0000939057-21-000092.txt : 20210311 0000939057-21-000092.hdr.sgml : 20210311 20210311104413 ACCESSION NUMBER: 0000939057-21-000092 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210310 FILED AS OF DATE: 20210311 DATE AS OF CHANGE: 20210311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMAS WILLIAM E CENTRAL INDEX KEY: 0001180383 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28304 FILM NUMBER: 21732264 MAIL ADDRESS: STREET 1: 3756 CENTRAL AVENUE CITY: RIVERSIDE STATE: CA ZIP: 92506 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROVIDENT FINANCIAL HOLDINGS INC CENTRAL INDEX KEY: 0001010470 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 330704889 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 3756 CENTRAL AVE CITY: RIVERSIDE STATE: CA ZIP: 92506 BUSINESS PHONE: 9096866060 MAIL ADDRESS: STREET 1: 3756 CENTRAL AVENUE CITY: RIVERSIDE STATE: CA ZIP: 92506 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2021-03-10 0 0001010470 PROVIDENT FINANCIAL HOLDINGS INC PROV 0001180383 THOMAS WILLIAM E 3756 CENTRAL AVENUE RIVERSIDE CA 92506 1 0 0 0 Common Stock, Par Value $0.01 2021-03-10 4 M 0 20000 7.43 A 114548 D Common Stock, Par Value $0.01 2021-03-10 4 S 0 8807 16.9 D 105741 D Option to Purchase Common Stock 7.43 2021-03-10 4 M 0 20000 0 D 2015-06-20 2021-06-20 Common Stock 20000 35000 D Mr. Thomas exercised 20,000 options to acquire 20,000 shares of common stock under Provident's 2010 Equity Incentive Plan which vested on June 20, 2015. The total ownership of 105,741 shares includes 10,571 shares in the William E. Thomas, Inc. Profit Sharing Plan and 4,075 shares in a living trust as to which the reporting person is the sole trustee with power of appointment. Mr. Thomas has previously been granted 20,000 options to acquire 20,000 shares of common stock under Provident's 2013 Equity Incentive Plan. Fifty percent of the grant vests on September 30, 2016, fifty percent of the grant vests on September 30, 2018, and the entire grant expires on September 30, 2024. Additionally, Mr. Thomas has previously been granted 15,000 options to acquire 15,000 shares of common stock under Provident' s 2013 Equity Incentive Plan. Fifty percent of the grant vests on May 30, 2021, fifty percent of the grant vests on May 30, 2023, and the entire grant expires on May 30, 2029. /s/William E. Thomas 2021-03-11