-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OWcU5DW7qa31q0d56qxVQq8NaTGinOVhpwLcAoum3gEKNVheanJclBG9NbDoTEHC Qx+twE4muBK0cdgBqEpMjA== 0000950159-06-001646.txt : 20061205 0000950159-06-001646.hdr.sgml : 20061205 20061205165709 ACCESSION NUMBER: 0000950159-06-001646 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20061201 FILED AS OF DATE: 20061205 DATE AS OF CHANGE: 20061205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EN POINTE TECHNOLOGIES INC CENTRAL INDEX KEY: 0001010305 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045] IRS NUMBER: 752467002 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 2381 ROSECRANS AVENUE STREET 2: SUITE 325 CITY: EL SEGUNDO STATE: CA ZIP: 90245- BUSINESS PHONE: 3107255200 MAIL ADDRESS: STREET 1: 2381 ROSECRANS AVENUE STREET 2: SUITE 325 CITY: EL SEGUNDO STATE: CA ZIP: 90245- REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spectrum Galaxy Fund Ltd. CENTRAL INDEX KEY: 0001313253 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28052 FILM NUMBER: 061257889 BUSINESS ADDRESS: STREET 1: 9 COLUMBUS CENTER STREET 2: PELICAN DRIVE CITY: ROAD TOWN, TORTOLA STATE: D8 ZIP: D8 BUSINESS PHONE: 415-439-5273 MAIL ADDRESS: STREET 1: 50 CALIFORNIA STREET STREET 2: SUITE 1500 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zeff Capital Partners I, L.P. CENTRAL INDEX KEY: 0001311996 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28052 FILM NUMBER: 061257890 BUSINESS ADDRESS: STREET 1: C/O ZEFF HOLDING COMPANY, LLC STREET 2: 50 CALIFORNIA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 439-5273 MAIL ADDRESS: STREET 1: C/O ZEFF HOLDING COMPANY, LLC STREET 2: 50 CALIFORNIA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zeff Holding Company, LLC CENTRAL INDEX KEY: 0001311997 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28052 FILM NUMBER: 061257891 BUSINESS ADDRESS: STREET 1: 50 CALIFORNIA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 439-5273 MAIL ADDRESS: STREET 1: 50 CALIFORNIA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZEFF DANIEL CENTRAL INDEX KEY: 0001271640 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28052 FILM NUMBER: 061257892 BUSINESS ADDRESS: STREET 1: 50 CALIFORNIA STREET STREET 2: SUITE 1500 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4154395273 4 1 zeff4_ex.xml X0202 4 2006-12-01 0 0001010305 EN POINTE TECHNOLOGIES INC ENPT 0001271640 ZEFF DANIEL 50 CALIFORNIA STREET SUITE 1500 SAN FRANCISCO CA 94111 0 0 1 0 0001311997 Zeff Holding Company, LLC 50 CALIFORNIA STREET SAN FRANCISCO CA 94111 0 0 1 0 0001311996 Zeff Capital Partners I, L.P. C/O ZEFF HOLDING COMPANY, LLC 50 CALIFORNIA STREET SAN FRANCISCO CA 94111 0 0 1 0 0001313253 Spectrum Galaxy Fund Ltd. 50 CALIFORNIA STREET SUITE 1500 SAN FRANCISCO CA 94111 0 0 1 0 Common Stock 2006-12-01 4 S 0 441 6.57 D 433325 I See footnote Common Stock 2006-12-01 4 S 0 1133 6.58 D 432192 I See footnote Common Stock 2006-12-01 4 S 0 378 6.61 D 431814 I See footnote Common Stock 2006-12-01 4 S 0 4942 6.66 D 426872 I See footnote Common Stock 2006-12-01 4 S 0 5285 6.67 D 421587 I See footnote Common Stock 2006-12-01 4 S 0 334 5.10 D 502219 I See footnote Common Stock 2006-12-01 4 S 0 111 5.11 D 502108 I See footnote Common Stock 2006-12-01 4 S 0 296 5.12 D 501812 I See footnote Common Stock 2006-12-01 4 S 0 371 5.14 D 501441 I See footnote Common Stock 2006-12-01 4 S 0 741 5.15 D 500700 I See footnote Common Stock 2006-12-01 4 S 0 222 5.16 D 500478 I See footnote Common Stock 2006-12-01 4 S 0 482 5.17 D 499996 I See footnote Common Stock 2006-12-01 4 S 0 408 5.18 D 499588 I See footnote Common Stock 2006-12-01 4 S 0 371 5.19 D 499217 I See footnote Common Stock 2006-12-01 4 S 0 74 5.20 D 499143 I See footnote This Form 4 is being filed by Daniel Zeff, an individual ("Zeff"), Spectrum Galaxy Fund Ltd. ("Spectrum"), Zeff Capital Partners I, L.P. ("Capital") and Zeff Holding Company, LLC ("Holding"). This transaction was effected through Spectrum. Zeff provides discretionary investment management services to Zeff Capital Offshore Fund, a class of shares of Spectrum. The entire amount of the Issuer's securities held by Spectrum is reported herein. Zeff disclaims, for purposes of Section 16, beneficial ownership of such securities, except to the extent of his indirect pecuniary interest therein. This report shall not be deemed an admission that Zeff is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Each of Holding and Capital disclaims beneficial ownership of all securities held by Spectrum. As of the end of the Transaction Date reported herein, Zeff also indirectly beneficially owns 384,803 shares of ENPT common stock through Capital. Zeff is the sole manager and member of Zeff Holding Company, LLC, which serves as the general partner for Capital. This transaction was effected through Capital. Zeff is the sole manager and member of Holding, which serves as the general partner for Capital. The entire amount of the Issuer's securities held by Capital is reported herein. Each of Zeff and Holding disclaims, for purposes of Section 16, beneficial ownership of such securities, except to the extent of its/his indirect pecuniary interest therein. This report shall not be deemed an admission that any of Zeff or Holding is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Spectrum disclaims beneficial ownership of all Shares held through Capital. As of the end of the Transaction Date reported herein, Zeff also indirectly beneficially owns 421,587 shares of ENPT common stock through Spectrum. Zeff provides discretionary investment management services to Zeff Capital Offshore Fund, a class of shares of Spectrum. Daniel Zeff 2006-12-04 Daniel Zeff for Zeff Capital Partners I, L.P. 2006-12-04 Dion R. Friedland for Spectrum Galaxy Fund Ltd. 2006-12-04 Daniel Zeff for Zeff Holding Company, LLC 2006-12-04 EX-99 2 ex99.txt
Exhibit 99 Information Regarding Joint Filers Designated Filer of Form 4: Daniel Zeff Date of Earliest Transaction Required to be Reported: December 1, 2006 Issuer Name and Ticker Symbol: En Pointe Technologies Inc. (ENPT) Names: Zeff Holding Company, LLC, Zeff Capital Partners I, L.P. and Spectrum Galaxy Fund Ltd. Address: 50 California Street Suite 1500 San Francisco, CA 94111 Signatures: The undersigned, Zeff Holding Company, LLC, Zeff Capital Partners I, L.P. and Spectrum Galaxy Fund Ltd., are jointly filing the attached Statement of Changes in Beneficial Ownership of Securities on Form 4 with Daniel Zeff with respect to the beneficial ownership of securities of En Pointe Technologies Inc.. ZEFF HOLDING COMPANY, LLC ZEFF CAPITAL PARTNERS I, L.P SPECTRUM GALAXY FUND LTD. By: Zeff Holding Company, LLC, as general partner By: By: By: ----------------------- ---------------------------------------------------- --------------------------------- Name: Daniel Zeff Name: Daniel Zeff Name: Dion R. Friedland Title: Manager Title: Manager Title: Director
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