0001193805-16-003524.txt : 20160630 0001193805-16-003524.hdr.sgml : 20160630 20160630143254 ACCESSION NUMBER: 0001193805-16-003524 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160629 FILED AS OF DATE: 20160630 DATE AS OF CHANGE: 20160630 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AIR INDUSTRIES GROUP CENTRAL INDEX KEY: 0001009891 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 204458244 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 360 MOTOR PARKWAY, SUITE 100 CITY: HAUPPAUGE STATE: NY ZIP: 11788 BUSINESS PHONE: 631-881-4920 MAIL ADDRESS: STREET 1: 360 MOTOR PARKWAY, SUITE 100 CITY: HAUPPAUGE STATE: NY ZIP: 11788 FORMER COMPANY: FORMER CONFORMED NAME: AIR INDUSTRIES GROUP, INC. DATE OF NAME CHANGE: 20070702 FORMER COMPANY: FORMER CONFORMED NAME: Gales Industries Inc DATE OF NAME CHANGE: 20060410 FORMER COMPANY: FORMER CONFORMED NAME: Ashlin Development Corp DATE OF NAME CHANGE: 20050127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHROEDER ROBERT C CENTRAL INDEX KEY: 0001268331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35927 FILM NUMBER: 161742739 MAIL ADDRESS: STREET 1: TAGLICH BROTHERS, INC. STREET 2: 405 LEXINGTON AVE, 51ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10174 4 1 e615179_4-schroeder.xml OWNERSHIP DOCUMENT X0306 4 2016-06-29 0 0001009891 AIR INDUSTRIES GROUP AIRI 0001268331 SCHROEDER ROBERT C 700 NEW YORK AVENUE, SUITE B HUNTINGTON NY 11743 1 0 0 0 Common Stock 2016-06-29 4 M 0 3000 2.95 A 51679 D Stock Options (right to purchase) 6 2012-09-10 4 A 0 3000 0 A 2012-09-10 2017-09-10 Common Stock 3000 3000 D Stock Options (right to purchase) 6 2013-04-23 4 A 0 750 0 A 2013-04-23 2018-04-23 Common Stock 750 3750 D Stock Options (right to purchase) 7.86 2013-09-30 4 A 0 750 0 A 2013-09-30 2018-09-30 Common Stock 750 4500 D Stock Options (right to purchase) 8.98 2013-12-31 4 A 0 750 0 A 2013-12-31 2018-12-31 Common Stock 750 5250 D Stock Options (right to purchase) 9.38 2014-03-31 4 A 0 750 0 A 2014-03-31 2019-03-31 Common Stock 750 6000 D Warrants (1) (right to purchase) 6.3 2012-06-22 4 A 0 20005 0 A 2012-06-22 2017-06-22 Common Stock 20005 26005 I See Note Stock Options (right to purchase) 11.73 2014-05-16 4 A 0 750 0 A 2014-05-16 2019-05-15 Common Stock 750 26755 D Warrants (right to purchase) 11.25 2014-07-28 4 A 0 7580 0 A 2015-05-29 2019-05-28 Common Stock 7580 34335 D Stock Options (right to purchase) 9.24 2014-08-21 4 A 0 750 0 A 2014-08-21 2019-08-20 Common Stock 750 35085 D Stock Options (right to purchase) 10.26 2014-11-24 4 A 0 1750 0 A 2014-11-24 2019-11-23 Common Stock 1750 36835 D Stock Options (right to purchase) 10.05 2015-04-06 4 A 0 750 0 A 2015-04-06 2020-04-05 Common Stock 750 37585 D Stock Options (right to purchase) 10.05 2015-04-06 4 A 0 750 0 A 2015-07-01 2020-04-05 Common Stock 750 38335 D Stock Options (right to purchase) 10.05 2015-04-06 4 A 0 750 0 A 2015-10-01 2020-04-05 Common Stock 750 39085 D Stock Options (right to purchase) 10.05 2015-04-06 4 A 0 750 0 A 2016-01-01 2020-04-05 Common Stock 750 39835 D Stock Options (right to purchase) 4.64 2016-06-02 4 A 0 750 0 A 2016-06-02 2021-06-01 Common Stock 750 40585 D Stock Options (right to purchase) 4.64 2016-06-02 4 A 0 750 0 A 2016-08-01 2021-06-01 Common Stock 750 41335 D Stock Options (right to purchase) 4.64 2016-06-02 4 A 0 750 0 A 2016-11-01 2021-06-01 Common Stock 750 42085 D Stock Options (right to purchase) 4.64 2016-06-02 4 A 0 750 0 A 2017-02-01 2021-06-01 Common Stock 750 42835 D Reporting Person's portion of a total 118,585 Placement Agent Warrants received by Taglich Brothers, Inc., which acted as placement agent for the sale of Issuer's common stock in June and July of 2012. /s/ Robert C. Schroeder 2016-06-30