-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GLuuXvy96gQEstTSV6kPNE5UKMYrSuMne7YqWKx98TYcDovGRJz+7/jFAOIvXb/I Iz1SxiZF6LmOzhn/MSHNrQ== 0000939057-07-000114.txt : 20070402 0000939057-07-000114.hdr.sgml : 20070402 20070402100502 ACCESSION NUMBER: 0000939057-07-000114 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070329 FILED AS OF DATE: 20070402 DATE AS OF CHANGE: 20070402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FENN THOMAS LEE CENTRAL INDEX KEY: 0001258357 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28304 FILM NUMBER: 07736050 MAIL ADDRESS: STREET 1: 3756 CENTRAL AVENUE CITY: RIVERSIDE STATE: CA ZIP: 92506 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROVIDENT FINANCIAL HOLDINGS INC CENTRAL INDEX KEY: 0001010470 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 330704889 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 3756 CENTRAL AVE CITY: RIVERSIDE STATE: CA ZIP: 92506 BUSINESS PHONE: 9096866060 MAIL ADDRESS: STREET 1: 3756 CENTRAL AVENUE CITY: RIVERSIDE STATE: CA ZIP: 92506 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-03-29 0 0001010470 PROVIDENT FINANCIAL HOLDINGS INC PROV 0001258357 FENN THOMAS LEE 3756 CENTRAL AVENUE RIVERSIDE CA 92506 0 1 0 0 Senior Vice President Common Stock, Par Value $0.01 2007-03-29 4 M 0 14754 20.33 A 20833 D Option to Purchase 20.33 2007-03-29 4 M 0 14754 20.33 A 2004-07-31 2013-07-31 Common Stock 14754 36200 D Includes 4,000 shares of restricted stock granted on February 6, 2007 from the 2006 Equity Incentive Plan which vests over a five-year period in equal installments beginning on February 6, 2008; and, indirect ownership of 2,079 shares in Mr. Fenn's Employee Stock Ownership Plan account. Mr. Fenn has previously been granted 36,200 options to acquire 36,200 shares of common stock under Provident's 1996 Stock Option Plan, 2003 Stock Option Plan and 2006 Equity Incentive Plan. The grants vest ratably over a five-year period and expire in ten years. /s/Thomas L. Fenn 2007-03-29 -----END PRIVACY-ENHANCED MESSAGE-----