0000939057-21-000071.txt : 20210226
0000939057-21-000071.hdr.sgml : 20210226
20210226125600
ACCESSION NUMBER: 0000939057-21-000071
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210225
FILED AS OF DATE: 20210226
DATE AS OF CHANGE: 20210226
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TERNES DONAVON P
CENTRAL INDEX KEY: 0001180038
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-28304
FILM NUMBER: 21686378
MAIL ADDRESS:
STREET 1: 3756 CENTRAL AVENUE
CITY: RIVERSIDE
STATE: CA
ZIP: 92506
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROVIDENT FINANCIAL HOLDINGS INC
CENTRAL INDEX KEY: 0001010470
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 330704889
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 3756 CENTRAL AVE
CITY: RIVERSIDE
STATE: CA
ZIP: 92506
BUSINESS PHONE: 9096866060
MAIL ADDRESS:
STREET 1: 3756 CENTRAL AVENUE
CITY: RIVERSIDE
STATE: CA
ZIP: 92506
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2021-02-25
0
0001010470
PROVIDENT FINANCIAL HOLDINGS INC
PROV
0001180038
TERNES DONAVON P
3756 CENTRAL AVENUE
RIVERSIDE
CA
92506
0
1
0
0
President, COO & CFO
Common Stock, Par Value $0.01
2021-02-25
4
M
0
26000
7.43
A
231.334
D
Common Stock, Par Value $0.01
2021-02-25
4
S
0
26000
16.6
D
205334
D
Option to Purchase Common Stock
7.43
2021-02-25
4
M
0
26000
0
D
2015-06-20
2021-06-20
Common Stock
26000
59000
D
Mr. Ternes exercised 26,000 options to acquire 26,000 shares of common stock under Provident's 2010 Equity Incentive Plan which vested on June 20, 2015.
Ownership of 205,334 shares includes 30,000 shares of restricted stock 50% of which vest on May 30, 2021 and May 30,2023, respectively; and indirect ownership of 13,666 shares in the reporting person ESOP account and indirect ownership of 47,500 shares owned by the reporting person's spouse.
Mr. Ternes has previously been granted 40,000 options to acquire 40,000 shares of common stock under Provident's 2010 Equity Incentive Plan. Fifty percent of the grant vests on September 30, 2016, fifty percent of the grant vests on September 30, 2018, and the entire grant expires on September 30, 2024.
Also, Mr. Ternes has previously been granted 45,000 options to acquire 45,000 shares of common stock under Provident's 2010 Equity Incentive Plan. Fifty percent of the grant vests on June 20, 2021. Subsequent to the transaction described in this Form 4 19,000 options remain unexercised from this grant.
/s/Donovan P. Ternes
2021-02-26