0001213900-20-009092.txt : 20200413 0001213900-20-009092.hdr.sgml : 20200413 20200413175113 ACCESSION NUMBER: 0001213900-20-009092 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200413 FILED AS OF DATE: 20200413 DATE AS OF CHANGE: 20200413 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TAGLICH ROBERT CENTRAL INDEX KEY: 0001353439 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35927 FILM NUMBER: 20789533 MAIL ADDRESS: STREET 1: 700 NEW YORK AVENUE CITY: HUNTINGTON STATE: NY ZIP: 11743 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AIR INDUSTRIES GROUP CENTRAL INDEX KEY: 0001009891 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 204458244 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1460 FIFTH AVENUE CITY: BAY SHORE STATE: NY ZIP: 11706 BUSINESS PHONE: 631-881-4920 MAIL ADDRESS: STREET 1: 1460 FIFTH AVENUE CITY: BAY SHORE STATE: NY ZIP: 11706 FORMER COMPANY: FORMER CONFORMED NAME: AIR INDUSTRIES GROUP, INC. DATE OF NAME CHANGE: 20070702 FORMER COMPANY: FORMER CONFORMED NAME: Gales Industries Inc DATE OF NAME CHANGE: 20060410 FORMER COMPANY: FORMER CONFORMED NAME: Ashlin Development Corp DATE OF NAME CHANGE: 20050127 4 1 ownership.xml X0306 4 2020-04-13 0 0001009891 AIR INDUSTRIES GROUP AIRI 0001353439 TAGLICH ROBERT 790 NEW YORK AVENUE, SUITE 209 HUNTINGTON NY 11743 1 0 1 0 Warrants 3 2016-12-22 2021-11-30 Common Stock 15029 23918 D Warrants 3.71 2017-02-07 2022-01-31 Common Stock 19230 19230 D Warrants 3.3 2017-03-08 2022-01-31 Common Stock 7692 7692 D Warrants 3 2016-11-22 2021-11-30 Common Stock 15344 39262 D Warrants 3 2016-12-22 2021-11-30 Common Stock 12540 51802 D Warrants 4.45 2017-02-17 2022-01-31 Common Stock 7500 7500 D Warrants 3.3 2017-03-08 2022-01-31 Common Stock 4374 12542 D Warrants 3.78 2017-03-15 2022-01-31 Common Stock 4306 4306 D Warrants 4 2017-03-21 2022-01-31 Common Stock 869 869 D Warrants 1.5 2017-05-12 2022-05-12 Common Stock 98590 98590 D Warrants 1.5 2017-11-29 2022-11-30 Common Stock 24000 24000 D Warrants 5 2016-08-19 2021-07-31 Common Stock 2436 2436 I See Note Warrants 3.3 2017-03-08 2022-01-31 Common Stock 3416 3416 I See Note Warrants 3.78 2017-03-15 2022-01-31 Common Stock 3354 3354 I See Note Warrants 4 2017-03-21 2022-01-31 Common Stock 615 615 I See Note Custodian for children under NY UGMA. Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director. Exercise price was reduced from $2.49 to $1.50 per share, the public offering price of the Issuer's common stock in the Issuer's public offering which closed on July 12, 2017, pursuant to the terms of the warrant. Includes warrants previously owned by a partnership of which Reporting Person was a General Partner, received upon liquidation at the end of 2018. Represents warrants received by Taglich Brothers, Inc., of which the Reporting Person is Managing Director, which acted as placement agent for the sale of Issuer's 8% convertible notes, in lieu of cash payment of commissions. /s/ Robert F. Taglich 2020-04-13