-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E2d3wUDociRE/lhxGcjwpIyxCATpACy5/5ZIwGWKbPIv4DjQC1dFNayxbcHbBWcQ +R+ONRPORe60j/iriUvm8A== 0001116502-02-001373.txt : 20020913 0001116502-02-001373.hdr.sgml : 20020913 20020913143135 ACCESSION NUMBER: 0001116502-02-001373 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020912 FILED AS OF DATE: 20020913 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MONARCH DENTAL CORP CENTRAL INDEX KEY: 0001009900 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HEALTH SERVICES [8000] IRS NUMBER: 510363560 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22835 FILM NUMBER: 02763563 BUSINESS ADDRESS: STREET 1: 4201 SPRING VALLEY RD STREET 2: STE 320 CITY: DALLAS STATE: TX ZIP: 75244 BUSINESS PHONE: 9727027446 MAIL ADDRESS: STREET 1: 4201 SPRING VALLEY RD STREET 2: SUITE 320 CITY: DALLAS STATE: TX ZIP: 75244 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: EUROPA INTERNATIONAL INC CENTRAL INDEX KEY: 0001160586 RELATIONSHIP: OWNER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE STREET 2: SUITE 3900 CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 2128087474 MAIL ADDRESS: STREET 1: 200 PARK AVENUE STREET 2: SUITE 3900 CITY: NEW YORK STATE: NY ZIP: 10166 4 1 europamonarch-form4.txt STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL ---------------------------- OMB Number: 3235-0287 Expires: January 31, 2005 Estimated average burden hours per response.......0.5 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 [_] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). (Print or Type Responses) ________________________________________________________________________________ 1. Name and Address of Reporting Person* Europa International Inc. - -------------------------------------------------------------------------------- (Last) (First) (Middle) c/o Knoll Capital Management, 200 Park Avenue, Suite 3900 - -------------------------------------------------------------------------------- (Street) New York, New York 10166 - -------------------------------------------------------------------------------- (City) (State) (Zip) ________________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol Monarch Dental Corporation (MDDS:Nasdaq SC) ________________________________________________________________________________ 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) ________________________________________________________________________________ 4. Statement for Month/Day/Year September 12, 2002 ________________________________________________________________________________ 5. If Amendment, Date of Original (Month/Day/Year) ________________________________________________________________________________ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [_] Director [x] 10% Owner [_] Officer (give title below) [_] Other (specify below) ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check Applicable Line) [x] Form filed by One Reporting Person [_] Form filed by More than One Reporting Person ________________________________________________________________________________ ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
5. Amount of 6. 2A. 4. Securities Owner- Deemed Securities Acquired (A) or Beneficially ship 2. Execution 3. Disposed of (D) Owned Form: 7. Transaction Date, Transaction (Instr. 3, 4 and 5) Following Direct Nature of Date if any Code ---------------------------- Reported (D) or Indirect 1. (Month/ (Month/ (Instr. 8) (A) Transaction(s) Indirect Beneficial Title of Security Day/ Day/ ----------- Amount or Price (Instr. 3 (I) Ownership (Instr. 3) Year) Year) Code V (D) and 4) (Instr.4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------- -------------- ------- ----- ------------ ---------- ------------ Common Stock, par value $.01 per share 9/12/02 P 1,600 A $3.15 - ------------------------------------------------------------- -------------- ------- ----- ------------ ---------- ------------ Common Stock, par value $.01 per share 9/12/02 P 100 A $3.18 - ------------------------------------------------------------- -------------- ------- ----- ------------ ---------- ------------ Common Stock, par value $.01 per share 9/12/02 P 9,700 A $3.40 - ------------------------------------------------------------- -------------- ------- ----- ------------ ---------- ------------ Common Stock, par value $.01 per share 9/12/02 P 1,100 A $3.389 - ------------------------------------------------------------- -------------- ------- ----- ------------ ---------- ------------ Common Stock, par value $.01 per share 9/12/02 P 1,900 A $3.39 - ------------------------------------------------------------- -------------- ------- ----- ------------ ---------- ------------ Common Stock, par value $.01 per share 9/12/02 P 90,600 A $3.45 - ------------------------------------------------------------- -------------- ------- ----- ------------ ---------- ------------ Common Stock, par value $.01 per share 9/12/02 P 3,000 A $3.35 - ------------------------------------------------------------- -------------- ------- ----- ------------ ---------- ------------ Common Stock, par value $.01 per share 9/12/02 P 1,300 A $3.25 403,900 D - ------------------------------------------------------------- -------------- ------- ----- ------------ ---------- ------------ ====================================================================================================================================
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. (Over) SEC 1474 (9-02) FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
9. Number 10. of Owner- deriv- ship 2. ative Form Conver- 5. 7. Secur- of 11. sion Number of Title and Amount ities Deriv- Nature or 3A. Derivative 6. of Underlying 8. Bene- ative of Exer- Deemed 4. Securities Date Securities Price ficially Secur- In- cise 3. Execu- Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of Owned ity: direct Price Trans- tion action or Disposed Expiration Date ---------------- Deriv- Following Direct Bene- 1. of action Date, Code of(D) (Month/Day/Year) Amount ative Reported (D) or ficial Title of Deriv- Date if any (Instr. (Instr. 3, ---------------- or Secur- Trans- Indirect Owner- Derivative ative (Month/ (Month/ 8) 4 and 5) Date Expira- Number ity action(s) (I) ship Security Secur- Day/ Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
Explanation of Responses: Europa International, Inc. By: Knoll Capital Management, Investment Manager /s/ Fred Knoll 9/13/02 - --------------------------------------------- ----------------------- **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2 JOINT FILER INFORMATION ----------------------- Name: Knoll Capital Management, L.P. 200 Park Avenue, Suite 3900 New York, New York 10166 Designated Filer: Europa International Inc. Issuer & Ticker Symbol: Monarch Dental Corporation (MDDS: NasdaqSC) Statement for Month/Year: September 12, 2002 Signature: /s/ Fred Knoll -------------- Fred Knoll, Principal Name: Fred Knoll 200 Park Avenue, Suite 3900 New York, New York 10166 Designated Filer: Europa International Inc. Issuer & Ticker Symbol: Monarch Dental Corporation (MDDS: NasdaqSC) Statement for Month/Year: September 12, 2002 Signature: /s/ Fred Knoll -------------- Fred Knoll, Individually -----END PRIVACY-ENHANCED MESSAGE-----