0001013762-23-001629.txt : 20231004 0001013762-23-001629.hdr.sgml : 20231004 20231004162504 ACCESSION NUMBER: 0001013762-23-001629 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231004 FILED AS OF DATE: 20231004 DATE AS OF CHANGE: 20231004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TAGLICH ROBERT CENTRAL INDEX KEY: 0001353439 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35927 FILM NUMBER: 231308267 MAIL ADDRESS: STREET 1: 700 NEW YORK AVENUE CITY: HUNTINGTON STATE: NY ZIP: 11743 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AIR INDUSTRIES GROUP CENTRAL INDEX KEY: 0001009891 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 204458244 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1460 FIFTH AVENUE CITY: BAY SHORE STATE: NY ZIP: 11706 BUSINESS PHONE: 631-881-4920 MAIL ADDRESS: STREET 1: 1460 FIFTH AVENUE CITY: BAY SHORE STATE: NY ZIP: 11706 FORMER COMPANY: FORMER CONFORMED NAME: AIR INDUSTRIES GROUP, INC. DATE OF NAME CHANGE: 20070702 FORMER COMPANY: FORMER CONFORMED NAME: Gales Industries Inc DATE OF NAME CHANGE: 20060410 FORMER COMPANY: FORMER CONFORMED NAME: Ashlin Development Corp DATE OF NAME CHANGE: 20050127 4 1 ownership.xml X0508 4 2023-10-04 0 0001009891 AIR INDUSTRIES GROUP AIRI 0001353439 TAGLICH ROBERT C/O TAGLICH BROTHERS, INC. 37 MAIN STREET COLD SPRING HARBOR NY 11724 1 0 1 0 0 Common Stock 2023-10-04 4 J 0 4359 2.89 A 255877 D Common Stock 23995 I See Note Common Stock 4476 I See Note Stock Options 3.5 2028-05-31 Common Stock 1000 1000 D Stock Options 3.43 2028-06-30 Common Stock 2120 2120 D Stock Option 8.4 2027-04-30 Common Stock 1000 1000 D Stock Option 13.2 2027-12-31 Common Stock 1000 1000 D Stock Option 23.8 2026-12-31 Common Stock 1000 1000 D Stock Option 12.8 2025-12-31 Common Stock 1000 1000 D Convertible Notes 15 2018-09-30 2026-07-01 Common Stock 50772 761579 D Convertible Notes 9.3 2019-01-15 2026-07-01 Common Stock 110323 1026000 D Convertible Notes 15 2018-09-30 2026-07-01 Common Stock 14217 213242 I See Note Convertible Notes 15 2018-09-30 2026-07-01 Common Stock 7812 117166 D Convertible Notes 9.3 2019-01-15 2026-07-01 Common Stock 3011 28000 I See Note Shares received in lieu of cash payment of director's fees. Represent shares owned by Taglich Brothers, Inc., of which the Reporting Person is Managing Director. Represents shares acquired for which Mr. Taglich is the custodian for his children under NY UGMA. Vests as to 250 shares on each of June 2, 2023, June 30, 2023, September 30, 2023 and December 31, 2023. Exercisable in full. Represents Issuer's 6% convertible notes received pursuant to amendment to Issuer's 8% convertible notes and includes accrued interest through December 31, 2020. Includes accrued interest on the Notes through December 31, 2020 and the shares that would be issued upon conversion for the interest accrued through December 31, 2020. Does not include shares to be issued upon conversion for interest accrued after December 31, 2020. Represents 6% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, pursuant to amendment to Issuer's 8% convertible notes originally issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 8% convertible notes. Represents 7% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 7% convertible notes in January 2019. /s/ Robert F. Taglich 2023-10-04