0001193805-16-003524.txt : 20160630
0001193805-16-003524.hdr.sgml : 20160630
20160630143254
ACCESSION NUMBER: 0001193805-16-003524
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160629
FILED AS OF DATE: 20160630
DATE AS OF CHANGE: 20160630
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AIR INDUSTRIES GROUP
CENTRAL INDEX KEY: 0001009891
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728]
IRS NUMBER: 204458244
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 360 MOTOR PARKWAY, SUITE 100
CITY: HAUPPAUGE
STATE: NY
ZIP: 11788
BUSINESS PHONE: 631-881-4920
MAIL ADDRESS:
STREET 1: 360 MOTOR PARKWAY, SUITE 100
CITY: HAUPPAUGE
STATE: NY
ZIP: 11788
FORMER COMPANY:
FORMER CONFORMED NAME: AIR INDUSTRIES GROUP, INC.
DATE OF NAME CHANGE: 20070702
FORMER COMPANY:
FORMER CONFORMED NAME: Gales Industries Inc
DATE OF NAME CHANGE: 20060410
FORMER COMPANY:
FORMER CONFORMED NAME: Ashlin Development Corp
DATE OF NAME CHANGE: 20050127
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHROEDER ROBERT C
CENTRAL INDEX KEY: 0001268331
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35927
FILM NUMBER: 161742739
MAIL ADDRESS:
STREET 1: TAGLICH BROTHERS, INC.
STREET 2: 405 LEXINGTON AVE, 51ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10174
4
1
e615179_4-schroeder.xml
OWNERSHIP DOCUMENT
X0306
4
2016-06-29
0
0001009891
AIR INDUSTRIES GROUP
AIRI
0001268331
SCHROEDER ROBERT C
700 NEW YORK AVENUE, SUITE B
HUNTINGTON
NY
11743
1
0
0
0
Common Stock
2016-06-29
4
M
0
3000
2.95
A
51679
D
Stock Options (right to purchase)
6
2012-09-10
4
A
0
3000
0
A
2012-09-10
2017-09-10
Common Stock
3000
3000
D
Stock Options (right to purchase)
6
2013-04-23
4
A
0
750
0
A
2013-04-23
2018-04-23
Common Stock
750
3750
D
Stock Options (right to purchase)
7.86
2013-09-30
4
A
0
750
0
A
2013-09-30
2018-09-30
Common Stock
750
4500
D
Stock Options (right to purchase)
8.98
2013-12-31
4
A
0
750
0
A
2013-12-31
2018-12-31
Common Stock
750
5250
D
Stock Options (right to purchase)
9.38
2014-03-31
4
A
0
750
0
A
2014-03-31
2019-03-31
Common Stock
750
6000
D
Warrants (1) (right to purchase)
6.3
2012-06-22
4
A
0
20005
0
A
2012-06-22
2017-06-22
Common Stock
20005
26005
I
See Note
Stock Options (right to purchase)
11.73
2014-05-16
4
A
0
750
0
A
2014-05-16
2019-05-15
Common Stock
750
26755
D
Warrants (right to purchase)
11.25
2014-07-28
4
A
0
7580
0
A
2015-05-29
2019-05-28
Common Stock
7580
34335
D
Stock Options (right to purchase)
9.24
2014-08-21
4
A
0
750
0
A
2014-08-21
2019-08-20
Common Stock
750
35085
D
Stock Options (right to purchase)
10.26
2014-11-24
4
A
0
1750
0
A
2014-11-24
2019-11-23
Common Stock
1750
36835
D
Stock Options (right to purchase)
10.05
2015-04-06
4
A
0
750
0
A
2015-04-06
2020-04-05
Common Stock
750
37585
D
Stock Options (right to purchase)
10.05
2015-04-06
4
A
0
750
0
A
2015-07-01
2020-04-05
Common Stock
750
38335
D
Stock Options (right to purchase)
10.05
2015-04-06
4
A
0
750
0
A
2015-10-01
2020-04-05
Common Stock
750
39085
D
Stock Options (right to purchase)
10.05
2015-04-06
4
A
0
750
0
A
2016-01-01
2020-04-05
Common Stock
750
39835
D
Stock Options (right to purchase)
4.64
2016-06-02
4
A
0
750
0
A
2016-06-02
2021-06-01
Common Stock
750
40585
D
Stock Options (right to purchase)
4.64
2016-06-02
4
A
0
750
0
A
2016-08-01
2021-06-01
Common Stock
750
41335
D
Stock Options (right to purchase)
4.64
2016-06-02
4
A
0
750
0
A
2016-11-01
2021-06-01
Common Stock
750
42085
D
Stock Options (right to purchase)
4.64
2016-06-02
4
A
0
750
0
A
2017-02-01
2021-06-01
Common Stock
750
42835
D
Reporting Person's portion of a total 118,585 Placement Agent Warrants received by Taglich Brothers, Inc., which acted as placement agent for the sale of Issuer's common stock in June and July of 2012.
/s/ Robert C. Schroeder
2016-06-30