4 ---------------- or Secur- Trans- Indirect Owner- Derivative of Deriv- (Month/ any 8) and 5) Date Expira- Number ity action(s) (I) ship Security ative Day/ (Month/ ------ -------- Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) Security Year) Day/Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
Explanation of Responses: *Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). /s/ Dan Rubin 11/1/02 ----------------------------------------------- ---------------- **Signature of Reporting Person Date Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure.