0000939057-21-000071.txt : 20210226 0000939057-21-000071.hdr.sgml : 20210226 20210226125600 ACCESSION NUMBER: 0000939057-21-000071 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210225 FILED AS OF DATE: 20210226 DATE AS OF CHANGE: 20210226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TERNES DONAVON P CENTRAL INDEX KEY: 0001180038 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28304 FILM NUMBER: 21686378 MAIL ADDRESS: STREET 1: 3756 CENTRAL AVENUE CITY: RIVERSIDE STATE: CA ZIP: 92506 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROVIDENT FINANCIAL HOLDINGS INC CENTRAL INDEX KEY: 0001010470 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 330704889 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 3756 CENTRAL AVE CITY: RIVERSIDE STATE: CA ZIP: 92506 BUSINESS PHONE: 9096866060 MAIL ADDRESS: STREET 1: 3756 CENTRAL AVENUE CITY: RIVERSIDE STATE: CA ZIP: 92506 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2021-02-25 0 0001010470 PROVIDENT FINANCIAL HOLDINGS INC PROV 0001180038 TERNES DONAVON P 3756 CENTRAL AVENUE RIVERSIDE CA 92506 0 1 0 0 President, COO & CFO Common Stock, Par Value $0.01 2021-02-25 4 M 0 26000 7.43 A 231.334 D Common Stock, Par Value $0.01 2021-02-25 4 S 0 26000 16.6 D 205334 D Option to Purchase Common Stock 7.43 2021-02-25 4 M 0 26000 0 D 2015-06-20 2021-06-20 Common Stock 26000 59000 D Mr. Ternes exercised 26,000 options to acquire 26,000 shares of common stock under Provident's 2010 Equity Incentive Plan which vested on June 20, 2015. Ownership of 205,334 shares includes 30,000 shares of restricted stock 50% of which vest on May 30, 2021 and May 30,2023, respectively; and indirect ownership of 13,666 shares in the reporting person ESOP account and indirect ownership of 47,500 shares owned by the reporting person's spouse. Mr. Ternes has previously been granted 40,000 options to acquire 40,000 shares of common stock under Provident's 2010 Equity Incentive Plan. Fifty percent of the grant vests on September 30, 2016, fifty percent of the grant vests on September 30, 2018, and the entire grant expires on September 30, 2024. Also, Mr. Ternes has previously been granted 45,000 options to acquire 45,000 shares of common stock under Provident's 2010 Equity Incentive Plan. Fifty percent of the grant vests on June 20, 2021. Subsequent to the transaction described in this Form 4 19,000 options remain unexercised from this grant. /s/Donovan P. Ternes 2021-02-26