X0306 4 2020-12-21 0000038777 FRANKLIN RESOURCES INC BEN 0001010270 JOHNSON JENNIFER M C/O FRANKLIN RESOURCES, INC. ONE FRANKLIN PARKWAY SAN MATEO CA 94403-1906 1 1 President and CEO Common Stock, par value $.10 2021-08-19 4 S 0 52789 30.37 D 1897836.0315 D Common Stock, par value $.10 2020-12-21 5 G 0 E 1218 A 1943160.7499 D Common Stock, par value $.10 2020-12-21 5 G 0 E 6090 A 192404 I By Children or As Trustee For Children Common Stock, par value $.10 2171.173 I By 401(k) Common Stock, par value $.10 2610000 I By Business Limited Partnership Common Stock, par value $.10 15000 I By Business Trust Common Stock, par value $.10 198000 I By Venture Limited Partnership The price reposted in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $30.34 to $30.4450, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Not applicable. Shares held by Reporting Person's children or by Reporting Person as trustee for her children. Reporting Person disclaims beneficial ownership of such shares. Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of July 15, 2021. Business limited partnership under control of Reporting Person. Business trust for the benefit of Reporting Person and Reporting Person's children. Limited partnership under control of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts. Copy of Limited Power of Attorney included as Exhibit 24. /s/ Virginia Rosas, Attorney-in-Fact 2021-08-19