0000930413-20-002522.txt : 20201113 0000930413-20-002522.hdr.sgml : 20201113 20201113120601 ACCESSION NUMBER: 0000930413-20-002522 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201113 DATE AS OF CHANGE: 20201113 EFFECTIVENESS DATE: 20201113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FCG ADVISORS, LLC CENTRAL INDEX KEY: 0001009950 IRS NUMBER: 223448536 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14872 FILM NUMBER: 201310136 BUSINESS ADDRESS: STREET 1: ONE MAIN STREET #202 CITY: CHATHAM STATE: NJ ZIP: 07928 BUSINESS PHONE: 973-635-7374 MAIL ADDRESS: STREET 1: ONE MAIN STREET #202 CITY: CHATHAM STATE: NJ ZIP: 07928 FORMER COMPANY: FORMER CONFORMED NAME: FCG Wealth Management, LLC DATE OF NAME CHANGE: 20130814 FORMER COMPANY: FORMER CONFORMED NAME: FCG ADVISORS, LLC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: FCG ADVISORS LLC /BD DATE OF NAME CHANGE: 20020301 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001009950 XXXXXXXX 09-30-2020 09-30-2020 false FCG ADVISORS, LLC

ONE MAIN STREET #202 Chatham NJ 07928

13F HOLDINGS REPORT 028-14872 N Christopher Glatz 973-635-7374 /s/ Christopher Glatz Chatham NJ 11-13-2020 0 187 425399 INFORMATION TABLE 2 infotable.xml AT&T INC COM COM 00206R102 1131 39680 SH SOLE 0 0 0 ABBOTT LABS COM COM 002824100 425 3901 SH SOLE 0 0 0 ABBVIE INC COM COM 00287Y109 291 3318 SH SOLE 0 0 0 ACCELERON PHARMA INC COM COM 00434H108 428 3800 SH SOLE 0 0 0 ALIBABA GROUP HLDG L SPONSORED ADS ADR 01609W102 516 1754 SH SOLE 0 0 0 ALPHABET INC CAP STK CL C COM 02079K107 1426 970 SH SOLE 0 0 0 ALPHABET INC CAP STK CL A COM 02079K305 484 330 SH SOLE 0 0 0 ALTRIA GROUP INC COM COM 02209S103 503 13018 SH SOLE 0 0 0 AMARIN CORP PLC SPONS ADR NEW ADR 023111206 43 10300 SH SOLE 0 0 0 AMAZON COM INC COM COM 023135106 1477 469 SH SOLE 0 0 0 AMERICAN TOWER CORP COM COM 03027X100 293 1211 SH SOLE 0 0 0 AMETEK INC COM COM 031100100 242 2430 SH SOLE 0 0 0 AMGEN INC COM COM 031162100 425 1672 SH SOLE 0 0 0 APPLE INC COM COM 037833100 10600 91533 SH SOLE 0 0 0 APPLIED MATLS INC COM COM 038222105 469 7884 SH SOLE 0 0 0 ARES CAPITAL CORP COM COM 04010L103 162 11601 SH SOLE 0 0 0 ASPEN AEROGELS INC COM COM 04523Y105 642 58586 SH SOLE 0 0 0 ASPIRA WOMENS HEALTH COM COM 04537Y109 37 12000 SH SOLE 0 0 0 AUTOMATIC DATA PROCE COM COM 053015103 362 2595 SH SOLE 0 0 0 BGC PARTNERS INC CL A COM 05541T101 28 11460 SH SOLE 0 0 0 BAIN CAP SPECIALTY F COM STK COM 05684B107 125 12301 SH SOLE 0 0 0 BK OF AMERICA CORP COM COM 060505104 437 18139 SH SOLE 0 0 0 BERKSHIRE HATHAWAY I CL B NEW COM 084670702 1843 8657 SH SOLE 0 0 0 BLACKROCK INVT QUALI COM COM 09247D105 160 10213 SH SOLE 0 0 0 BLACKROCK INC COM COM 09247X101 243 431 SH SOLE 0 0 0 BLACKSTONE GROUP INC COM CL A COM 09260D107 3957 75801 SH SOLE 0 0 0 BLUEBIRD BIO INC COM COM 09609G100 540 10000 SH SOLE 0 0 0 BOEING CO COM COM 097023105 289 1749 SH SOLE 0 0 0 BRISTOL-MYERS SQUIBB COM COM 110122108 56439 936133 SH SOLE 0 0 0 BRISTOL-MYERS SQUIBB RIGHT 99/99/9999 RIGHT 110122157 2813 1250379 SH SOLE 0 0 0 BROADCOM INC COM COM 11135F101 568 1559 SH SOLE 0 0 0 CABOT OIL &GAS CORP COM COM 127097103 365 21000 SH SOLE 0 0 0 CATERPILLAR INC DEL COM COM 149123101 270 1810 SH SOLE 0 0 0 CEVA INC COM COM 157210105 394 10000 SH SOLE 0 0 0 CHEVRON CORP NEW COM COM 166764100 227 3156 SH SOLE 0 0 0 CISCO SYS INC COM COM 17275R102 512 12994 SH SOLE 0 0 0 COCA COLA CO COM COM 191216100 1647 33363 SH SOLE 0 0 0 COMCAST CORP NEW CL A COM 20030N101 822 17759 SH SOLE 0 0 0 CONOCOPHILLIPS COM COM 20825C104 228 6943 SH SOLE 0 0 0 CONTINENTAL RES INC COM COM 212015101 442 36000 SH SOLE 0 0 0 DBX ETF TR XTRACK MSCI EAFE ETF 233051200 802 26198 SH SOLE 0 0 0 DISNEY WALT CO COM DISNEY COM 254687106 321 2584 SH SOLE 0 0 0 DOW INC COM COM 260557103 269 5724 SH SOLE 0 0 0 DUKE ENERGY CORP NEW COM NEW COM 26441C204 259 2927 SH SOLE 0 0 0 DUPONT DE NEMOURS IN COM COM 26614N102 249 4495 SH SOLE 0 0 0 EQT CORP COM COM 26884L109 356 27500 SH SOLE 0 0 0 ECOLAB INC COM COM 278865100 360 1800 SH SOLE 0 0 0 EGAIN CORP COM NEW COM 28225C806 425 30000 SH SOLE 0 0 0 EMERSON ELEC CO COM COM 291011104 317 4836 SH SOLE 0 0 0 EQUITRANS MIDSTREAM COM COM 294600101 430 50792 SH SOLE 0 0 0 ESSENTIAL UTILS INC COM COM 29670G102 300 7447 SH SOLE 0 0 0 EXXON MOBIL CORP COM COM 30231G102 1406 40957 SH SOLE 0 0 0 FACEBOOK INC CL A COM 30303M102 1486 5672 SH SOLE 0 0 0 FIRST MERCHANTS CORP COM COM 320817109 1442 62251 SH SOLE 0 0 0 FORD MTR CO DEL COM COM 345370860 69 10300 SH SOLE 0 0 0 GALLAGHER ARTHUR J & COM COM 363576109 545 5164 SH SOLE 0 0 0 GENERAL ELECTRIC CO COM COM 369604103 91 14591 SH SOLE 0 0 0 GENERAL MLS INC COM COM 370334104 439 7121 SH SOLE 0 0 0 INVESCO QQQ TR UNIT SER 1 ETF 46090E103 1588 5715 SH SOLE 0 0 0 HOME DEPOT INC COM COM 437076102 715 2576 SH SOLE 0 0 0 IDEXX LABS INC COM COM 45168D104 998 2538 SH SOLE 0 0 0 INTEL CORP COM COM 458140100 648 12506 SH SOLE 0 0 0 INTERCONTINENTAL EXC COM COM 45866F104 613 6128 SH SOLE 0 0 0 INTERNATIONAL BUSINE COM COM 459200101 506 4158 SH SOLE 0 0 0 INVESCO ACTIVELY MAN ULTRA SHRT DUR COM 46090A887 338 6683 SH SOLE 0 0 0 INVESCO EXCHANGE TRA S&P MDCP400 PR COM 46137V217 268 1589 SH SOLE 0 0 0 INVESCO EXCHANGE TRA S&P500 QUALITY COM 46137V241 399 10324 SH SOLE 0 0 0 INVESCO EXCH TRADED S&P500 LOW VOL COM 46138E354 1880 35045 SH SOLE 0 0 0 INVESCO EXCH TRD SLF BULSHS 2020 CB ETF 46138J502 5670 267206 SH SOLE 0 0 0 INVESCO EXCH TRD SLF BULSHS 2020 HY ETF 46138J601 3307 141563 SH SOLE 0 0 0 INVESCO EXCH TRD SLF BULSHS 2021 CB ETF 46138J700 6363 298447 SH SOLE 0 0 0 INVESCO EXCH TRD SLF BULSHS 2021 HY ETF 46138J809 2979 129876 SH SOLE 0 0 0 INVESCO EXCH TRD SLF BULSHS 2025 HY ETF 46138J817 220 9379 SH SOLE 0 0 0 INVESCO EXCH TRD SLF BULSHS 2025 CB ETF 46138J825 1483 66362 SH SOLE 0 0 0 INVESCO EXCH TRD SLF BULSHS 2024 HY ETF 46138J833 962 39893 SH SOLE 0 0 0 INVESCO EXCH TRD SLF BULSHS 2024 CB ETF 46138J841 3201 144338 SH SOLE 0 0 0 INVESCO EXCH TRD SLF BULSHS 2023 HY ETF 46138J858 2686 109507 SH SOLE 0 0 0 INVESCO EXCH TRD SLF BULSHS 2023 CB ETF 46138J866 5975 274229 SH SOLE 0 0 0 INVESCO EXCH TRD SLF BULSHS 2022 HY ETF 46138J874 3294 144106 SH SOLE 0 0 0 INVESCO EXCH TRD SLF BULSHS 2022 CB ETF 46138J882 7080 324197 SH SOLE 0 0 0 ISHARES TR S&P 100 ETF ETF 464287101 2595 16666 SH SOLE 0 0 0 ISHARES TR SELECT DIVID ETF ETF 464287168 5958 73065 SH SOLE 0 0 0 ISHARES TR CORE S&P500 ETF ETF 464287200 4310 12827 SH SOLE 0 0 0 ISHARES TR MSCI EMG MKT ETF ETF 464287234 332 7528 SH SOLE 0 0 0 ISHARES TR S&P 500 GRWT ETF ETF 464287309 42596 184333 SH SOLE 0 0 0 ISHARES TR S&P 500 VAL ETF ETF 464287408 25091 223132 SH SOLE 0 0 0 ISHARES TR 1 3 YR TREAS BD ETF 464287457 1133 13097 SH SOLE 0 0 0 ISHARES TR MSCI EAFE ETF ETF 464287465 3263 51258 SH SOLE 0 0 0 ISHARES TR RUS MDCP VAL ETF ETF 464287473 1419 17559 SH SOLE 0 0 0 ISHARES TR RUS MD CP GR ETF ETF 464287481 1593 9212 SH SOLE 0 0 0 ISHARES TR RUS MID CAP ETF ETF 464287499 212 3700 SH SOLE 0 0 0 ISHARES TR CORE S&P MCP ETF ETF 464287507 1001 5403 SH SOLE 0 0 0 ISHARES TR RUS 1000 VAL ETF ETF 464287598 2779 23528 SH SOLE 0 0 0 ISHARES TR RUS 1000 GRW ETF ETF 464287614 2455 11321 SH SOLE 0 0 0 ISHARES TR RUS 1000 ETF ETF 464287622 2532 13529 SH SOLE 0 0 0 ISHARES TR RUS 2000 VAL ETF ETF 464287630 367 3694 SH SOLE 0 0 0 ISHARES TR RUS 2000 GRW ETF ETF 464287648 483 2180 SH SOLE 0 0 0 ISHARES TR RUSSELL 2000 ETF ETF 464287655 1371 9151 SH SOLE 0 0 0 ISHARES TR CORE S&P SCP ETF ETF 464287804 1034 14730 SH SOLE 0 0 0 ISHARES TR MSCI ACWI ETF ETF 464288257 258 3225 SH SOLE 0 0 0 ISHARES TR EAFE SML CP ETF ETF 464288273 236 4008 SH SOLE 0 0 0 ISHARES TR INTL SEL DIV ETF ETF 464288448 2383 95593 SH SOLE 0 0 0 ISHARES TR PFD AND INCM SEC ETF 464288687 248 6791 SH SOLE 0 0 0 ISHARES TR MICRO-CAP ETF ETF 464288869 407 4504 SH SOLE 0 0 0 ISHARES INC MSCI GBL GOLD MN ETF 46434G855 294 8988 SH SOLE 0 0 0 ISHARES TR CORE DIV GRWTH ETF 46434V621 574 14435 SH SOLE 0 0 0 ISHARES TR IBONDS DEC25 ETF ETF 46434VBD1 333 12261 SH SOLE 0 0 0 JPMORGAN CHASE &CO COM COM 46625H100 2795 29033 SH SOLE 0 0 0 J P MORGAN EXCHANGE- ULTRA SHT MUNCPL COM 46641Q654 8139 159611 SH SOLE 0 0 0 J P MORGAN EXCHANGE- ULTRA SHRT INC COM 46641Q837 3547 69818 SH SOLE 0 0 0 JOHNSON &JOHNSON COM COM 478160104 6362 42730 SH SOLE 0 0 0 KKR &CO INC COM COM 48251W104 4509 131303 SH SOLE 0 0 0 KEARNY FINL CORP MD COM COM 48716P108 230 31912 SH SOLE 0 0 0 KIMBERLY CLARK CORP COM COM 494368103 289 1955 SH SOLE 0 0 0 LAM RESEARCH CORP COM COM 512807108 1012 3050 SH SOLE 0 0 0 LLOYDS BANKING GROUP ADR 4 ORD ADR 539439109 26 20187 SH SOLE 0 0 0 MAXIM INTEGRATED PRO COM COM 57772K101 319 4715 SH SOLE 0 0 0 MERCK &CO. INC COM COM 58933Y105 1838 22153 SH SOLE 0 0 0 MICROSOFT CORP COM COM 594918104 5991 28484 SH SOLE 0 0 0 NETFLIX INC COM COM 64110L106 338 675 SH SOLE 0 0 0 NIKE INC CL B COM 654106103 345 2750 SH SOLE 0 0 0 NOVARTIS AG SPONSORED ADR ADR 66987V109 507 5832 SH SOLE 0 0 0 ORACLE CORP COM COM 68389X105 200 3352 SH SOLE 0 0 0 OUTLOOK THERAPEUTICS INC COM NEW COM 69012T206 11 15452 SH SOLE 0 0 0 PNC FINL SVCS GROUP COM COM 693475105 278 2526 SH SOLE 0 0 0 RAYTHEON TECHNOLOGIE COM COM 75513E101 273 4747 SH SOLE 0 0 0 PARK NATL CORP COM COM 700658107 528 6438 SH SOLE 0 0 0 PAYPAL HLDGS INC COM COM 70450Y103 328 1665 SH SOLE 0 0 0 PEPSICO INC COM COM 713448108 1190 8582 SH SOLE 0 0 0 PFIZER INC COM COM 717081103 1412 38484 SH SOLE 0 0 0 PHATHOM PHARMACEUTIC COM COM 71722W107 598 16300 SH SOLE 0 0 0 PHILIP MORRIS INTL I COM COM 718172109 388 5174 SH SOLE 0 0 0 PIONEER NAT RES CO COM COM 723787107 396 4600 SH SOLE 0 0 0 POOL CORP COM COM 73278L105 336 1003 SH SOLE 0 0 0 PROCTER AND GAMBLE C COM COM 742718109 796 5730 SH SOLE 0 0 0 PROSHARES TR DJ BRKFLD GLB ETF 74347B508 699 18251 SH SOLE 0 0 0 PUBLIC SVC ENTERPRIS COM COM 744573106 411 7481 SH SOLE 0 0 0 QUALCOMM INC COM COM 747525103 273 2322 SH SOLE 0 0 0 QUIDEL CORP COM COM 74838J101 1622 7394 SH SOLE 0 0 0 RPM INTL INC COM COM 749685103 3127 37744 SH SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT ETF 78462F103 11431 34134 SH SOLE 0 0 0 SPDR GOLD TR GOLD SHS ETF 78463V107 1168 6595 SH SOLE 0 0 0 SPDR SER TR PRTFLO S&P500 GW ETF 78464A409 694 13847 SH SOLE 0 0 0 SPDR SER TR S&P DIVID ETF ETF 78464A763 1026 11101 SH SOLE 0 0 0 SPDR DOW JONES INDL UT SER 1 COM 78467X109 1730 6233 SH SOLE 0 0 0 SELECT SECTOR SPDR T SBI HEALTHCARE COM 81369Y209 305 2890 SH SOLE 0 0 0 SOUTH JERSEY INDUSTRIES COM 838518108 525 27256 SH SOLE 0 0 0 SQUARE INC CL A COM 852234103 680 4183 SH SOLE 0 0 0 STANLEY BLACK &DECKE COM COM 854502101 328 2021 SH SOLE 0 0 0 STARBUCKS CORP COM COM 855244109 293 3409 SH SOLE 0 0 0 TAKE-TWO INTERACTIVE COM COM 874054109 201 1219 SH SOLE 0 0 0 TESLA INC COM COM 88160R101 1353 3153 SH SOLE 0 0 0 TETRA TECH INC NEW COM COM 88162G103 222 2325 SH SOLE 0 0 0 TEXAS INSTRS INC COM COM 882508104 344 2407 SH SOLE 0 0 0 TG THERAPEUTICS INC COM COM 88322Q108 409 15300 SH SOLE 0 0 0 3M CO COM COM 88579Y101 829 5172 SH SOLE 0 0 0 TONIX PHARMACEUTICALS HLDG COR COM COM 890260706 9 10600 SH SOLE 0 0 0 TRUIST FINL CORP COM COM 89832Q109 277 7289 SH SOLE 0 0 0 UNION PAC CORP COM COM 907818108 223 1134 SH SOLE 0 0 0 UNITED PARCEL SERVIC CL B COM 911312106 494 2967 SH SOLE 0 0 0 VANECK VECTORS ETF TR JR GOLD MINERS E ETF 92189F791 334 6026 SH SOLE 0 0 0 VANGUARD SPECIALIZED DIV APP ETF ETF 921908844 581 4515 SH SOLE 0 0 0 VANGUARD ADMIRAL FDS 500 GRTH IDX F COM 921932505 1213 5818 SH SOLE 0 0 0 VANGUARD ADMIRAL FDS 500 VAL IDX FD ETF 921932703 1432 13151 SH SOLE 0 0 0 VANGUARD BD INDEX FD SHORT TRM BOND ETF 921937827 687 8278 SH SOLE 0 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT ETF 921937835 849 9623 SH SOLE 0 0 0 VANGUARD TAX-MANAGED FTSE DEV MKT ETF ETF 921943858 38749 947420 SH SOLE 0 0 0 VANGUARD INTL EQUITY TT WRLD ST ETF ETF 922042742 446 5528 SH SOLE 0 0 0 VANGUARD INTL EQUITY ALLWRLD EX US COM 922042775 525 10402 SH SOLE 0 0 0 VANGUARD INTL EQUITY FTSE EMR MKT ETF ETF 922042858 234 5416 SH SOLE 0 0 0 VANGUARD WORLD FDS INF TECH ETF ETF 92204A702 749 2404 SH SOLE 0 0 0 VANGUARD SCOTTSDALE SHRT TRM CORP BD COM 92206C409 964 11635 SH SOLE 0 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS ETF 922908363 341 1108 SH SOLE 0 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP ETF 922908538 224 1245 SH SOLE 0 0 0 VANGUARD INDEX FDS REAL ESTATE ETF ETF 922908553 378 4793 SH SOLE 0 0 0 VANGUARD INDEX FDS SM CP VAL ETF ETF 922908611 220 1992 SH SOLE 0 0 0 VANGUARD INDEX FDS LARGE CAP ETF ETF 922908637 588 3756 SH SOLE 0 0 0 VANGUARD INDEX FDS EXTEND MKT ETF ETF 922908652 41398 319131 SH SOLE 0 0 0 VANGUARD INDEX FDS GROWTH ETF ETF 922908736 201 885 SH SOLE 0 0 0 VANGUARD INDEX FDS VALUE ETF ETF 922908744 837 8005 SH SOLE 0 0 0 VANGUARD INDEX FDS TOTAL STK MKT ETF 922908769 1880 11036 SH SOLE 0 0 0 VERIZON COMMUNICATIO COM COM 92343V104 871 14638 SH SOLE 0 0 0 VISA INC COM CL A COM 92826C839 239 1194 SH SOLE 0 0 0 WEC ENERGY GROUP INC COM COM 92939U106 782 8073 SH SOLE 0 0 0 WELLS FARGO CO NEW COM COM 949746101 237 10079 SH SOLE 0 0 0 CHUBB LIMITED COM COM H1467J104 209 1798 SH SOLE 0 0 0 GARMIN LTD SHS COM H2906T109 285 3000 SH SOLE 0 0 0