0001193805-16-003806.txt : 20160823 0001193805-16-003806.hdr.sgml : 20160823 20160823161241 ACCESSION NUMBER: 0001193805-16-003806 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160819 FILED AS OF DATE: 20160823 DATE AS OF CHANGE: 20160823 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AIR INDUSTRIES GROUP CENTRAL INDEX KEY: 0001009891 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 204458244 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 360 MOTOR PARKWAY, SUITE 100 CITY: HAUPPAUGE STATE: NY ZIP: 11788 BUSINESS PHONE: 631-881-4920 MAIL ADDRESS: STREET 1: 360 MOTOR PARKWAY, SUITE 100 CITY: HAUPPAUGE STATE: NY ZIP: 11788 FORMER COMPANY: FORMER CONFORMED NAME: AIR INDUSTRIES GROUP, INC. DATE OF NAME CHANGE: 20070702 FORMER COMPANY: FORMER CONFORMED NAME: Gales Industries Inc DATE OF NAME CHANGE: 20060410 FORMER COMPANY: FORMER CONFORMED NAME: Ashlin Development Corp DATE OF NAME CHANGE: 20050127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUONANNO DAVID CENTRAL INDEX KEY: 0001411333 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35927 FILM NUMBER: 161847364 MAIL ADDRESS: STREET 1: 21 BUNKER HILL CIRCLE CITY: SHELTON STATE: CT ZIP: 06484 4 1 e615314_4-buonanno.xml OWNERSHIP DOCUMENT X0306 4 2016-08-19 0 0001009891 AIR INDUSTRIES GROUP AIRI 0001411333 BUONANNO DAVID 8213 BAY SHORE DRIVE WEST MARGATE CITY NJ 08402 1 0 0 0 Common Stock 2016-06-29 4 M 0 3000 2.95 A 4600 D Stock Options (right to purchase) 6 2012-09-10 4 A 0 3000 0 A 2012-09-10 2017-09-10 Common Stock 3000 3000 D Stock Options (right to purchase) 6 2013-04-23 4 A 0 750 0 A 2013-04-23 2018-04-23 Common Stock 750 3750 D Stock Options (right to purchase) 7.86 2013-09-30 4 A 0 750 0 A 2013-09-30 2018-09-30 Common Stock 750 4500 D Stock Options (right to purchase) 8.98 2013-12-31 4 A 0 750 0 A 2013-12-31 2018-12-31 Common Stock 750 5250 D Stock Options (right to purchase) 9.38 2014-03-31 4 A 0 750 0 A 2014-03-31 2019-03-31 Common Stock 750 6000 D Stock Options (right to purchase) 11.73 2014-05-16 4 A 0 750 0 A 2014-05-16 2019-05-15 Common Stock 750 6750 D Stock Options (right to purchase) 9.24 2014-08-21 4 A 0 750 0 A 2014-08-21 2019-08-20 Common Stock 750 7500 D Stock Options (right to purchase) 10.26 2014-11-24 4 A 0 1750 0 A 2014-11-24 2019-11-23 Common Stock 1750 9250 D Stock Options (right to purchase) 10.05 2015-04-06 4 A 0 750 0 A 2015-04-06 2020-04-05 Common Stock 750 10000 D Stock Options (right to purchase) 10.05 2015-04-06 4 A 0 750 0 A 2015-07-01 2020-04-05 Common Stock 750 10750 D Stock Options (right to purchase) 10.05 2015-04-06 4 A 0 750 0 A 2015-10-01 2020-04-05 Common Stock 750 11500 D Stock Options (right to purchase) 10.05 2015-04-06 4 A 0 750 0 A 2016-01-01 2020-04-05 Common Stock 750 12250 D Stock Options (right to purchase) 4.64 2016-06-02 4 A 0 750 0 A 2016-06-02 2021-06-01 Common Stock 750 13000 D Stock Options (right to purchase) 4.64 2016-06-02 4 A 0 750 0 A 2016-08-01 2021-06-01 Common Stock 750 13750 D Stock Options (right to purchase) 4.64 2016-06-02 4 A 0 750 0 A 2016-11-01 2021-06-01 Common Stock 750 14500 D Stock Options (right to purchase) 4.64 2016-06-02 4 A 0 750 0 A 2017-02-01 2021-06-01 Common Stock 750 15250 D Convertible Notes 10.00 2016-08-19 4 P 0 25000 25000 A 2016-08-19 2017-12-31 Common Stock 5081 25000 D Series A Preferred Stock 4.92 2016-08-19 4 P 0 2500 25000 A Common Stock 5081 2500 D Warrants 5.00 2016-08-19 4 P 0 1016 0 A 2016-08-19 2021-07-31 Common Stock 1016 1016 D Automatically converts into 2,500 shares of Series A Preferred Stock upon filing of certificate of amendment to articles of incorporation increasing the number of authorized shares of preferred stock available for conversion (the "Certificate of Amendment"). Upon filing of Certificate of Amendment. No expiration date. /s/ David Buonanno 2016-08-23