0001193805-16-003806.txt : 20160823
0001193805-16-003806.hdr.sgml : 20160823
20160823161241
ACCESSION NUMBER: 0001193805-16-003806
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160819
FILED AS OF DATE: 20160823
DATE AS OF CHANGE: 20160823
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AIR INDUSTRIES GROUP
CENTRAL INDEX KEY: 0001009891
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728]
IRS NUMBER: 204458244
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 360 MOTOR PARKWAY, SUITE 100
CITY: HAUPPAUGE
STATE: NY
ZIP: 11788
BUSINESS PHONE: 631-881-4920
MAIL ADDRESS:
STREET 1: 360 MOTOR PARKWAY, SUITE 100
CITY: HAUPPAUGE
STATE: NY
ZIP: 11788
FORMER COMPANY:
FORMER CONFORMED NAME: AIR INDUSTRIES GROUP, INC.
DATE OF NAME CHANGE: 20070702
FORMER COMPANY:
FORMER CONFORMED NAME: Gales Industries Inc
DATE OF NAME CHANGE: 20060410
FORMER COMPANY:
FORMER CONFORMED NAME: Ashlin Development Corp
DATE OF NAME CHANGE: 20050127
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BUONANNO DAVID
CENTRAL INDEX KEY: 0001411333
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35927
FILM NUMBER: 161847364
MAIL ADDRESS:
STREET 1: 21 BUNKER HILL CIRCLE
CITY: SHELTON
STATE: CT
ZIP: 06484
4
1
e615314_4-buonanno.xml
OWNERSHIP DOCUMENT
X0306
4
2016-08-19
0
0001009891
AIR INDUSTRIES GROUP
AIRI
0001411333
BUONANNO DAVID
8213 BAY SHORE DRIVE WEST
MARGATE CITY
NJ
08402
1
0
0
0
Common Stock
2016-06-29
4
M
0
3000
2.95
A
4600
D
Stock Options (right to purchase)
6
2012-09-10
4
A
0
3000
0
A
2012-09-10
2017-09-10
Common Stock
3000
3000
D
Stock Options (right to purchase)
6
2013-04-23
4
A
0
750
0
A
2013-04-23
2018-04-23
Common Stock
750
3750
D
Stock Options (right to purchase)
7.86
2013-09-30
4
A
0
750
0
A
2013-09-30
2018-09-30
Common Stock
750
4500
D
Stock Options (right to purchase)
8.98
2013-12-31
4
A
0
750
0
A
2013-12-31
2018-12-31
Common Stock
750
5250
D
Stock Options (right to purchase)
9.38
2014-03-31
4
A
0
750
0
A
2014-03-31
2019-03-31
Common Stock
750
6000
D
Stock Options (right to purchase)
11.73
2014-05-16
4
A
0
750
0
A
2014-05-16
2019-05-15
Common Stock
750
6750
D
Stock Options (right to purchase)
9.24
2014-08-21
4
A
0
750
0
A
2014-08-21
2019-08-20
Common Stock
750
7500
D
Stock Options (right to purchase)
10.26
2014-11-24
4
A
0
1750
0
A
2014-11-24
2019-11-23
Common Stock
1750
9250
D
Stock Options (right to purchase)
10.05
2015-04-06
4
A
0
750
0
A
2015-04-06
2020-04-05
Common Stock
750
10000
D
Stock Options (right to purchase)
10.05
2015-04-06
4
A
0
750
0
A
2015-07-01
2020-04-05
Common Stock
750
10750
D
Stock Options (right to purchase)
10.05
2015-04-06
4
A
0
750
0
A
2015-10-01
2020-04-05
Common Stock
750
11500
D
Stock Options (right to purchase)
10.05
2015-04-06
4
A
0
750
0
A
2016-01-01
2020-04-05
Common Stock
750
12250
D
Stock Options (right to purchase)
4.64
2016-06-02
4
A
0
750
0
A
2016-06-02
2021-06-01
Common Stock
750
13000
D
Stock Options (right to purchase)
4.64
2016-06-02
4
A
0
750
0
A
2016-08-01
2021-06-01
Common Stock
750
13750
D
Stock Options (right to purchase)
4.64
2016-06-02
4
A
0
750
0
A
2016-11-01
2021-06-01
Common Stock
750
14500
D
Stock Options (right to purchase)
4.64
2016-06-02
4
A
0
750
0
A
2017-02-01
2021-06-01
Common Stock
750
15250
D
Convertible Notes
10.00
2016-08-19
4
P
0
25000
25000
A
2016-08-19
2017-12-31
Common Stock
5081
25000
D
Series A Preferred Stock
4.92
2016-08-19
4
P
0
2500
25000
A
Common Stock
5081
2500
D
Warrants
5.00
2016-08-19
4
P
0
1016
0
A
2016-08-19
2021-07-31
Common Stock
1016
1016
D
Automatically converts into 2,500 shares of Series A Preferred Stock upon filing of certificate of amendment to articles of incorporation increasing the number of authorized shares of preferred stock available for conversion (the "Certificate of Amendment").
Upon filing of Certificate of Amendment.
No expiration date.
/s/ David Buonanno
2016-08-23