-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KbepffaVFajQDs1jMvfRlfaXcBZlRZPe1faDtQ+oPhnevhZiV5UgeZp99oXYjKzY gdH5kxDp7HPoT8uStZDBYg== 0000950138-07-000674.txt : 20070829 0000950138-07-000674.hdr.sgml : 20070829 20070829164103 ACCESSION NUMBER: 0000950138-07-000674 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20070824 FILED AS OF DATE: 20070829 DATE AS OF CHANGE: 20070829 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMART BALANCE, INC. CENTRAL INDEX KEY: 0001331301 STANDARD INDUSTRIAL CLASSIFICATION: FOOD & KINDRED PRODUCTS [2000] IRS NUMBER: 202949397 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6106 SUNRISE RANCH DRIVE CITY: LONGMONT STATE: CO ZIP: 80503 BUSINESS PHONE: 3036821982 MAIL ADDRESS: STREET 1: 6106 SUNRISE RANCH DRIVE CITY: LONGMONT STATE: CO ZIP: 80503 FORMER COMPANY: FORMER CONFORMED NAME: Boulder Specialty Brands, Inc. DATE OF NAME CHANGE: 20050624 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STARK BRIAN JAY CENTRAL INDEX KEY: 0001010208 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33595 FILM NUMBER: 071088098 BUSINESS ADDRESS: STREET 1: 3600 SOUTH LAKE DR CITY: ST FRANCIS STATE: WI ZIP: 53235 BUSINESS PHONE: 414 294 7000 MAIL ADDRESS: STREET 1: 10556 N PORT WASHINGTON RD CITY: MEQUON STATE: WI ZIP: 53092 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROTH MICHAEL CENTRAL INDEX KEY: 0001010207 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33595 FILM NUMBER: 071088099 BUSINESS ADDRESS: BUSINESS PHONE: 4142411810 MAIL ADDRESS: STREET 1: 10556 N PORT WASHINGTON RD CITY: MEQUON STATE: WI ZIP: 53092 4 1 aug29_smartbalance-4ex.xml ROTH-STARK FILINGS\2007\AUG 29 SMART BALANCE-4 X0202 4 2007-08-24 0 0001331301 SMART BALANCE, INC. SMBL 0001010207 ROTH MICHAEL C/O STARK OFFSHORE MANAGEMENT LLC 3600 SOUTH LAKE DRIVE ST. FRANCIS WI 53235 0 0 1 0 0001010208 STARK BRIAN JAY C/O STARK OFFSHORE MANAGEMENT LLC 3600 SOUTH LAKE DRIVE ST. FRANCIS WI 53235 0 0 1 0 Common Stock, $0.0001 par value per share 2007-08-24 4 S 0 42116 9.6242 D 2548367 I By Stark Master Fund Ltd. and SF Capital Partners Ltd. Common Stock, $0.0001 par value per share 2007-08-27 4 S 0 1100 9.57 D 2547267 I By Stark Master Fund Ltd. and SF Capital Partners Ltd. Represents the combined indirect holdings of Michael A. Roth and Brian J. Stark (the "Reporting Persons"). All of the foregoing represents securities held directly by Stark Master Fund Ltd. ("Stark") and SF Capital Partners Ltd. ("SF Capital"). The Reporting Persons are the Managing Members of Stark Offshore Management LLC ("Stark Offshore"), which acts as investment manager and has sole power to direct the management of Stark and SF Capital. Through Stark Offshore, the Reporting Persons possess voting and dispositive power over all of the foregoing shares. Therefore, for the purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended, the Reporting Persons may be deemed to be the beneficial owners of, but hereby disclaim such beneficial ownership of, the foregoing shares. /s/ Michael A. Roth 2007-08-29 /s/ Brian Jay Stark 2007-08-29 EX-99 2 ex_99.htm EX-99-JOINT FILER INFORMATION

Exhibit 99

Joint Filer Information

1.	Name:	Brian J. Stark
2.	Address:	c/o Stark Offshore Management LLC
		3600 South Lake Drive
		St. Francis, WI 53235
3.	Designated Filer:	Michael A. Roth
4.	Issuer & Ticker Symbol:	Smart Balance, Inc.
		(SMBL)
5.	Dates of Events
	Requiring Statement:	August 24, 2007


/s/ Brian J. Stark			08/29/07
Brian J. Stark			Date

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