0001009953-23-000007.txt : 20230410 0001009953-23-000007.hdr.sgml : 20230410 20230410073927 ACCESSION NUMBER: 0001009953-23-000007 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 BOJMEL,RONEN,ARIE, FILED AS OF DATE: 20230407 DATE AS OF CHANGE: 20230410 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GUGGENHEIM SECURITIES, LLC CENTRAL INDEX KEY: 0001009953 IRS NUMBER: 522144448 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04357 FILM NUMBER: 23809714 BUSINESS ADDRESS: STREET 1: 330 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-381-4125 MAIL ADDRESS: STREET 1: 330 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: GUGGENHEIM CAPITAL MARKETS, LLC DATE OF NAME CHANGE: 20090731 FORMER COMPANY: FORMER CONFORMED NAME: GUGGENHEIM SECURITIES, LLC DATE OF NAME CHANGE: 20090722 FORMER COMPANY: FORMER CONFORMED NAME: GUGGENHEIM CAPITAL MARKETS, LLC DATE OF NAME CHANGE: 20040311 MA-I/A 1 primary_doc.xml MA-I/A 0001009953 XXXXXXXX Alice 212-381-7515 alice.lobo-rocha@guggenheimpartners.com N 0001009953-20-000014 N RONEN ARIE BOJMEL 2756419 N 1 0001009953 GUGGENHEIM SECURITIES, LLC GUGGENHEIM SECURITIES, LLC 09-07-2012 N 867-01301 LOCATED 09-07-2012 330 MADISON AVENUE 14TH FLOOR NEW YORK NY 10017 09-2012 GUGGENHEIM SECURITIES, LLC NEW YORK NY 10017 Y Y SENIOR MANAGING DIRECTOR 06-2011 09-2012 UNEMPLOYED NEW YORK NY 10024 N N NONE 05-2003 06-2011 MILLER BUCKFIRE LEWIS & CO., LLC NEW YORK NY 10022 N Y PRINCIPAL N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 04-07-2023 Alice Lobo-Rocha Compliance Officer