0000939057-21-000092.txt : 20210311
0000939057-21-000092.hdr.sgml : 20210311
20210311104413
ACCESSION NUMBER: 0000939057-21-000092
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210310
FILED AS OF DATE: 20210311
DATE AS OF CHANGE: 20210311
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMAS WILLIAM E
CENTRAL INDEX KEY: 0001180383
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-28304
FILM NUMBER: 21732264
MAIL ADDRESS:
STREET 1: 3756 CENTRAL AVENUE
CITY: RIVERSIDE
STATE: CA
ZIP: 92506
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROVIDENT FINANCIAL HOLDINGS INC
CENTRAL INDEX KEY: 0001010470
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 330704889
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 3756 CENTRAL AVE
CITY: RIVERSIDE
STATE: CA
ZIP: 92506
BUSINESS PHONE: 9096866060
MAIL ADDRESS:
STREET 1: 3756 CENTRAL AVENUE
CITY: RIVERSIDE
STATE: CA
ZIP: 92506
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2021-03-10
0
0001010470
PROVIDENT FINANCIAL HOLDINGS INC
PROV
0001180383
THOMAS WILLIAM E
3756 CENTRAL AVENUE
RIVERSIDE
CA
92506
1
0
0
0
Common Stock, Par Value $0.01
2021-03-10
4
M
0
20000
7.43
A
114548
D
Common Stock, Par Value $0.01
2021-03-10
4
S
0
8807
16.9
D
105741
D
Option to Purchase Common Stock
7.43
2021-03-10
4
M
0
20000
0
D
2015-06-20
2021-06-20
Common Stock
20000
35000
D
Mr. Thomas exercised 20,000 options to acquire 20,000 shares of common stock under Provident's 2010 Equity Incentive Plan which vested on June 20, 2015.
The total ownership of 105,741 shares includes 10,571 shares in the William E. Thomas, Inc. Profit Sharing Plan and 4,075 shares in a living trust as to which the reporting person is the sole trustee with power of appointment.
Mr. Thomas has previously been granted 20,000 options to acquire 20,000 shares of common stock under Provident's 2013 Equity Incentive Plan. Fifty percent of the grant vests on September 30, 2016, fifty percent of the grant vests on September 30, 2018, and the entire grant expires on September 30, 2024.
Additionally, Mr. Thomas has previously been granted 15,000 options to acquire 15,000 shares of common stock under Provident' s 2013 Equity Incentive Plan. Fifty percent of the grant vests on May 30, 2021, fifty percent of the grant vests on May 30, 2023, and the entire grant expires on May 30, 2029.
/s/William E. Thomas
2021-03-11